Statement of Changes in Beneficial Ownership (4)
May 09 2018 - 9:31AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Vollaro John D
|
2. Issuer Name
and
Ticker or Trading Symbol
ARCH CAPITAL GROUP LTD.
[
ACGL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
WATERLOO HOUSE, GROUND FLOOR, 100 PITTS BAY ROAD
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/7/2018
|
(Street)
PEMBROKE, D0 HM 08
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Shares, $.0033 par value per share
|
5/7/2018
|
|
M
|
|
36000
|
A
|
$23.10
|
36000
|
D
|
|
Common Shares, $.0033 par value per share
|
5/7/2018
|
|
F
(2)
|
|
10510
|
D
|
$79.13
|
25490
|
D
|
|
Common Shares, $.0033 par value per share
|
5/7/2018
|
|
G
(4)
|
|
25490
(4)
|
D
|
$0
|
0
|
D
|
|
Common Shares, $.0033 par value per share
|
5/7/2018
|
|
G
(4)
|
|
25490
(4)
|
A
|
$0
|
143506
|
I
|
by Trust
(1)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Share Appreciation Right
|
$23.10
|
5/7/2018
|
|
M
|
|
|
36000
|
(3)
|
5/9/2018
|
Common Shares, $.0033 par value per share
|
36000
|
$0
|
0
|
D
|
|
Explanation of Responses:
|
(1)
|
Such common shares are held by a revocable trust for which the reporting person serves as trustee.
|
(2)
|
In connection with the exercise of a share appreciation right as described in Table II, 10,510 shares were disposed of in satisfaction of the exercise price; 25,490 net shares were issued.
|
(3)
|
The share appreciation right became exercisable in three equal installments, with the first installment exercisable on May 9, 2009 and the second and third installments exercisable on May 9, 2010 and May 9, 2011, subject to the applicable award agreement.
|
(4)
|
On May 7, 2018, the reporting person contributed such shares to a revocable trust for which he serves as trustee.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Vollaro John D
WATERLOO HOUSE, GROUND FLOOR
100 PITTS BAY ROAD
PEMBROKE, D0 HM 08
|
X
|
|
|
|
Signatures
|
/s/ John Vollaro
|
|
5/8/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Arch Capital (NASDAQ:ACGLP)
Historical Stock Chart
From Jun 2024 to Jul 2024
Arch Capital (NASDAQ:ACGLP)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about Arch Capital Group Ltd (NASDAQ): 0 recent articles
More Arch Capital Group Ltd. News Articles