Luminex Corp - Statement of Changes in Beneficial Ownership (4)
April 04 2008 - 5:08PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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January 31, 2008
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
REITER DAVID S
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2. Issuer Name
and
Ticker or Trading Symbol
LUMINEX CORP
[
LMNX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
General Counsel and Secretary
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(Last)
(First)
(Middle)
12212 TECHNOLOGY BLVD.
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3. Date of Earliest Transaction
(MM/DD/YYYY)
4/2/2008
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(Street)
AUSTIN, TX 78727
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK
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4/2/2008
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M
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2000
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A
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$6.79
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40275
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D
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COMMON STOCK
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4/2/2008
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M
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2000
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A
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$6.67
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42275
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D
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COMMON STOCK
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4/2/2008
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S
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4000
(1)
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D
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$21.00
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38275
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D
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COMMON STOCK
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4/2/2008
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M
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10000
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A
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$8.41
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48275
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D
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COMMON STOCK
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4/2/2008
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S
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10000
(2)
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D
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$21.00
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38275
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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STOCK OPTION (RIGHT TO BUY)
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$6.79
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4/2/2008
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M
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2000
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8/29/2003
(3)
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8/29/2013
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COMMON STOCK
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2000
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$0.00
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0
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D
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STOCK OPTION (RIGHT TO BUY)
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$6.67
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4/2/2008
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M
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2000
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9/30/2003
(4)
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9/30/2013
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COMMON STOCK
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2000
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$0.00
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0
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D
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STOCK OPTION (RIGHT TO BUY)
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$8.41
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4/2/2008
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M
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10000
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9/13/2007
(5)
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10/13/2013
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COMMON STOCK
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10000
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$0.00
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0
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D
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Explanation of Responses:
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(
1)
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The sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on August 7, 2006. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date of the aforementioned trading plan was adopted.
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(
2)
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The sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on February 29, 2008. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date of the aforementioned trading plan was adopted.
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(
3)
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This option vested on August 29, 2003.
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(
4)
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This option vested on September 30, 2003.
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(
5)
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This option vested on September 13, 2007.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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REITER DAVID S
12212 TECHNOLOGY BLVD.
AUSTIN, TX 78727
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General Counsel and Secretary
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Signatures
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/S/ DAVID S. REITER
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4/4/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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