Statement of Changes in Beneficial Ownership (4)
December 21 2021 - 3:07PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Wong Dennis Andrew |
2. Issuer Name and Ticker or Trading Symbol
FG Financial Group, Inc.
[
FGF
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
|
|
(Last)
(First)
(Middle)
FG FINANCIAL GROUP, INC., 360 CENTRAL AVE SUITE 800 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/17/2021 |
|
(Street)
ST. PETERSBURG, FL 33701
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 12/17/2021 | | A | | 14492 (1) | A | $0 | 46808 (2) | D | |
| Common Stock | | | | | | | | 3500 | I | By SEP IRA |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director compensation and represent the contingent right to receive one share of common stock of the Company. The RSUs will vest to Mr. Wong on January 1, 2022. |
| (2) | Includes a total of 13,592 RSUs which have previously vested to date as well as 29,716 unvested RSUs which will vest to Mr. Wong on January 1, 2022 pursuant to an accelerated vesting schedule approved the Company's Compensation and Management Resource Committee. The RSUs had been previously granted under the Company's Amended and Restated 2014 Equity Incentive Plan, the Company's 2018 Equity Incentive Plan and the Company's 2021 Equity Incentive Plan as director compensation. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Wong Dennis Andrew
FG FINANCIAL GROUP, INC.
360 CENTRAL AVE SUITE 800
ST. PETERSBURG, FL 33701 | X |
|
|
|
Signatures
|
| /s/ Dennis A. Wong | | 12/21/2021 |
| **Signature of Reporting Person | Date |
1347 Property Insurance (NASDAQ:PIHPP)
Historical Stock Chart
From Oct 2024 to Nov 2024
1347 Property Insurance (NASDAQ:PIHPP)
Historical Stock Chart
From Nov 2023 to Nov 2024
Real-Time news about 1347 Property Insurance Holdings Inc (NASDAQ): 0 recent articles
More Fg Financial Group, Inc. News Articles