Current Report Filing (8-k)
June 12 2014 - 4:04PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
June 12, 2014
SEQUENTIAL BRANDS GROUP, INC.
(Exact name of registrant as specified in
its charter)
Delaware |
|
000-16075 |
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86-0449546 |
(State or other jurisdiction of incorporation) |
|
(Commission File Number) |
|
(I.R.S. Employer Identification No.) |
1065 Avenue of the Americas, 30th
Floor, New York, NY 10018
(Address of Principal Executive Offices/Zip
Code)
(646) 564-2577
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Witten communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07. Submission of Matters to a Vote of Security Holders
(a) The annual meeting
of the stockholders of Sequential Brands Group, Inc. (the “Company”) was held on June 12, 2014. There were 24,700,578
shares of common stock entitled to be voted, and 18,308,333 shares present in person or represented by proxy at the annual meeting.
Three items of business were acted upon by stockholders at the annual meeting: (1) election of two Class III members of the board
of directors for a three-year term, (2) ratification of the appointment of CohnReznick LLP as the Company's independent registered
public accounting firm for the fiscal year ending December 31, 2014, and (3) approval, on an advisory basis, of the compensation
of the Company’s named executive officers.
(b) The stockholders
(i) elected each of the Company’s nominees for director,; (ii) ratified the appointment of CohnReznick LLP as the Company’s
independent registered public accounting firm for the fiscal year ending December 31, 2014,; and (iii) approved, on an advisory
basis, compensation of the Company’s named executive officers.
The voting results were
as follows:
Proposal 1 - Election of Two Class III Directors
|
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Number of |
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Number of |
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Broker |
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Names |
|
Votes For |
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Votes Against |
|
Abstentions |
|
Non-Votes |
|
Al Gossett |
|
11,763,826 |
|
5,503,898 |
|
1,200 |
|
1,039,409 |
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|
|
|
|
|
|
|
|
|
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Aaron Hollander |
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17,267,717 |
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7 |
|
1,200 |
|
1,039,409 |
|
Proposal 2 - To Ratify the Selection of CohnReznick LLP as
the Company's Independent Registered Public Accounting Firm for the Year Ending December 31, 2014
For |
|
18,307,120 |
Against |
|
7 |
Abstentions |
|
1,206 |
Broker Non-Votes |
|
-0- |
Proposal 3 - To Approve, on an Advisory Basis, the Compensation
of the Company’s Named Executive Officers
For |
|
14,566,678 |
Against |
|
2,697,413 |
Abstentions |
|
4,833 |
Broker Non-Votes |
|
1,039,409 |
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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SEQUENTIAL BRANDS GROUP, INC. |
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By: |
/s/ YEHUDA SHMIDMAN |
|
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Name: Yehuda Shmidman |
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Title: Chief Executive Officer |
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Date: June 12, 2014 |
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