- Statement of Changes in Beneficial Ownership (4)
February 01 2011 - 7:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
YAKOBSON DENNIS
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2. Issuer Name
and
Ticker or Trading Symbol
RENTECH INC /CO/
[
RTK
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
1331 17TH STREET, SUITE 720
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/31/2011
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(Street)
DENVER, CO 80202
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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20000
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I
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By reporting person as UGMA custodian.
(1)
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Common Stock
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1/31/2011
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S
(3)
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30000
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D
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$1.2334
(4)
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474104
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option to Purchase Common Stock
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$3.35
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3/22/2007
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4/12/2012
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Common Stock
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15000
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15000
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D
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Option to Purchase Common Stock
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$2.68
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3/22/2008
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3/21/2013
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Common Stock
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15000
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15000
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D
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Option to Purchase Common Stock
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$1.39
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4/17/2009
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4/16/2014
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Common Stock
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15000
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15000
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D
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Option to Purchase Common Stock
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$.60
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5/11/2010
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5/27/2015
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Common Stock
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15000
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15000
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D
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Option to Purchase Common Stock
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$1.62
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9/29/2010
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9/29/2015
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Common Stock
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100000
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100000
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D
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Option to Purchase Common Stock
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$1.20
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(2)
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5/10/2016
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Common Stock
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26500
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26500
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D
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Explanation of Responses:
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(
1)
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Shares held by reporting person for the following family members under Uniform Gifts to Minors Act. The reporting person granted 1,000 shares each to: Caroline Cisler, Clair Cisler, Trevor Hansen, Richard N. Bjorklund, Heather Bjorklund, Bridget Bjorklund, Chad Yakobson, Brittney Yakobson, Kendra Yakobson, Logan Yakobson, Jayson Yakobson, William Nickell, Mathew Nickell and Lauren Nickell. The reporting person granted 3,000 shares to each of Andrew Ziegler and Kathryn Ziegler. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16 or for any other purposes.
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(
2)
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The option vests on May 11, 2011, subject to the reporting person's continued service on the Company's board of directors, provided that the option shall be fully vested as of the date of the Company's 2011 Annual Meeting of Shareholders.
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(
3)
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The sale reported on this form was effected pursuant to a 10b5-1 trading plan that was established on December 28, 2010. A 10b5-1 trading plan enables an insider to establish a program to make transactions according to an advance plan. Such a program allows an insider to continue with planned transactions even if he or she comes into possession of material nonpublic information.
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(
4)
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The price reported in Column 4 is a weighted average price. These shares were sold in two separate transactions: 20,000 shares at $1.2401 and 10,000 shares at $1.22.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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YAKOBSON DENNIS
1331 17TH STREET
SUITE 720
DENVER, CO 80202
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X
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Signatures
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/s/ Nicole M. Sykes, by Power of Attorney
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2/1/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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