CADTU DT Asia Investments Limited - Unit (MM)

Company                             Symbol  Percent  Current  Offer   IPO Date* 
ReWalk Robotics Ltd.                 RWLK    175%    $32.95   $12.00  12-Sep-14 
CyberArk Softward Ltd.               CYBR     89%    $30.25   $16.00  24-Sep-14 
T2 Biosystems Inc.                   TTOO     58%    $17.33   $11.00   7-Aug-14 
Otonomy Inc.                         OTIC     38%    $22.12   $16.00  13-Aug-14 
CONE Midstream Partners LP           CNNX     29%    $28.48   $22.00  25-Sep-14 
ProQR Therapeutics                   PRQR     28%    $16.64   $13.00  18-Sep-14 
Alibaba Group Holding Ltd.           BABA     27%    $86.06   $68.00  19-Sep-14 
Smart & Final Stores Inc.             SFS     16%    $13.94   $12.00  24-Sep-14 
Hoegh LNG Partners LP                HMLP     16%    $23.21   $20.00   7-Aug-14 
Ryerson Holding Corp.                 RYI     12%    $12.32   $11.00   8-Aug-14 
Green Bancorp Inc.                   GNBC     11%    $16.62   $15.00   8-Aug-14 
Citizens Financial Group Inc.         CFG      9%    $23.47   $21.50  24-Sep-14 
iDreamSky Technology Ltd.            DSKY      8%    $16.20   $15.00   7-Aug-14 
C1 Financial Inc.                     BNK      3%    $17.50   $17.00  14-Aug-14 
Independence Contract Drilling Inc.   ICD      3%    $11.29   $11.00   8-Aug-14 
Israel Chemicals Ltd.                 ICL      3%     $7.18    $7.00  24-Sep-14 
Vivint Solar Inc.                    VSLR      1%    $16.23   $16.00   1-Oct-14 
Travelport Worldwide Ltd.            TVPT      0%    $16.01   $16.00  25-Sep-14 
DT Asia Investments Ltd.            CADTU      0%     $9.99   $10.00   1-Oct-14 
Tokai Pharmaceuticals Inc.           TKAI     -1%    $14.81   $15.00  17-Sep-14 
Foamix Pharmaceuticals Ltd.          FOMX     -9%     $5.47    $6.00  18-Sep-14 
Medley Management Inc.               MDLY     -9%    $16.38   $18.00  24-Sep-14 
Vitae Pharmaceuticals Inc.           VTAE    -13%     $7.00    $8.00  24-Sep-14 
Civitas Solutions Inc.               CIVI    -13%    $14.83   $17.00  17-Sep-14 
Affimed Therapeutics                 AFMD    -14%     $6.00    $7.00  12-Sep-14 
*Date represents first day of trading