- Statement of Changes in Beneficial Ownership (4)
May 25 2011 - 3:45PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Value Holdings Capital S.A.
|
2. Issuer Name
and
Ticker or Trading Symbol
CHINA-BIOTICS, INC
[
CHBT
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O HARNEY'S CORPORATE SERVICES LTD., CRAIGMUIR CHAMBERS, P.O. BOX 71
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/23/2011
|
(Street)
ROAD TOWN, TORTOLA, D8 VG1110
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
5/23/2011
|
|
P
|
|
3444
|
A
|
$9.77
|
3879446
|
I
|
See Footnote
(1)
|
Common Stock
|
5/23/2011
|
|
P
|
|
100
|
A
|
$9.775
|
3879546
|
I
|
See Footnote
(1)
|
Common Stock
|
5/23/2011
|
|
P
|
|
3400
|
A
|
$9.78
|
3882946
|
I
|
See Footnote
(1)
|
Common Stock
|
5/23/2011
|
|
P
|
|
7800
|
A
|
$9.79
|
3890746
|
I
|
See Footnote
(1)
|
Common Stock
|
5/23/2011
|
|
P
|
|
8200
|
A
|
$9.80
|
3898946
|
I
|
See Footnote
(1)
|
Common Stock
|
5/23/2011
|
|
P
|
|
2000
|
A
|
$9.81
|
3900946
|
I
|
See Footnote
(1)
|
Common Stock
|
5/23/2011
|
|
P
|
|
1100
|
A
|
$9.82
|
3902046
|
I
|
See Footnote
(1)
|
Common Stock
|
5/23/2011
|
|
P
|
|
1500
|
A
|
$9.83
|
3903546
|
I
|
See Footnote
(1)
|
Common Stock
|
5/23/2011
|
|
P
|
|
1300
|
A
|
$9.84
|
3904846
|
I
|
See Footnote
(1)
|
Common Stock
|
5/23/2011
|
|
P
|
|
10000
|
A
|
$9.85
|
3914846
|
I
|
See Footnote
(1)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
Value Holdings Capital, S.A. has direct ownership of 1,536,336 shares and the balance is owned directly by Value Assets International, S.A. Value Holdings Capital, S.A. and Value Assets International, S.A. are wholly owned and controlled by Richard E. Azar. As such, he may be deemed the indirect beneficial owner of the common shares owned directly by Value Holdings Capital, S.A. and Value Assets International, S.A.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Value Holdings Capital S.A.
C/O HARNEY'S CORPORATE SERVICES LTD.
CRAIGMUIR CHAMBERS, P.O. BOX 71
ROAD TOWN, TORTOLA, D8 VG1110
|
|
X
|
|
|
Azar Richard Essa
7-9 ST. CLAIR PLACE, 2ND FLOOR
ST. CLAIRE AVENUE
PORT OF SPAIN, W5
|
|
X
|
|
|
Value Assets International, S.A.
C/O HARNEY'S CORPORATE SERVICES LTD.
CRAIGMUIR CHAMBERS, P.O. BOX 71
ROAD TOWN, TORTOLA, D8
|
|
X
|
|
|
Signatures
|
/s/ Allan M. Lerner, Attorney-in-fact
|
|
5/25/2011
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
China-Biotics, Inc. (MM) (NASDAQ:CHBT)
Historical Stock Chart
From Oct 2024 to Oct 2024
China-Biotics, Inc. (MM) (NASDAQ:CHBT)
Historical Stock Chart
From Oct 2023 to Oct 2024
Real-Time news about China-Biotics, Inc. (MM) (NASDAQ): 0 recent articles
More News Articles