Registration of Securities by Certain Investment Companies. Declaration of Election Rule 24f-2 Notice (24f-2nt)
March 31 2014 - 11:11AM
Edgar (US Regulatory)
UNITED STATES
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OMB APPROVAL
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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OMB Number: 3235-0456
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Expires: December 31, 2014
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FORM 24F-2
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Estimated average burden
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Annual Notice of Securities Sold
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hours per response……2
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Pursuant to Rule 24f-2
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Read instructions at end of Form before preparing Form.
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1.
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Name and address of issuer:
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Advisors Series Trust
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615 E. Michigan St., 2nd Floor
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Milwaukee, WI 53202
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2.
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The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series
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and classes of securites of the issuer, check the box but do not list series or classes):
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[ ]
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Capital Advisors Growth Fund
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3.
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Investment Company Act File Number:
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811-07959
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Securities Act File Number:
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333-17391
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4(a).
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Last day of fiscal year for which this Form is filed:
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December 31, 2013
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4(b).
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[ ]
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Check box if this Form is being filed late (
i.e.,
more than 90 calendar days after the end of the
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issuer's fiscal year). (See Instruction A.2)
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Note: If the Form is being filed late, interest must be paid on the registration fee due.
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4(c).
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[ ]
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Check box if this is the last time the issuer will be filing this Form.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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5.
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Calculation of registration fee:
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(i)
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Aggregate sale price of securities sold during the
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fiscal year pursuant to section 24(f):
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$
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4,182,543
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(ii)
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Aggregate price of securities redeemed or
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repurchased during the fiscal year:
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$
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4,153,639
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(iii)
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Aggregate price of securities redeemed or
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repurchased during any
prior
fiscal year ending no
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earlier than October 11, 1995 that were not
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previously used to reduce registration fees payable
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to the Commission:
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$
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0
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(iv)
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Total available redemption credits [add Items 5(ii) and 5(iii)]:
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$
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4,153,639
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(v)
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Net sales - if Item 5(i) is greater than Item 5(iv)
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[subtract Item 5(iv) from Item 5(i)]:
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$
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28,904
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(vi)
Redemption credits available for use in future years
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$(
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- if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:
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(vii)
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Multiplier for determining registration fee (See Instruction C.9):
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X
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0.0001288
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(viii)
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Registration fee due [multiply Item 5(v) by Item
5(vii)] (enter "0" if no fee is due):
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=
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$
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3.72
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6.
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Prepaid Shares
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If the response to item 5(i) was determined by deducting an amount of securities that were registered under the
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Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then
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report the amount of securities (number of shares or other units) deducted here :
N/A
. If there is a
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number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal
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year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number
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here:
N/A
.
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7.
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Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year
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(see Instruction D):
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+$
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0
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8.
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Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:
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=$
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3.72
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9.
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Date the registration fee and any interest payment was sent to the Commission's lockbox depository:
3/25/2014
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Method of Delivery:
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Wire Transfer
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[ ]
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Mail or other means
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SIGNATURES
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This report has been signed below by the following persons on behalf of the issuer and in the capacities
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and on the dates indicated.
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By (Signature and Title)
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/s/ Douglas G. Hess
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Douglas G. Hess
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President
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Date
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3/25/2014
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*Please print the name and title of the signing officer below the signature.
UNITED STATES
|
OMB APPROVAL
|
SECURITIES AND EXCHANGE COMMISSION
|
|
Washington, D.C. 20549
|
OMB Number: 3235-0456
|
|
Expires: December 31, 2014
|
FORM 24F-2
|
Estimated average burden
|
Annual Notice of Securities Sold
|
hours per response……2
|
Pursuant to Rule 24f-2
|
|
Read instructions at end of Form before preparing Form.
|
1.
|
|
Name and address of issuer:
|
|
|
|
|
|
|
|
|
|
|
|
Advisors Series Trust
|
|
|
|
|
|
|
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|
615 E. Michigan St., 2nd Floor
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|
|
|
|
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Milwaukee, WI 53202
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2.
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The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series
|
|
|
and classes of securites of the issuer, check the box but do not list series or classes):
|
[ ]
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C Tactical Dynamic Fund - Institutional Class
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3.
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Investment Company Act File Number:
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811-07959
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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Securities Act File Number:
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333-17391
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4(a).
|
Last day of fiscal year for which this Form is filed:
|
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|
December 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
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|
|
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|
|
|
|
|
|
4(b).
|
[ ]
|
|
Check box if this Form is being filed late (
i.e.,
more than 90 calendar days after the end of the
|
|
|
|
|
issuer's fiscal year). (See Instruction A.2)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Note: If the Form is being filed late, interest must be paid on the registration fee due.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
|
4(c).
|
[ ]
|
|
Check box if this is the last time the issuer will be filing this Form.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
5.
|
Calculation of registration fee:
|
|
|
|
|
|
|
|
|
|
|
|
|
(i)
|
Aggregate sale price of securities sold during the
|
|
|
|
|
|
|
fiscal year pursuant to section 24(f):
|
|
|
$
|
8,310,179
|
|
|
|
|
|
|
|
|
(ii)
|
Aggregate price of securities redeemed or
|
|
|
|
|
|
|
repurchased during the fiscal year:
|
$
|
2,715,402
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|
|
|
|
|
|
|
|
|
(iii)
|
Aggregate price of securities redeemed or
|
|
|
|
|
|
|
repurchased during any
prior
fiscal year ending no
|
|
|
|
|
|
|
earlier than October 11, 1995 that were not
|
|
|
|
|
|
|
previously used to reduce registration fees payable
|
|
|
|
|
|
|
to the Commission:
|
$
|
0
|
|
|
|
|
|
|
|
|
|
|
(iv)
|
Total available redemption credits [add Items 5(ii) and 5(iii)]:
|
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$
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2,715,402
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|
|
|
|
|
|
|
|
|
|
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|
|
(v)
|
Net sales - if Item 5(i) is greater than Item 5(iv)
|
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|
|
|
|
|
[subtract Item 5(iv) from Item 5(i)]:
|
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|
$
|
5,594,777
|
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|
|
|
|
|
|
|
(vi)
Redemption credits available for use in future years
|
$(
|
|
|
|
|
- if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(vii)
|
Multiplier for determining registration fee (See Instruction C.9):
|
|
|
|
|
|
|
|
|
|
X
|
|
0.0001288
|
|
|
|
|
|
|
|
|
(viii)
|
Registration fee due [multiply Item 5(v) by Item
5(vii)] (enter "0" if no fee is due):
|
|
|
|
|
|
|
|
|
|
=
|
$
|
720.61
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|
|
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|
6.
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Prepaid Shares
|
|
|
|
|
|
|
|
|
|
|
|
|
|
If the response to item 5(i) was determined by deducting an amount of securities that were registered under the
|
|
|
Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then
|
|
|
|
report the amount of securities (number of shares or other units) deducted here :
N/A
. If there is a
|
|
|
|
number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal
|
|
year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number
|
|
here:
N/A
.
|
|
|
|
|
|
|
|
|
|
|
|
|
7.
|
Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year
|
|
|
|
(see Instruction D):
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
+$
|
0
|
|
|
|
|
|
|
|
8.
|
Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
=$
|
720.61
|
|
|
|
|
|
|
|
9.
|
Date the registration fee and any interest payment was sent to the Commission's lockbox depository:
3/25/2014
|
|
|
|
|
|
|
|
|
|
|
Method of Delivery:
|
|
|
|
|
|
|
|
|
|
|
|
|
Wire Transfer
|
|
|
|
|
|
|
|
|
|
|
|
|
[ ]
|
Mail or other means
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SIGNATURES
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
This report has been signed below by the following persons on behalf of the issuer and in the capacities
|
|
and on the dates indicated.
|
|
|
|
|
|
|
|
|
|
|
|
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By (Signature and Title)
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/s/ Douglas G. Hess
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Douglas G. Hess
|
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|
|
|
|
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|
President
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
Date
|
3/25/2014
|
|
|
|
|
|
|
|
*Please print the name and title of the signing officer below the signature.
UNITED STATES
|
OMB APPROVAL
|
SECURITIES AND EXCHANGE COMMISSION
|
|
Washington, D.C. 20549
|
OMB Number: 3235-0456
|
|
Expires: December 31, 2014
|
FORM 24F-2
|
Estimated average burden
|
Annual Notice of Securities Sold
|
hours per response……2
|
Pursuant to Rule 24f-2
|
|
Read instructions at end of Form before preparing Form.
|
1.
|
|
Name and address of issuer:
|
|
|
|
|
|
|
|
|
|
|
|
Advisors Series Trust
|
|
|
|
|
|
|
|
|
|
|
615 E. Michigan St., 2nd Floor
|
|
|
|
|
|
|
|
|
|
|
Milwaukee, WI 53202
|
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|
|
|
|
|
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|
|
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|
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|
2.
|
|
The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series
|
|
|
and classes of securites of the issuer, check the box but do not list series or classes):
|
[ ]
|
|
|
|
|
|
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Kellner Merger Fund - Class A Shares
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Kellner Merger Fund - Institutional Class Shares
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|
3.
|
|
Investment Company Act File Number:
|
|
|
811-07959
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Securities Act File Number:
|
|
|
|
333-17391
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4(a).
|
Last day of fiscal year for which this Form is filed:
|
|
|
December 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
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4(b).
|
[ ]
|
|
Check box if this Form is being filed late (
i.e.,
more than 90 calendar days after the end of the
|
|
|
|
|
issuer's fiscal year). (See Instruction A.2)
|
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|
Note: If the Form is being filed late, interest must be paid on the registration fee due.
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4(c).
|
[ ]
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Check box if this is the last time the issuer will be filing this Form.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
5.
|
Calculation of registration fee:
|
|
|
|
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|
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|
|
|
|
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|
(i)
|
Aggregate sale price of securities sold during the
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|
|
fiscal year pursuant to section 24(f):
|
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|
$
|
566,358
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(ii)
|
Aggregate price of securities redeemed or
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|
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|
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repurchased during the fiscal year:
|
$
|
462,452
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(iii)
|
Aggregate price of securities redeemed or
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repurchased during any
prior
fiscal year ending no
|
|
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|
earlier than October 11, 1995 that were not
|
|
|
|
|
|
|
previously used to reduce registration fees payable
|
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|
|
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|
|
to the Commission:
|
$
|
0
|
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|
|
|
|
|
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|
|
(iv)
|
Total available redemption credits [add Items 5(ii) and 5(iii)]:
|
|
|
$
|
462,452
|
|
|
|
|
|
|
|
|
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(v)
|
Net sales - if Item 5(i) is greater than Item 5(iv)
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|
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|
[subtract Item 5(iv) from Item 5(i)]:
|
|
|
$
|
103,906
|
|
|
|
|
|
|
|
|
(vi)
Redemption credits available for use in future years
|
$(
|
|
|
|
|
- if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:
|
|
|
|
|
|
|
|
|
|
|
|
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|
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(vii)
|
Multiplier for determining registration fee (See Instruction C.9):
|
|
|
|
|
|
|
|
|
|
X
|
|
0.0001288
|
|
|
|
|
|
|
|
|
(viii)
|
Registration fee due [multiply Item 5(v) by Item
5(vii)] (enter "0" if no fee is due):
|
|
|
|
|
|
|
|
|
|
=
|
$
|
13.38
|
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|
|
|
|
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|
6.
|
Prepaid Shares
|
|
|
|
|
|
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|
|
If the response to item 5(i) was determined by deducting an amount of securities that were registered under the
|
|
|
Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then
|
|
|
|
report the amount of securities (number of shares or other units) deducted here :
N/A
. If there is a
|
|
|
|
number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal
|
|
year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number
|
|
here:
N/A
.
|
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|
|
|
|
|
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|
7.
|
Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year
|
|
|
|
(see Instruction D):
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
+$
|
0
|
|
|
|
|
|
|
|
8.
|
Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
=$
|
13.38
|
|
|
|
|
|
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|
9.
|
Date the registration fee and any interest payment was sent to the Commission's lockbox depository:
3/25/2014
|
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|
|
Method of Delivery:
|
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|
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|
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|
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|
|
Wire Transfer
|
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|
[ ]
|
Mail or other means
|
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|
SIGNATURES
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This report has been signed below by the following persons on behalf of the issuer and in the capacities
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|
and on the dates indicated.
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By (Signature and Title)
|
|
/s/ Douglas G. Hess
|
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|
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|
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|
Douglas G. Hess
|
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|
President
|
|
|
|
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|
|
|
|
|
|
|
|
Date
|
3/25/2014
|
|
|
|
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|
|
|
*Please print the name and title of the signing officer below the signature.
UNITED STATES
|
OMB APPROVAL
|
SECURITIES AND EXCHANGE COMMISSION
|
|
Washington, D.C. 20549
|
OMB Number: 3235-0456
|
|
Expires: December 31, 2014
|
FORM 24F-2
|
Estimated average burden
|
Annual Notice of Securities Sold
|
hours per response……2
|
Pursuant to Rule 24f-2
|
|
Read instructions at end of Form before preparing Form.
|
1.
|
|
Name and address of issuer:
|
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|
|
Advisors Series Trust
|
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|
615 E. Michigan St., 2nd Floor
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Milwaukee, WI 53202
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2.
|
|
The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series
|
|
|
and classes of securites of the issuer, check the box but do not list series or classes):
|
[ ]
|
|
|
|
|
|
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|
|
Kellner Long/Short Fund - Class A Shares
|
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|
|
Kellner Long/Short Fund - Institutional Class Shares
|
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|
3.
|
|
Investment Company Act File Number:
|
|
|
811-07959
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Securities Act File Number:
|
|
|
|
333-17391
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4(a).
|
Last day of fiscal year for which this Form is filed:
|
|
|
December 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4(b).
|
[ ]
|
|
Check box if this Form is being filed late (
i.e.,
more than 90 calendar days after the end of the
|
|
|
|
|
issuer's fiscal year). (See Instruction A.2)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Note: If the Form is being filed late, interest must be paid on the registration fee due.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4(c).
|
[ ]
|
|
Check box if this is the last time the issuer will be filing this Form.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
5.
|
Calculation of registration fee:
|
|
|
|
|
|
|
|
|
|
|
|
|
(i)
|
Aggregate sale price of securities sold during the
|
|
|
|
|
|
|
fiscal year pursuant to section 24(f):
|
|
|
$
|
1,050,000
|
|
|
|
|
|
|
|
|
(ii)
|
Aggregate price of securities redeemed or
|
|
|
|
|
|
|
repurchased during the fiscal year:
|
$
|
0
|
|
|
|
|
|
|
|
|
|
|
(iii)
|
Aggregate price of securities redeemed or
|
|
|
|
|
|
|
repurchased during any
prior
fiscal year ending no
|
|
|
|
|
|
|
earlier than October 11, 1995 that were not
|
|
|
|
|
|
|
previously used to reduce registration fees payable
|
|
|
|
|
|
|
to the Commission:
|
$
|
0
|
|
|
|
|
|
|
|
|
|
|
(iv)
|
Total available redemption credits [add Items 5(ii) and 5(iii)]:
|
|
|
$
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(v)
|
Net sales - if Item 5(i) is greater than Item 5(iv)
|
|
|
|
|
|
|
[subtract Item 5(iv) from Item 5(i)]:
|
|
|
$
|
1,050,000
|
|
|
|
|
|
|
|
|
(vi)
Redemption credits available for use in future years
|
$(
|
|
|
|
|
- if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(vii)
|
Multiplier for determining registration fee (See Instruction C.9):
|
|
|
|
|
|
|
|
|
|
X
|
|
0.0001288
|
|
|
|
|
|
|
|
|
(viii)
|
Registration fee due [multiply Item 5(v) by Item
5(vii)] (enter "0" if no fee is due):
|
|
|
|
|
|
|
|
|
|
=
|
$
|
135.24
|
|
|
|
|
|
|
|
6.
|
Prepaid Shares
|
|
|
|
|
|
|
|
|
|
|
|
|
|
If the response to item 5(i) was determined by deducting an amount of securities that were registered under the
|
|
|
Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then
|
|
|
|
report the amount of securities (number of shares or other units) deducted here :
N/A
. If there is a
|
|
|
|
number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal
|
|
year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number
|
|
here:
N/A
.
|
|
|
|
|
|
|
|
|
|
|
|
|
7.
|
Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year
|
|
|
|
(see Instruction D):
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
+$
|
0
|
|
|
|
|
|
|
|
8.
|
Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
=$
|
135.24
|
|
|
|
|
|
|
|
9.
|
Date the registration fee and any interest payment was sent to the Commission's lockbox depository:
3/25/2014
|
|
|
|
|
|
|
|
|
|
|
Method of Delivery:
|
|
|
|
|
|
|
|
|
|
|
|
|
Wire Transfer
|
|
|
|
|
|
|
|
|
|
|
|
|
[ ]
|
Mail or other means
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SIGNATURES
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
This report has been signed below by the following persons on behalf of the issuer and in the capacities
|
|
and on the dates indicated.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By (Signature and Title)
|
|
/s/ Douglas G. Hess
|
|
|
|
|
|
|
|
|
Douglas G. Hess
|
|
|
|
|
|
|
|
|
President
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Date
|
3/25/2014
|
|
|
|
|
|
|
|
*Please print the name and title of the signing officer below the signature.
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