Initial Statement of Beneficial Ownership (3)
March 20 2023 - 2:08PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Chang I-Fa |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/17/2023
|
3. Issuer Name and Ticker or Trading Symbol
Aimfinity Investment Corp. I [NONE]
|
|
(Last)
(First)
(Middle)
I/C/O AIMFINITY INVESTMENT CORP. I, 221 W 9TH ST, PMB 235 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director ___X___ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
CEO and Chairman / |
|
(Street)
WILMINGTON, DE 19801
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Class B Ordinary Shares | (1) | (1) | Class A Ordinary Shares | 1692500 (1)(2) | (1) | I (2) | See Footnote (2) |
| Explanation of Responses: |
| (1) | The Class B ordinary shares will automatically convert into Class A ordinary shares concurrently with or immediately following the consummation of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, and have no expiration date. |
| (2) | Aimfinity Investment LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Chang was appointed as the sole manager of the Sponsor on March 17, 2023, and as such may be deemed to have sole voting and investment discretion with respect to the securities held by the Sponsor. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Chang I-Fa
I/C/O AIMFINITY INVESTMENT CORP. I
221 W 9TH ST, PMB 235
WILMINGTON, DE 19801 | X | X | CEO and Chairman |
|
Signatures
|
| /s/ I-Fa Chang | | 3/20/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Aimfinity Investment Cor... (NASDAQ:AIMBU)
Historical Stock Chart
From Jan 2025 to Feb 2025
Aimfinity Investment Cor... (NASDAQ:AIMBU)
Historical Stock Chart
From Feb 2024 to Feb 2025
