FORM 4 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

GRIFFIN BRIAN T		 2. Issuer Name and Ticker or Trading Symbol

Diplomat Pharmacy, Inc. [ DPLO ] 		5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chairman and CEO
(Last)          (First)          (Middle)

4100 S. SAGINAW ST.		 3. Date of Earliest Transaction (MM/DD/YYYY)

2/10/2020
(Street)

FLINT, MI 48507
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
 6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/10/2020  U(1)  11238 D$4.00 0 D  
Common Stock 2/10/2020  U(1)  124875 D$4.00 1303805 I By grantor retained annuity trust (2)
Common Stock 2/10/2020  D(3)  22478 D$0 1281327 I By grantor retained annuity trust (2)
Common Stock 2/10/2020  D(3)  84375 D$0 1196952 I By grantor retained annuity trust (2)
Common Stock 2/10/2020  D(3)  408915 D$0 788037 I By grantor retained annuity trust (2)
Common Stock 2/10/2020  D(4)  583580 D$4.00 204457 I By grantor retained annuity trust (2)
Common Stock 2/10/2020  D(4)  204457 D$4.00 0 I By grantor retained annuity trust (2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)		2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)		8. Price of Derivative Security
(Instr. 5)		9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option to Acquire Common Stock $1705.75 2/10/2020  D (3)    81351   (5)6/4/2028 Common Stock 81351 $0 (3)0 I By grantor retained annuity trust (2)
Employee Stock Option to Acquire Common Stock $337.78 2/10/2020  D (3)    290198   (6)6/4/2029 Common Stock 290198 $0 (3)0 I By grantor retained annuity trust (2)
Explanation of Responses:
(1) Represents shares tendered to the Denali Merger Sub, Inc. ("Purchaser") in connection with the closing on February 10, 2020 of a cash tender offer by Purchaser to acquire common stock of Issuer in exchange for $4.00 per share in cash, subject to any required withholding of taxes, without interest.
(2) These shares are held by the Brian T. Griffin 2019 Grantor Retained Annuity Trust No. II.
(3) Pursuant to an Agreement and Plan of Merger, dated December 9, 2019 (the "Merger Agreement"), by and among UnitedHealth Group Incorporated, a Delaware corporation ("Parent"), Purchaser, a Michigan corporation and a wholly owned subsidiary of Parent and Diplomat Pharmacy, Inc., a Michigan corporation (the "Issuer"), certain outstanding restricted stock unit awards held by reporting person were converted into equity awards of the Parent pursuant to the closing on February 10, 2020 of the merger of Purchaser with and into the Issuer. These shares remain subject to time-based vesting requirements.
(4) Pursuant to the Merger Agreement, certain vested restricted stock unit awards held by reporting person were disposed of pursuant to the closing on February 10, 2020 of the Tender Offer.
(5) One-third of the options vest on each of the first, second and third anniversary of the grant date (June 4, 2018).
(6) One-third of the options vest on each of the first, second and third anniversary of the grant date (June 4, 2019).
Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
GRIFFIN BRIAN T
4100 S. SAGINAW ST.
FLINT, MI 48507		X
Chairman and CEO
Signatures
/s/ Christina Flint, by Power of Attorney2/10/2020
**Signature of Reporting PersonDate
Diplomat Pharmacy (NYSE:DPLO)
Historical Stock Chart
From Nov 2024 to Dec 2024 Click Here for more Diplomat Pharmacy Charts.
Diplomat Pharmacy (NYSE:DPLO)
Historical Stock Chart
From Dec 2023 to Dec 2024 Click Here for more Diplomat Pharmacy Charts.