Report of Foreign Issuer (6-k)
November 16 2016 - 5:05AM
Edgar (US Regulatory)
FORM
6-K
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Report
of Foreign Private Issuer
Pursuant
to Rule 13a - 16 or 15d - 16 of
the
Securities Exchange Act of 1934
For the
month of November
HSBC
Holdings plc
42nd
Floor, 8 Canada Square, London E14 5HQ, England
(Indicate by check
mark whether the registrant files or will file annual reports under
cover of Form 20-F or Form 40-F).
Form
20-F X Form 40-F ......
(Indicate by check
mark whether the registrant by furnishing the information contained
in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange
Act of 1934).
Yes....... No
X
(If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-
..............).
HSBC
HOLDINGS PLC
15
November 2016
Notification
of Transactions by Persons Discharging Managerial Responsibilities
(“PDMRs”)
On 14
November, awards (the “Awards”) of US$0.50 ordinary
shares (the “Shares”) in HSBC Holdings plc (the
“Company”) were granted under the HSBC fixed pay
allowance arrangements. Awards comprise part of the relevant
employees’ fixed remuneration for 2016. The Awards were made
in London and are based upon the closing Share price on the London
Stock Exchange on 11 November of £6.1990.
The
Awards vest in full on the date of grant.
Individual tax liabilities in respect of the
vesting of the Awards were satisfied in cash. The number of Shares
received by the Directors named below is therefore net of
tax.
20 per
cent of the Award is subject to retention until March 2017, with
the remaining 80 per cent to be released annually thereafter in
four equal tranches until 2021.
Directors
Name
|
Number of Shares vested
|
Stuart
Gulliver
|
36,336
|
Iain
Mackay
|
20,305
|
Marc
Moses
|
20,305
|
The
following disclosures are made in accordance with Article 19 of the
EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Stuart Gulliver
|
|
|
|
|
2 - Reason for the notification
|
Position/status
|
Group
Chief Executive
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC
Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-11-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP – British Pound
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
£6.20
|
36,336
|
£225,246.86
|
Aggregated
|
£6.199
|
36,336
|
£225,246.86
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Iain
Mackay
|
|
|
|
|
2 - Reason for the notification
|
Position/status
|
Group
Finance Director
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
HSBC
Holdings plc
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-11-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP – British Pound
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
£6.20
|
20,305
|
£125,870.70
|
Aggregated
|
£6.199
|
20,305
|
£125,870.70
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
Name of natural person
|
Marc Moses
|
|
|
|
|
2 - Reason for the notification
|
Position/status
|
Group
Chief Risk Officer
|
|
|
Initial notification/amendment
|
Initial
Notification
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
Full name of the entity
|
|
HSBC
Holdings plc
|
Legal Entity Identifier code
|
|
MLU0ZO3ML4LN2LL2TL39
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2016-11-14
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP – British Pound
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
£6.20
|
20,305
|
£125,870.70
|
Aggregate
|
£6.199
|
20,305
|
£125,870.70
|
For
any queries related to this
notification please contact:
Loren Wulfsohn, Shareholder
Services Team on +44 (0)20 7991 8918.
SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
HSBC
Holdings plc
|
|
|
|
By:
|
|
Name:
Ben J S Mathews
|
|
Title:
Group Company Secretary
|
|
|
|
Date:
15 November 2016
|
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