Amended Statement of Changes in Beneficial Ownership (4/a)
November 29 2021 - 10:54AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kulkarni Subodh K |
2. Issuer Name and Ticker or Trading Symbol
CYBEROPTICS CORP
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CYBE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President & CEO |
(Last)
(First)
(Middle)
5900 GOLDEN HILLS DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/27/2021 |
(Street)
GOLDEN VALLEY, MN 55416
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
8/30/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/27/2021 | | M | | 38750 | A | $9.62 | 171965 (1) | D | |
Common Stock | 8/27/2021 | | F | | 22374 (2) | D | $42.62 | 149591 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option | $9.62 | 8/27/2021 | | M | | | 38750 | 12/5/2015 (3) | 12/5/2021 | Common Stock | 38750 | $0 | 0 | D | |
Employee Stock Option | $7.18 | | | | | | | 12/11/2016 (3) | 12/11/2022 | Common Stock | 55000 | | 55000 | D | |
Employee Stock Option | $26.4 | | | | | | | 12/9/2017 (4) | 12/9/2023 | Common Stock | 12000 | | 12000 | D | |
Employee Stock Option | $15.4 | | | | | | | 12/8/2018 (4) | 12/8/2024 | Common Stock | 20000 | | 20000 | D | |
Employee Stock Option | $19.46 | | | | | | | 12/7/2019 (4) | 12/7/2025 | Common Stock | 17500 | | 17500 | D | |
Employee Stock Option | $16.23 | | | | | | | 12/6/2020 (4) | 12/6/2026 | Common Stock | 22000 | | 22000 | D | |
Employee Stock Option | $28.32 | | | | | | | 12/4/2021 (4) | 12/4/2027 | Common Stock | 13400 | | 13400 | D | |
Explanation of Responses: |
(1) | This total includes an additional 194 shares acquired pursuant to the Company Employee Stock Purchase Plan since the last filing of a beneficial ownership report by the Reporting Person. |
(2) | This amended Form 4 is to correct the original filing that erroneously reported the number of shares surrendered to CyberOptics Corp by the Reporting Person to satisfy the exercise price and tax withholding obligations upon exercise of a stock option granted December 5, 2014. |
(3) | Fully exercisable. |
(4) | Exercisable with respect to 25% of such shares on such date and with respect to an additional cumulative 25% of such shares on the next three anniversaries of such date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kulkarni Subodh K 5900 GOLDEN HILLS DRIVE GOLDEN VALLEY, MN 55416 |
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| President & CEO |
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Signatures
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/s/ Subodh K. Kulkarni | | 11/29/2021 |
**Signature of Reporting Person | Date |
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