- Current report filing (8-K)
October 04 2010 - 3:43PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 1, 2010
The South Financial Group, Inc.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
South Carolina
|
|
0-15083
|
|
57-0824914
|
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
102 South Main Street, Greenville, South Carolina 29601
(Address of principal executive offices and Zip Code)
Registrants telephone number, including area code:
(864) 255-7900
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (
see
General Instruction
A.2. below):
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Item 5.04 Temporary Suspension of Trading Under Registrants Employee Benefit Plans
As previously reported on a current report on Form 8-K filed on August 25, 2010 by The South
Financial Group, Inc. (the Registrant or TSFG), TSFG provided notices on August 25, 2010 to its
directors and executive officers and to all participants, alternate payees and beneficiaries
informing them that they would be temporarily unable to effect certain transactions under The South
Financial Group, Inc. 401(k) Plan (the Plan) (the Blackout Period) in connection with the
acquisition by The Toronto-Dominion Bank (TD) of TSFG via a merger of a wholly-owned subsidiary
of TD with and into TSFG (the Merger). The notices provided that the Blackout Period would begin
at 4:00 p.m. Eastern time on September 24, 2010 and was expected to end on October 4, 2010, but
could be delayed until later that week.
On September 30, 3010, the Merger was consummated, and on October 1, 2010, an updated notice was
provided to all participants, alternate payees and beneficiaries under the Plan informing them that
the Blackout Period had been extended until October 8, 2010 to accommodate administrative work. A
copy of the notice is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) The following exhibits are being filed herewith:
|
|
|
Exhibit No.
|
|
Description
|
99.1
|
|
Updated Blackout Notice to Plan Participants, Alternate Payees and Beneficiaries
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
|
TD BANK US HOLDING COMPANY,
the successor company to The South Financial Group, Inc.
|
|
|
By:
|
/s/
John R. Opperman
|
|
|
|
Name:
|
John R. Opperman
|
|
|
|
Title:
|
Executive Vice President
|
|
|
Date: October 4, 2010
South Financial (NASDAQ:TSFG)
Historical Stock Chart
From Jun 2024 to Jul 2024
South Financial (NASDAQ:TSFG)
Historical Stock Chart
From Jul 2023 to Jul 2024