Acxiom Corp - Statement of Changes in Beneficial Ownership (4)
March 19 2008 - 3:50PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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January 31, 2008
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MORGAN CHARLES D
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2. Issuer Name
and
Ticker or Trading Symbol
ACXIOM CORP
[
ACXM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
__
X
__ Other (specify below)
Former Interim Company Leader
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(Last)
(First)
(Middle)
2908 HOOD STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/17/2008
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(Street)
DALLAS, TX 75219
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Contract to Sell (Pre-paid Variable Equity Forward)
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(1)
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3/17/2008
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J/K
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1
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(1)
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(1)
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Common Stock, $.10 Par Value
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500000
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(1)
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1
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D
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Explanation of Responses:
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(
1)
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On March 13, 2008, Mr. Morgan entered into an agreement that authorized a third party broker to enter into one or more prepaid variable equity forward sale arrangements for up to 500,000 shares of Acxiom Corporation ("Acxiom") common stock. Pursuant to instructions provided by Mr. Morgan, as part of the initial tranche of the forward sale arrangements, on March 17, 2008, the broker sold 21,229 shares of Acxiom common stock at $11.0227 per share, and on March 18, 2008, the broker sold 40,600 shares of Acxiom common stock at $11.0239 per share. At the closing of the tranche, the broker will deliver to Mr. Morgan written confirmation of these trades and the terms of the resulting pre-paid variable equity forward contract for this tranche.
With regard to the initial tranche, on or about March 26, 2008, Mr. Morgan will receive cash payments related to the sale of Acxiom common stock pertaining to the initial tranche to this agreement. In exchange for the payment, Mr. Morgan will deliv
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MORGAN CHARLES D
2908 HOOD STREET
DALLAS, TX 75219
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Former Interim Company Leader
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Signatures
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By: Catherine L. Hughes, Attorney-in-Fact For: Charles D. Morgan
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3/19/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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