- Current report filing (8-K)
December 19 2011 - 4:14PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported): December 19, 2011 (December 13, 2011)
CHINA
SHEN ZHOU MINING & RESOURCES, INC
.
(Exact
name of registrant as specified in its charter)
Nevada
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001-33929
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87-0430816
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(State
of Incorporation)
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(Commission
File No.)
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(IRS
Employer ID Number)
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No.
166 Fushi Road Zeyang Tower, Shijingshan District, Beijing, China 100043
(Address
of principal executive offices)
86-010-8890-6927
(Registrant’s
telephone number, including area code)
Not
applicable
(Former
name or former address, if changed since last report.)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
£
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Written communications pursuant
to Rule 425 under the Securities Act (17CFR 230.425)
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£
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Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
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£
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Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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£
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Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 3.01
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Notice of Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
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On December 13, 2011, China Shen Zhou Mining & Resources,
Inc. (the “Company”) received a letter (the “Letter”) from the NYSE Amex Equities LLC (the
“Exchange”) advising that the Company did not comply with Section 703 of the NYSE Amex Company Guide (the
“Company Guide”), which required that the Company notify the Exchange of the record date for the 2011 Annual
Meeting of Shareholders at least ten days prior to such record date. The Letter was issued pursuant to Section 1009(a)(i) of
the Company Guide. The Company did not receive emails concerning the record date notification requirement and as a result did
not notify the Exchange of the record date.
On December 19, 2011, the Company issued a press release disclosing
the foregoing. A copy of that press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated
herein by reference.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
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Exhibit
No.
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Description
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99.1
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Press Release
dated December 19, 2011
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has caused this report to be signed on
its behalf by the undersigned, hereunto duly authorized.
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China
Shen Zhou Mining & Resources, Inc.
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Date: December 19, 2011
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By:
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/s/
Xiaojing Yu
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Xiaojing Yu
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Chief Executive Officer
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China Shen Zhou Mining & Resources, Inc. (AMEX:SHZ)
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