Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities
August 21 2023 - 3:30PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR
REGISTRATION UNDER SECTION 12(b) OF THE
SECURITIES EXCHANGE ACT OF 1934.
Commission
File Number: 001-36461
FIRST FOUNDATION INC.
NASDAQ Global Stock Market
(Exact name of Issuer as specified in its charter,
and name of the Exchange where security is listed and/or registered)
200 Crescent Court, Suite 1400
Dallas, Texas 75201
(469) 638-9636
(Address, including zip code, and telephone number,
including area code, of Issuer’s principal executive offices)
Common Stock, par value $0.001 per share
(Description of class of securities)
Please place an X in the box to designate the rule provision relied
upon to strike the class of securities from listing and registration:
¨ |
17 CFR 240.12d2-2(a)(1) |
¨ |
17 CFR 240.12d2-2(a)(2) |
¨ |
17 CFR 240.12d2-2(a)(3) |
¨ |
17 CFR 240.12d2-2(a)(4) |
¨
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from
listing and/or withdraw registration on the Exchange.1
x
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17
CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the
Exchange.
Pursuant to the requirements of the Securities Exchange Act of
1934, First Foundation Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25
and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
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August 21, 2023 |
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By: |
/s/ SCOTT F. KAVANAUGH |
Date |
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Name: |
Scott F. Kavanaugh |
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Title: |
President and Chief Executive Officer |
1 |
Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions. |
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