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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 13, 2020

 

AMERICAN INTERNATIONAL GROUP, INC.
(Exact name of registrant as specified in its charter)

 

Delaware   1-8787   13-2592361

(State or other jurisdiction
of incorporation)

  (Commission File Number)  

(IRS Employer
Identification No.)

 

  175 Water Street
New York, New York 10038 		 
  (Address of principal executive offices)  

 

Registrant’s telephone number, including area code:  (212) 770-7000

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

  

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, Par Value $2.50 Per Share AIG New York Stock Exchange
Warrants (expiring January 19, 2021) AIG WS New York Stock Exchange
5.75% Series A-2 Junior Subordinated Debentures AIG 67BP New York Stock Exchange
4.875% Series A-3 Junior Subordinated Debentures AIG 67EU New York Stock Exchange
Stock Purchase Rights New York Stock Exchange
Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series A 5.85% Non-Cumulative Perpetual Preferred Stock AIG PRA New York Stock Exchange

 

 

 

No Trading Symbol True

 

 

 

Section 5 — Corporate Governance and Management

 

Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

 

On May 14, 2020, American International Group, Inc. (“AIG”) filed with the Secretary of State of the State of Delaware an Amended and Restated Certificate of Incorporation. A copy of the Amended and Restated Certificate of Incorporation is attached as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated into this Item 5.03 by reference.

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On May 13, 2020, AIG held its Annual Meeting of Shareholders at which holders of AIG’s common stock, par value $2.50 per share (“Common Stock”), voted upon (i) the election of twelve nominees as directors until the next annual election and until their successors are duly elected and qualified; (ii) a non-binding advisory resolution to approve executive compensation; (iii) a proposal to amend and restate AIG’s Amended and Restated Certificate of Incorporation to restrict certain transfers of AIG Common Stock in order to protect AIG’s tax attributes; (iv) a proposal to ratify the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan; (v) the ratification of the selection of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2020; and (vi) a shareholder proposal calling for AIG’s Board of Directors to take steps to amend AIG’s By-laws to provide shareholders who hold at least 10 percent of AIG’s outstanding Common Stock the right to call special meetings.

 

The shareholders elected all twelve director nominees presented, approved the non-binding advisory resolution to approve executive compensation, approved the proposal to amend and restate AIG’s Amended and Restated Certificate of Incorporation to restrict certain transfers of AIG Common Stock in order to protect AIG’s tax attributes, approved the proposal to ratify the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan, ratified the selection of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2020 and did not approve the shareholder proposal.

 

The number of votes cast for or against and the number of abstentions and broker non-votes with respect to each matter voted upon, as applicable, are set forth below.

 

    For   Against   Abstain   Broker Non-Votes
W. Don Cornwell   684,630,444   18,066,250   191,735   37,569,204
Brian Duperreault   699,031,408   3,687,657   169,364   37,569,204
John H. Fitzpatrick   699,326,821   3,371,392   190,216   37,569,204
William G. Jurgensen   698,801,607   3,897,360   189,462   37,569,204
Christopher S. Lynch   686,088,522   16,590,735   209,172   37,569,204
Henry S. Miller   687,881,457   14,816,709   190,263   37,569,204
Linda A. Mills   688,956,192   13,755,967   176,270   37,569,204
Thomas F. Motamed   691,162,105   11,515,284   211,040   37,569,204
Peter R. Porrino   699,859,890   2,835,487   193,052   37,569,204
Amy L. Schioldager   700,060,736   2,624,187   203,506   37,569,204
Douglas M. Steenland   690,382,799   12,318,777   186,853   37,569,204
Therese M. Vaughan   696,709,163   5,975,658   203,608   37,569,204

 

 

 

 

    For   Against   Abstain   Broker Non-Votes
Non-binding advisory resolution to approve executive compensation   659,862,264   42,638,072   388,093   37,569,204
 Amendment and restatement of AIG’s Amended and Restated Certificate of Incorporation to restrict certain transfers of AIG Common Stock in order to protect AIG’s tax attributes   672,987,517   29,627,948   272,964   37,569,204
Ratification of the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan   607,110,408   95,536,299   241,722   37,569,204
Ratification of the selection of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2020   706,133,411   34,051,760   272,462   0
 Shareholder proposal calling for the Board to take steps to amend AIG’s By-laws to provide shareholders who hold at least 10 percent of AIG’s outstanding common stock the right to call special meetings   309,037,699   393,480,547   370,183   37,569,204

 

Section 9 — Financial Statements and Exhibits

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

3.1 Amended and Restated Certificate of Incorporation of American International Group, Inc.

 

 

 

 

EXHIBIT INDEX

 

Exhibit No. Description
3.1 Amended and Restated Certificate of Incorporation of American International Group, Inc.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AMERICAN INTERNATIONAL GROUP, INC.
  (Registrant)
   
   
Date: May 15, 2020 By: /s/ Kristen W. Prohl
 

Name: 

Kristen W. Prohl

  Title: Assistant Secretary

 

 

 

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