Statement of Ownership (sc 13g)
February 04 2022 - 3:35PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
FTAC Athena Acquisition Corp.
(Name of Issuer)
Class A Ordinary Shares, par value $0.0001 per
share
(Title of Class of Securities)
G37283 101
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this
Statement)
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
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*
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The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover
page.
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The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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1.
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Names of reporting persons.
FTAC Athena Sponsor, LLC
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2.
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Check the appropriate box if a member of a group (see instructions)
(a) ¨ (b) ¨
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3.
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SEC use only
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4.
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Citizenship or place of organization
Delaware
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Number of
shares
beneficially
owned by
each
reporting
person
with
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5.
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Sole voting power
0
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6.
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Shared voting power
2,900,000**
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7.
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Sole dispositive power
0
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8.
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Shared dispositive power
2,900,000**
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9.
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Aggregate amount beneficially owned by each reporting person
2,900,000**
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10.
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Check if the aggregate amount in Row (9) excludes certain shares (see
instructions)
N/A
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11.
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Percent of class represented by amount in Row (9)
8.5%
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12.
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Type of reporting person (see instructions)
OO
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**
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See Item 4 of this filing.
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1.
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Names of reporting persons.
FTAC Athena Advisors, LLC
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2.
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Check the appropriate box if a member of a group (see instructions)
(a) ¨ (b) ¨
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3.
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SEC use only
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4.
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Citizenship or place of organization
Delaware
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Number of
shares
beneficially
owned by
each
reporting
person
with
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5.
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Sole voting power
0
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6.
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Shared voting power
6,213,333**
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7.
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Sole dispositive power
0
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8.
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Shared dispositive power
6,213,333**
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9.
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Aggregate amount beneficially owned by each reporting person
6,213,333**
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10.
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Check if the aggregate amount in Row (9) excludes certain shares (see
instructions)
N/A
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11.
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Percent of class represented by amount in Row (9)
18.2%
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12.
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Type of reporting person (see instructions)
OO
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**
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See Item 4 of this filing.
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1.
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Names of reporting persons.
Amanda J. Abrams
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2.
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Check the appropriate box if a member of a group (see instructions)
(a) ¨ (b) ¨
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3.
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SEC use only
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4.
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Citizenship or place of organization
United States
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Number of
shares
beneficially
owned by
each
reporting
person
with
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5.
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Sole voting power
0
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6.
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Shared voting power
9,113,333**
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7.
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Sole dispositive power
0
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8.
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Shared dispositive power
9,113,333**
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9.
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Aggregate amount beneficially owned by each reporting person
9,113,333**
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10.
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Check if the aggregate amount in Row (9) excludes certain shares (see
instructions)
N/A
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11.
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Percent of class represented by amount in Row (9)
26.6%
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12.
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Type of reporting person (see instructions)
IN
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**
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See Item 4 of this filing.
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1.
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Names of reporting persons.
Betsy Z. Cohen
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2.
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Check the appropriate box if a member of a group (see instructions)
(a) ¨ (b) ¨
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3.
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SEC use only
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4.
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Citizenship or place of organization
United States
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Number of
shares
beneficially
owned by
each
reporting
person
with
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5.
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Sole voting power
0
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6.
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Shared voting power
9,113,333**
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7.
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Sole dispositive power
0
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8.
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Shared dispositive power
9,113,333**
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9.
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Aggregate amount beneficially owned by each reporting person
9,113,333**
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10.
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Check if the aggregate amount in Row (9) excludes certain shares (see
instructions)
N/A
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11.
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Percent of class represented by amount in Row (9)
26.6%
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12.
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Type of reporting person (see instructions)
IN
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**
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See Item 4 of this filing.
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FTAC Athena Acquisition Corp. (the “Issuer”)
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(b)
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Address of Issuer’s Principal Executive Offices
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2929 Arch Street, Suite 1703
Philadelphia, PA 19104
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(a)
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Name of Person Filing
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(1)
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FTAC Athena Sponsor, LLC
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(2)
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FTAC Athena Advisors, LLC
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(4)
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Betsy Z. Cohen (collectively, the “Reporting Persons”)
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(b)
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Address of Principal Business Office or, if none, Residence
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The business address of each of the Reporting Persons
is c/o FTAC Athena Acquisition Corp., 2929 Arch Street, Suite 1703, Philadelphia, PA 19104.
Each of FTAC Athena Sponsor, LLC and FTAC Athena
Advisors, LLC is a Delaware limited liability company. Each of Ms. Abrams and Ms. Cohen is a United States citizen.
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(d)
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Title of Class of Securities
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Class A ordinary shares, par value $0.0001 per share
G37283 101
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Item 3.
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If this
statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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☐
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Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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Bank as defined
in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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Insurance company
as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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☐
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Investment company
registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8) ;
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(e)
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An investment
adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit
plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding
company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations
as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)
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Group, in accordance with §240.13d-1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance
with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
The information required by Items 4(a)-(c) is set forth
in Rows 1 and 5 through 11 of the cover page for each Reporting Person and is incorporated herein by reference for each such Reporting
Person. The beneficial ownership percentage for each Reporting Person is based on 34,213,333 of the Issuer’s common shares outstanding
as of November 12, 2021.
FTAC Athena Sponsor, LLC (“FTAC Sponsor”) is
the direct beneficial owner of 560,000 of the Issuer’s Class A ordinary shares and 2,340,000 of the Issuer’s Class B ordinary
shares. FTAC Athena Advisors, LLC (“Advisors” and together with FTAC Sponsor, the “Sponsors”) is the direct beneficial
owner of 6,213,333 of the Issuer’s Class B ordinary shares. The Class B ordinary shares held by the Sponsors will automatically
convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to certain
adjustments described in the Issuer's charter documents.
Each Sponsor is co-managed by Ms. Abrams and Ms. Cohen.
As a result of the foregoing, each of Ms. Abrams and Ms. Cohen may be deemed to share voting and investment power over the Issuer’s
common shares held directly by the Sponsors. Each of Ms. Abrams and Ms. Cohen disclaims beneficial ownership of these securities, except
to the extent of her pecuniary interest therein.
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Item 5.
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Ownership of Five Percent or Less of a Class
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N/A
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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See Item 4.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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N/A
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Item 8.
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Identification and Classification of Members of the Group
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N/A
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Item 9.
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Notice of Dissolution of Group.
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N/A
N/A
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
February 4, 2022
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FTAC ATHENA SPONSOR, LLC
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By:
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/s/ Betsy Z. Cohen
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Name:
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Betsy Z. Cohen
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Title:
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Manager
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FTAC ATHENA ADVISORS, LLC
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By:
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/s/ Betsy Z. Cohen
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Name:
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Betsy Z. Cohen
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Title:
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Manager
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/s/ Amanda J. Abrams
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Amanda J. Abrams
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/s/ Betsy Z. Cohen
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Betsy Z. Cohen
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EXHIBIT I
JOINT FILING AGREEMENT
The undersigned acknowledge and agree that the foregoing statement
on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall
be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge
that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning
him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the
others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
DATED as of February 4, 2022
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FTAC ATHENA SPONSOR, LLC
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By:
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/s/ Betsy Z. Cohen
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Name:
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Betsy Z. Cohen
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Title:
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Manager
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FTAC ATHENA ADVISORS, LLC
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By:
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/s/ Betsy Z. Cohen
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Name:
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Betsy Z. Cohen
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Title:
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Manager
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/s/ Amanda J. Abrams
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Amanda J. Abrams
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/s/ Betsy Z. Cohen
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Betsy Z. Cohen
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9
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