Amended Statement of Ownership (sc 13g/a)
February 10 2017 - 9:55AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
E-Compass Acquisition Corp.
(Name of Issuer)
Ordinary Shares, par value $0.0001 per share
(Title
of Class of Securities)
G2920Y101
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing
of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[ x ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
(Page 1 of 6 Pages)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the
Notes
).
CUSIP No.
G2920Y101
|
13G/A
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Page 2 of 6 Pages
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1
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Names of Reporting Persons
Polar Asset Management Partners Inc.
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2
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Check the appropriate box if a member
of a Group (see instructions)
(a)
[ ]
(b) [ ]
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3
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Sec Use Only
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4
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Citizenship or Place of Organization
Canada
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Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
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5
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Sole Voting Power
783,820
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6
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Shared Voting Power
0
|
7
|
Sole Dispositive Power
783,820
|
8
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Shared Dispositive Power
|
9
|
Aggregate Amount Beneficially Owned
by Each Reporting Person
783,820
|
10
|
Check box if the aggregate amount in
row (9) excludes certain shares (See Instructions)
[ ]
|
11
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Percent of class represented by
amount in row (9)
14.76%
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12
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Type of Reporting Person (See
Instructions)
IA
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CUSIP No.
G2920Y101
|
13G/A
|
Page 3 of 6 Pages
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Item 1.
(a)
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Name of Issuer:
|
|
|
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The name of the issuer is E-Compass Acquisition Corp.
(the "
Company
").
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|
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(b)
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Address of Issuer's Principal Executive
Offices:
|
|
|
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The Company's principal executive offices are located at
6F/Tower, 2 West Prosper Centre, No. 5, Guanghua Road, Chaoyang District,
Beijing F4, 100020
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Item 2.
(a)
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Name of Person Filing:
|
|
|
|
This statement is filed by Polar Asset Management
Partners Inc., a company incorporated under the laws on Ontario, Canada,
which serves as the investment manager to Polar Multi Strategy Master Fund
(PMSMF), a Cayman Islands exempted company, with respect to the Shares
(as defined below) directly held by PMSMF.
|
|
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(b)
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Address of Principal Business Office or, if None,
Residence:
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The address of the business office of the Reporting
Person is 401 Bay Street, Suite 1900, PO Box 19, Toronto, Ontario M5H 2Y4,
Canada.
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(c)
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Citizenship:
|
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The citizenship of the Reporting Person is
Canada.
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(d)
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Title and Class of Securities:
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Ordinary shares, par value $0.0001 per share (the
"Shares")
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(e)
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CUSIP No.:
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G2920Y101
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Item 3.
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If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person
filing is a:
|
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(a) [ ]
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Broker or dealer registered under Section 15 of the
Act;
|
|
|
|
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(b) [ ]
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Bank as defined in Section 3(a)(6) of the Act;
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(c) [ ]
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Insurance company as defined in Section 3(a)(19) of the
Act;
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(d) [ ]
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Investment company registered under Section 8 of the
Investment Company Act of 1940;
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(e) [ ]
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An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
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(f) [ ]
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An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F);
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CUSIP No.
G2920Y101
|
13G/A
|
Page 4 of 6 Pages
|
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(g) [ ]
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A parent holding company or control person in
accordance with Rule 13d-1(b)(1)(ii)(G);
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(h) [ ]
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A savings associations as defined in Section
3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i) [ ]
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A church plan that is excluded from the
definition of an investment company under section 3(c)(14) of the
Investment Company Act of 1940;
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(j) [ x ]
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A non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J);
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(k) [ ]
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Group, in accordance with Rule
240.13d-1(b)(1)(ii)(K).
|
If filing as a non-U.S. institution in
accordance with Rule 240.13d -1(b)(1)(ii)(J), please specify the type of
institution:
The Reporting Person is an investment
fund manager registered with the Ontario Securities Commission and a
broker-dealer registered with the Investment Industry Regulatory Organization of
Canada.
The percentages used herein are
calculated based upon 5,310,000 Shares reported to be outstanding as of November
11, 2016 as reported in the Company's Quarterly Report on Form 10-Q for the
quarterly period ended September 30, 2016 filed by the Company with the
Securities and Exchange Commission on November 14, 2016.
The information required by Items 4(a)
- (c) is set forth in Rows 5 - 11 of the cover page for the Reporting Person and
is incorporated herein by reference.
Item
5.
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Ownership of Five Percent or Less of a
Class.
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Not applicable.
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Item
6.
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Ownership of more than Five Percent on
Behalf of Another Person.
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See Item 2. PMSMF has the right to receive or the power
to direct the receipt of dividends or the proceeds from the sale of more
than 5% of the Shares.
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Item
7.
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Identification and classification of the subsidiary
which acquired the security being reported on
by the parent holding
company or control person.
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Not applicable.
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Item
8.
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Identification and classification of members
of the group.
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Not applicable.
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CUSIP No.
G2920Y101
|
13G/A
|
Page 5 of 6 Pages
|
Item
9.
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Notice of Dissolution of Group.
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Not applicable.
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By signing below the Reporting Peron
certifies that, to the best of its knowledge and belief, (i) the securities
referred to above were acquired and are held in the ordinary course of business
and were not acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities and were not
acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect and (ii) the foreign regulatory
schemes applicable to investment fund managers and broker-dealers are
substantially comparable to the regulatory schemes applicable to the
functionally equivalent U.S. institutions. The Reporting Person also undertakes
to furnish to the Commission staff, upon request, information that would
otherwise be disclosed in a Schedule 13D.
CUSIP No.
G2920Y101
|
13G
|
Page 6 of 6 Pages
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SIGNATURE
After reasonable inquiry and to the best of its knowledge and
belief, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Dated: February 10, 2017
POLAR ASSET MANAGEMENT PARTNERS INC.
/s/ Jennifer Schwartz
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Name:
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Jennifer Schwartz
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Title:
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VP, Legal & Compliance
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