Hansen Natural Corp - Statement of Changes in Beneficial Ownership (4)
May 08 2008 - 3:49PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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January 31, 2008
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HALL MARK J
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2. Issuer Name
and
Ticker or Trading Symbol
HANSEN NATURAL CORP
[
HANS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President-DSD Hansen Beverage
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(Last)
(First)
(Middle)
HANSEN NATURAL CORP., 550 MONICA CIRCLE, SUITE 201
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/6/2008
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(Street)
CORONA, CA 92880
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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5/6/2008
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M
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2400
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A
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$12.4275
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106400
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D
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Common Stock
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5/6/2008
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M
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16000
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A
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$0.4463
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122400
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D
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Common Stock
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5/6/2008
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M
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24000
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A
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$1.0188
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146400
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to buy)
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$1.0188
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(1)
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1/15/2014
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Common Stock
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480000
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192000
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D
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Employee Stock Option (right to buy)
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$0.4463
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(2)
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7/12/2012
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Common Stock
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160000
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32000
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D
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Employee Stock Option (right to buy)
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$6.5875
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(3)
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3/23/2015
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Common Stock
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800000
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480000
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D
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Employee Stock Option (right to buy)
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$10.9475
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(4)
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9/28/2015
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Common Stock
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100000
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80000
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D
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Employee Stock Option (right to buy)
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$16.87
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(5)
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11/11/2015
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Common Stock
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100000
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80000
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D
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Employee Stock Option (right to buy)
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$1.0188
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5/6/2008
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M
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24000
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(6)
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1/15/2014
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Common Stock
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120000
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$1.0188
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0
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I
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Held by Wife
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Employee Stock Option (right to buy)
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$0.4463
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5/6/2008
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M
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16000
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(2)
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7/12/2012
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Common Stock
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80000
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$0.4463
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0
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I
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Held by Wife
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Employee Stock Option (right to buy)
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$12.4275
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5/6/2008
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M
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2400
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(6)
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11/1/2015
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Common Stock
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12000
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$12.4275
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0
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I
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Held by Wife
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Explanation of Responses:
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(
1)
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The remaining options vest January 15, 2009.
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(
2)
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The options are currently vested.
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(
3)
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The remaining options vest in two equal installments on March 23, 2009 and 2010.
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(
4)
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The remaining options vest in three equal installments on September 28, 2008, 2009 and 2010.
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(
5)
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The remaining options vest in three equal installments on November 11, 2008, 2009 and 2010.
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(
6)
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Pursuant to the termination of employment of Mrs. Christine Hall, the wife of Mark J. Hall, on February 18, 2008, the unvested portion of the options are deemed canceled, released and extinguished.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HALL MARK J
HANSEN NATURAL CORP.
550 MONICA CIRCLE, SUITE 201
CORONA, CA 92880
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President-DSD Hansen Beverage
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Signatures
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/s/ Mark J. Hall
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5/8/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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