- Current report filing (8-K)
November 12 2008 - 11:51AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
DC 20549
__________________________
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
November
7
, 2008
Date of Report
(Date of earliest event reported)
SOCKET
MOBILE, INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or
other jurisdiction of incorporation)
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001-13810
(Commission
File Number)
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94-3155066
(IRS Employer
Identification No.)
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39700 Eureka
Drive
Newark, CA 94560
(Address of principal executive offices, including zip code)
(510) 933-3000
(Registrant's
telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any
of the following provisions (see General Instruction A.2. below):
[
] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[
] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[
] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[
] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events
On November 10, 2008, Socket Mobile, Inc. (the "Company") received a letter
dated November 7, 2008 from the Listing Qualifications Department of The Nasdaq
Stock Market (the "Staff") indicating that the Company regained compliance with
the $1.00 minimum bid price requirement, as required by Marketplace Rule 4310(c)(4),
for continued listing on the Nasdaq Capital Market Exchange.
Previously, on December 10, 2007, the Company received a deficiency letter
from the Staff indicating that the Company had failed to comply with the minimum
bid price requirement of the Nasdaq Global Market Exchange of $1.00 over the
previous 30 consecutive business days as required by Marketplace Rule 4450(a)(5).
Following the transfer of the Company's listing to the Nasdaq Capital Market
Exchange in June of 2008 and a one for ten reverse stock split which became
effective prior to the market opening on October 24, 2008, the closing bid price
of the Company's common stock has been at $1.00 per share or greater for at
least ten consecutive business days, which brings the Company back into compliance
with the minimum bid price requirement of Marketplace Rule 4310(c)(4). Accordingly,
the Staff has informed the Company that it has regained compliance with Marketplace
Rule 4310(c)(4).
The full text of the Company's press release concerning its compliance with
the minimum bid price requirement of Marketplace Rule 4310(c)(4) is furnished
with this Current Report as Exhibit 99.1 and is incorporated by reference herein.
Item 9.01 Financial Statements
and Exhibits.
(d) Exhibits.
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99.1
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Press release dated November 11, 2008
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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SOCKET MOBILE,
INC.
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Date: November
11, 2008
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By:
/s/
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David
W. Dunlap
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David
W. Dunlap
Vice President, Finance and Administration
and Chief Financial Officer
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EXHIBIT INDEX
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99.1
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Press release dated November 11, 2008
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