FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Investcorp BDC Holdings Ltd
2. Issuer Name and Ticker or Trading Symbol

Investcorp Credit Management BDC, Inc. [ ICMB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

CENTURY YARD, CRICKET SQUARE PO BOX 1111, 
3. Date of Earliest Transaction (MM/DD/YYYY)

10/3/2019
(Street)

GRAND CAYMAN. KY1-1102, E9 BWI
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.001 par value per share  10/3/2019    P    920  A $6.504 (1) 2920  D (2)  
Common Stock, $0.001 par value per share  10/4/2019    P    601  A $6.5349 (3) 3521  D (2)  
Common Stock, $0.001 par value per share  10/7/2019    P    1630  A $6.527 (4) 5151  D (2)  
Common Stock, $0.001 par value per share  10/8/2019    P    600  A $6.5133 (5) 5751  D (2)  
Common Stock, $0.001 par value per share  10/9/2019    P    1699  A $6.5162 (6) 7450  D (2)  
Common Stock, $0.001 par value per share  10/10/2019    P    1400  A $6.5333 (7) 8850  D (2)  
Common Stock, $0.001 par value per share  10/11/2019    P    1600  A $6.5297 (8) 10450  D (2)  
Common Stock, $0.001 par value per share  10/14/2019    P    1800  A $6.5078 (9) 12250  D (2)  
Common Stock, $0.001 par value per share  10/15/2019    P    2000  A $6.4929 (10) 14250  D (2)  
Common Stock, $0.001 par value per share  10/16/2019    P    1570  A $6.5343 (11) 15820  D (2)  
Common Stock, $0.001 par value per share  10/17/2019    P    1804  A $6.558 (12) 17624  D (2)  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.48 to $6.515. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.
(2)  These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.
(3)  The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.49 to $6.60.
(4)  The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.50 to $6.53.
(5)  The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.48 to $6.525.
(6)  The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.49 to $6.52.
(7)  The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.50 to $6.58.
(8)  The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.50 to $6.55.
(9)  The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.45 to $6.54.
(10)  The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.41 to $6.60.
(11)  The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.49 to $6.56.
(12)  The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.52 to $6.60.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Investcorp BDC Holdings Ltd
CENTURY YARD, CRICKET SQUARE PO BOX 1111
GRAND CAYMAN. KY1-1102, E9 BWI

X

Investcorp Credit Management US LLC
280 PARK AVENUE
36TH FLOOR
NEW YORK, NY 10017

X

SIPCO HOLDINGS LTD
CENTURY YARD, CRICKET SQUARE PO BOX 1111
GRAND CAYMAN KY1-1102, E9 BWI

X

Investcorp S.A.
CENTURY YARD, CRICKET SQUARE PO BOX 1111
GRAND CAYMAN KY1-1102, E9 BWI

X


Signatures
Investcorp BDC Holdings Limited, by The Director Ltd., by Toni Pinkerton, Director /s/ Toni Pinkerton 10/17/2019
**Signature of Reporting Person Date

Investcorp Credit Management US LLC, by Patrick Maloney, General Counsel /s/ Patrick Maloney 10/17/2019
**Signature of Reporting Person Date

SIPCO Holdings Limited, by Rasha Sabkar, Director /s/ Rasha Sabkar 10/17/2019
**Signature of Reporting Person Date

Investcorp S.A., by Daniele Vecchi, Director /s/ Daniele Vecchi 10/17/2019
**Signature of Reporting Person Date


CM Financial (NASDAQ:CMFN)
Historical Stock Chart
From Oct 2024 to Nov 2024 Click Here for more CM Financial Charts.
CM Financial (NASDAQ:CMFN)
Historical Stock Chart
From Nov 2023 to Nov 2024 Click Here for more CM Financial Charts.

Investcorp Credit Management Bdc, Inc. News

Real-Time news about CM Financial Inc (NASDAQ): 0 recent articles

More Investcorp Credit Management Bdc, Inc. News Articles

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.