Securities Registration (section 12(b)) (8-a12b)
January 21 2021 - 1:41PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
UWM Holdings
Corporation
(Exact name of registrant as specified in its charter)
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Delaware
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84-2124167
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(State or other jurisdiction
of Incorporation or Organization)
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(I.R.S. Employer
Identification No.)
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585 South Blvd. E
Pontiac, Michigan
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48341
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(Address of Principal Executive Offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of Each Class
to be Registered
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Name of Each Exchange on Which
Each Class is to be
Registered
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Class A Common stock, par value $0.0001
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The New York Stock Exchange
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Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
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The New York Stock Exchange
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If
this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement file number to which this form relates:
Securities to be registered pursuant to Section 12(g) of the Act:
N/A
(Title of Class)
Item 1.
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Description of Registrants Securities to be Registered.
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This registration statement on Form 8-A is being filed with the U.S. Securities and Exchange Commission (the
SEC) in connection with the transfer of the listing of the shares of Class A common stock of UWM Holdings Corporation, par value $0.0001 per share (the Class A Common Stock) and warrants, each exercisable for one
share of Class A Common Stock at an exercise price of $11.50 per share (the Warrants), from The NASDAQ Capital Market to the New York Stock Exchange, in connection with the business combination between UWM Holdings Corporation
(f/k/a Gores Holdings IV, Inc.) and United Wholesale Mortgage, LLC (f/k/a United Shore Financial Services, LLC)), a Michigan limited liability company. The transfer of listing is to occur at the opening of trading on January 22, 2021.
The description of the Warrants and Class A Common Stock under the caption Description of Securities in the Companys definitive proxy
statement filed with the SEC on December 16, 2020, as amended from time to time (including any subsequent amendments with respect to the description of the Warrants and the Class A Common Stock), is incorporated by reference herein.
In accordance with the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be
filed as part of this registration statement because no other securities of the registrant are registered on The New York Stock Exchange and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities
Exchange Act of 1934, as amended.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereto duly authorized.
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UWM HOLDINGS CORPORATION
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Date: January 21, 2021
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By:
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/s/ Tim Forrester
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Name:
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Tim Forrester
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Title:
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Chief Financial Officer
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