American Stock Exchange Announces 2006 Year-End Results
January 08 2007 - 8:56AM
PR Newswire (US)
Amex New ETF Listings Surge 100%; Amex Launches New Electronic
Trading Platform; NEW YORK, Jan. 8 /PRNewswire/ -- The American
Stock Exchange(R) (Amex(R)) today released its 2006 year-end
results, highlighting the launch of AEMI(SM), its new
state-of-the-art trading platform, which places the Exchange's
technology among the most advanced in the world for electronic
trading. The Amex continued to focus on innovation and product
diversification to create new opportunities and compete
aggressively in its business areas. 2006 Highlights * Amex launches
AEMI, its new trading platform, which will provide immediate and
automated execution of electronic orders and will be in full
compliance with Regulation NMS. * Amex has a record year in
exchange traded funds (ETFs) by listing 92 new ETFs, doubling the
number of listings from 2005 and continuing its dominance in the
industry. * Amex launches remote options market-making program with
three of Wall Street's largest options players. * Amex Composite
Index (XAX) surges 17%. * Amex lists more than 100 structured
products for the fifth consecutive year. "The American Stock
Exchange worked hard to transform its technology and business
strategy in 2006, re-emerging as a robust and healthy exchange with
strong leadership and great potential," said Neal Wolkoff, Amex
Chairman and Chief Executive Officer. "As we re-establish business
relationships and move forward with our strategic plans, I am
confident that we are well positioned to pursue new opportunities
and continue the momentum we have gained." Technology The Amex
successfully launched its new state-of-the-art trading platform,
AEMI, on November 6. The new trading platform, which was designed
to be as fast as an ECN, provides immediate and automated execution
of electronic orders. AEMI also supports brokered orders and the
best qualities of the auction market when conditions warrant human
interaction. The AEMI platform will trade equities and ETFs at the
outset but it has the capability of trading multiple instruments.
By the end of 2006, Amex migrated nearly 300 products to the AEMI
platform, including ETFs, equities and structured products. The
Exchange intends to ramp up the migration over the next few weeks
and have all its equities and ETF products onto AEMI in advance of
the February 5, 2007 deadline set by the SEC for SRO compliance
with Regulation NMS. "The launch of AEMI is an important
achievement and milestone for the Amex and provides our customers
with world-class technology and puts the Amex in a much more
competitive position for the future," said Antoine Shagoury, Chief
Information Officer. Exchange Traded Funds The Amex had a record
year in ETF listings in 2006, continuing to be the premier listing
venue for ETFs, a product category it pioneered in 1993. The Amex
ETF Marketplace listed 92 new products from 12 different issuers,
doubling the previous year's listings. The Amex closed the year
with a total of 222 ETFs and $225 billion in assets. In 2006, the
Amex was successful in helping new issuers bring their innovative
products to market and building upon existing issuer relationships.
Claymore Securities, MACRO Securities Depositor, Van Eck Global,
ProShares Advisors, Deutsche Bank and Victoria Bay Asset Management
are new issuers who launched their products on the Amex, marking
their first foray into the ETF marketplace. The Amex also welcomed
new products from returning issuers including First Trust Advisors
L.P., PowerShares Capital Management, The Vanguard Group, State
Street Global Advisors, Rydex Investments and iShares. The
selection of the Amex as a listing venue by these 12 different
issuers is a testament to Amex's renowned innovation, expertise and
product support for ETF listings. Cliff Weber, Senior Vice
President of Amex's ETF Marketplace, said, "2006 was an exceptional
year and the outlook remains bright as we continue to be the
listing venue of choice for new and innovative products. We look
forward to working with our existing partners and with new entrants
to the marketplace." Options In 2006, the Amex options business
launched its remote options market- making programs -- Remote
Registered Options Traders (RROTs) and Supplemental Registered
Options Traders (SROTs). The RROT program allows on-floor market
makers and specialists to electronically quote in products outside
of the trading crowd they stand in -- creating greater quote
competition and adding liquidity. SROTs stream quotes from off the
trading floor in their assigned classes, which are drawn from the
most actively traded options industry wide. The SROT program was
launched with three of Wall Street's largest options players,
Citadel Derivatives Group, Goldman Sachs Group Inc.'s SLK-Hull
Derivatives LLC unit and Timber Hill/Interactive Brokers. "Having
such high-caliber names in the industry join the first phase of our
SROT program is a vote of confidence for the new Amex," said
Michael T. Bickford, Senior Vice President of Options. "In 2007, we
plan to expand our SROT program with the addition of three more
firms." On the technology front, Amex activated two new data
centers in 2006 to support ANTE, the Amex's options trading
platform. The completion of a new ticker plant to improve system
performance and the introduction of a FIX front end for more
flexible order entry are on schedule for early 2007. In 2006, the
Amex garnered a total of 197,045,745 options contracts traded, and
an average daily volume for the year of 785,043. In equity options
trades, which make up the majority of the Amex's options trading
volume, the Amex traded 186,995,065 contracts and an average daily
volume of 745,000. Equities The Amex Composite Index (XAX), a
barometer of the performance of Amex- listed stocks, continued its
strong performance in 2006, rising 17% in to 2056.43. The index
outpaced most domestic broad-based indexes, including the Dow Jones
Industrial Average, Nasdaq Composite, New York Stock Exchange
Composite, Russell 2000 and S&P 500 over the past five and 10
years. The XAX is up 143% over five years and 259% over 10 years.
In 2006, 69 companies from a wide range of sectors including
biotechnology, finance, mining, Internet services and energy
selected the Amex as their listing venue due to the many
value-added services the Amex makes available to meet the needs of
developing companies in today's competitive public marketplace.
Overall, the average market capitalization at the time of listing
of this year's group was 27% higher than the average in 2005.
Strength in the 2006 listings was also evidenced by an increase of
52% in the share price of the average listing over 2005. Among the
Amex's international listings in 2006 were companies located in
Canada, China and the United Kingdom. "The Amex continues to help
identify the needs of small and mid-cap companies so they can
capitalize on opportunities in a highly competitive market," said
John McGonegal, Senior Vice President of Equities. "We leverage our
strength within the domestic markets and further expand our
commitment to attracting desirable international listings by
demonstrating the unique value proposition a listing on the Amex
provides." Capital Markets The Amex's Capital Markets Group showed
impressive strength in 2006, having a solid year in bringing new
products to the marketplace and continuing to exemplify why it has
become a premier destination for structured products issuers. The
Amex listed 114 new issues in 2006. As of December 31, 2006 the
Amex traded a total of 394 structured products. "The Amex's Capital
Markets Group continues to surpass expectations and bring new and
innovative structured products to the marketplace," said Richard
Mikaliunas, Senior Vice President of the Capital Markets Group.
"This is the fifth consecutive year that we have listed more than
100 new issues and we expect to continue to be the industry leader
in 2007." Closed-End Funds The Amex strengthened its closed-end
fund business in 2006, adding 10 new closed-end funds and welcoming
back five issuers. The Amex listed six Credit Suisse-advised
closed-end funds that voluntarily transferred from the New York
Stock Exchange, which included: The Chile Fund, Inc. (CH), Credit
Suisse Asset Management Income Fund, Inc. (CIK), Credit Suisse High
Yield Bond Fund (DHY), The Emerging Markets Telecommunications
Fund, Inc. (ETF), The First Israel Fund, Inc. (ISL), and The Latin
America Equity Fund, Inc. (LAQ). These funds have a combined market
capitalization of more than $1 billion and join Credit Suisse's The
Indonesia Fund, Inc. (IF), which has been listed on Amex since
2003. All Credit Suisse-advised closed-end funds are now listed on
the Amex. Clough Capital Partners L.P. returned to list their third
closed-end fund, Clough Global Opportunity Fund (GLO). GLO ranks as
one of the largest closed- end fund IPOs in the U.S. in 2006. Other
returning issuers include RMR Advisors, Inc., which listed its
fifth fund on the Amex, RMR Asia Pacific Real Estate Fund (RAP).
First Trust Advisors L.P., returned to list their sixth closed-end
fund on the Amex, First Trust Tax-Advantaged Preferred Income Fund
(FPI). Central Fund of Canada Funds listed their second trust,
Central Gold- Trust (GTU), which invests in gold bullion. GTU began
trading in 2003 on the Toronto Stock Exchange and is now dually
listed on Amex. These firms are among 32 leading closed-end fund
issuers who have chosen to list their funds on the Amex. The Amex
is the second largest closed-end fund exchange in the U.S., with
149 listings and total assets exceeding $32.5 billion as of
year-end 2006. About the American Stock Exchange The American Stock
Exchange (Amex) offers trading across a full range of equities,
options and exchange traded funds (ETFs), including structured
products and HOLDRS. In addition to its role as a national equities
market, the Amex is the pioneer of the ETF, responsible for
bringing the first domestic product to market in 1993. Leading the
industry in ETF listings, the Amex lists 229 ETFs to date. The Amex
is also one of the largest options exchanges in the U.S., trading
options on broad-based and sector indexes as well as domestic and
foreign stocks. For more information, please visit
http://www.amex.com/. DATASOURCE: The American Stock Exchange
CONTACT: Mary Chung of American Stock Exchange, +1-212-306-1641,
Web site: http://www.amex.com/
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