Registration of Additional Securities (up to 20%, Foreign Issuer) (f-1mef)
June 03 2021 - 7:22AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission
on June 3, 2021
Registration No.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM F-1
REGISTRATION STATEMENT
Under
The Securities Act of 1933
TIAN RUIXIANG Holdings Ltd
(Exact Name of Registrant as Specified in its
Charter)
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Cayman Islands
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6411
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Not Applicable
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(State or other jurisdiction of
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(Primary Standard Industrial
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(I.R.S. Employer
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incorporation or organization)
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Classification Code Number)
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Identification Number)
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30A Jingyuan Art Center, 3 Guangqu Road,
Chaoyang District, Beijing, People’s Republic
of China
(010) 87529554
(Address, including zip code, and telephone number,
including area code, of Registrant’s principal executive offices)
Cogency Global Inc.
122 East 42nd St, 18th Floor
New York, NY 10168
(212) 947-7200
(Name, address, including zip code, and telephone
number, including area code, of agent for service)
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Copies to:
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Ying Li, Esq.
Guillaume de Sampigny, Esq.
Hunter Taubman Fischer & Li LLC
800 Third Avenue, Suite 2800
New York, NY 10022
(212) 530-2206
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David E. Danovitch, Esq.
Angela Gomes, Esq.
Hans Ge, Esq.
Sullivan & Worcester LLP
1633 Broadway
New York, NY 10074
(212) 660-3000
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Approximate date of commencement of proposed
sale to the public:
As soon as practicable after the effective date
of this registration statement.
If any of the securities being
registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, or the
Securities Act, check the following box. x
If this Form is filed to register
additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities
Act registration statement number of the earlier effective registration statement for the same offering. x (File No.
333- 256574)
If this Form is a post-effective
amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement
number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective
amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement
number of the earlier effective registration statement for the same offering. ¨
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933. Emerging growth company x
If an emerging growth company
that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B)
of the Securities Act. ¨
CALCULATION OF REGISTRATION FEE
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Title of each class of securities
to be registered
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Proposed
maximum
aggregate offering
price(1)(2)
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Amount
of
registration
fee
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Units consisting of:
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US$
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6,000,000
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US$
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654.60
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(i) Class A ordinary shares, par value US$0.001 per share
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(3)
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(ii) Warrants to purchase Class A ordinary shares
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(3)
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Class A ordinary shares issuable upon exercise of Warrants
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US$
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6,600,000
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US$
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720.06
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Total
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US$
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12,600,000
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US$
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1,374.66
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(1)
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Estimated solely for the purpose of determining the amount of registration fee in accordance with Rule 457(o) under the Securities Act of 1933, as amended. TIAN RUIXIANG Holdings Ltd previously registered securities with a proposed maximum aggregate offering price of $30,000,000 on a Registration Statement on Form F-1 (File No. 333-256574), as amended (the “Related Registration Statement”), and paid a registration fee of US$7,053.32. In accordance with Rule 462(b) under the Securities Act, an additional amount of securities having a proposed maximum aggregate offering price of no more than 20% of the maximum aggregate offering price of the remaining securities eligible to be sold under the Related Registration Statement is hereby registered.
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(2)
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In accordance with Rule 416 under the Securities Act, the registrant is also registering an indeterminate number of additional Class A ordinary shares that may be issuable after the date hereof as a result of share splits, share dividends, or similar transactions.
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(3)
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No fee required pursuant to Rule 457(g) under the Securities Act.
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The
registration statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under
the Securities Act of 1933, as amended.
EXPLANATORY NOTE
This Registration Statement is being filed pursuant
to Rule 462(b) and General Instruction V to Form F-1, both promulgated under the Securities Act of 1933, as amended. The contents of the
Registration Statement on Form F-1 (File No. 333-256574) initially filed by TIAN RUIXIANG Holdings Ltd (the “Company”) with
the Securities and Exchange Commission (the “Commission”) on May 27, 2021, which was declared effective by the Commission
on June 2, 2021, including all amendments, supplements and exhibits thereto and each of the documents filed by the Company with the Commission
and incorporated or deemed to be incorporated therein, are incorporated herein by reference.
The required opinions and consents are listed
on an Exhibit Index attached hereto.
EXHIBIT INDEX
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(a) Exhibits.
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The following exhibits
are included herein or incorporated herein by reference:
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The following documents are filed as part of this registration statement:
SIGNATURES
Pursuant to the requirements
of the Securities Act, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing
on Form F-1 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized,
in New York, New York, on June 3, 2021.
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TIAN RUIXIANG Holdings Ltd
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By:
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/s/ Zhe Wang
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Name:
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Zhe Wang
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Title:
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Chairman, Chief Executive Officer, and Director
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Pursuant
to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in
the capacities and on the dates indicated.
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Signature
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Title
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Date
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/s/ Zhe Wang
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Chairman, Chief Executive Officer, and Director
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June 3, 2021
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Name: Zhe Wang
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(Principal Executive Officer)
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*
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Chief Financial Officer
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June 3, 2021
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Name: Mingxiu Luan
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(Principal Financial and Accounting Officer)
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*
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Name: Sheng Xu
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Director
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June 3, 2021
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*
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Name: Hai Jiang
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Director
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June 3, 2021
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*
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Name: Benjamin Andrew Cantwell
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Director
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June 3, 2021
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*
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Name: Michael J. Hamilton
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Director
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June 3, 2021
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*By:
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/s/ Zhe Wang
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Name: Zhe Wang
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Attorney-in-fact
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SIGNATURE OF AUTHORIZED REPRESENTATIVE IN THE
UNITED STATES
Pursuant to the Securities
Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of America, has signed this registration
statement thereto in New York, NY on June 3, 2021.
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Cogency Global Inc.
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By:
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/s/ Colleen A. De Vries
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Name:
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Colleen A. De Vries
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Title:
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Senior Vice President on behalf of Cogency Global Inc.
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