FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-21579

Nuveen Floating Rate Income Opportunity Fund

 

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

 

(Address of principal executive offices) (Zip Code)

David J. Lamb – Chief Administrative Officer

 

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: July 31

Date of reporting period: June 30, 2023

 

 

Item 1. Proxy Voting Record

 

FORM N-PX



ICA File Number:  811-21579

Registrant Name:  Nuveen Floating Rate Income Opportunity Fund

Reporting Period:  07/01/2022 - 06/30/2023


Nuveen Floating Rate Income Opportunity Fund

 
ACBL HOLDING CORP.
Meeting Date:  APR 27, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL
Ticker:  
Security ID:  00085Q118
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William Raine Management For For
1.2 Elect Director Xiao Song Management For For
1.3 Elect Director David Ebbrecht Management For For
1.4 Elect Director Stephen Johnson Management For For
1.5 Elect Director Philip Yarrow Management For For
1.6 Elect Director Michael C. Ellis Management For For
1.7 Elect Director Scott Vogel Management For Withhold
1.8 Elect Director Dan McHugh Management For For
1.9 Elect Director John Giles Management For For
 
ACBL HOLDING CORP.
Meeting Date:  APR 27, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL
Ticker:  
Security ID:  00085Q167
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William Raine Management For For
1.2 Elect Director Xiao Song Management For For
1.3 Elect Director David Ebbrecht Management For For
1.4 Elect Director Stephen Johnson Management For For
1.5 Elect Director Philip Yarrow Management For For
1.6 Elect Director Michael C. Ellis Management For For
1.7 Elect Director Scott Vogel Management For Withhold
1.8 Elect Director Dan McHugh Management For For
1.9 Elect Director John Giles Management For For
 
ACBL HOLDING CORP.
Meeting Date:  APR 27, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL
Ticker:  
Security ID:  00085Q209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William Raine Management For For
1.2 Elect Director Xiao Song Management For For
1.3 Elect Director David Ebbrecht Management For For
1.4 Elect Director Stephen Johnson Management For For
1.5 Elect Director Philip Yarrow Management For For
1.6 Elect Director Michael C. Ellis Management For For
1.7 Elect Director Scott Vogel Management For Withhold
1.8 Elect Director Dan McHugh Management For For
1.9 Elect Director John Giles Management For For
 
ACBL HOLDING CORP.
Meeting Date:  APR 27, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL
Ticker:  
Security ID:  00085Q605
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William Raine Management For For
1.2 Elect Director Xiao Song Management For For
1.3 Elect Director David Ebbrecht Management For For
1.4 Elect Director Stephen Johnson Management For For
1.5 Elect Director Philip Yarrow Management For For
1.6 Elect Director Michael C. Ellis Management For For
1.7 Elect Director Scott Vogel Management For Withhold
1.8 Elect Director Dan McHugh Management For For
1.9 Elect Director John Giles Management For For
 
CALIFORNIA RESOURCES CORPORATION
Meeting Date:  APR 28, 2023
Record Date:  MAR 07, 2023
Meeting Type:  ANNUAL
Ticker:  CRC
Security ID:  13057Q305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Andrew B. Bremner Management For For
1.2 Elect Director Tiffany (TJ) Thom Cepak Management For For
1.3 Elect Director James N. Chapman Management For For
1.4 Elect Director Francisco J. Leon Management For For
1.5 Elect Director Mark A. (Mac) McFarland Management For For
1.6 Elect Director Nicole Neeman Brady Management For For
1.7 Elect Director Julio M. Quintana Management For For
1.8 Elect Director William B. Roby Management For For
1.9 Elect Director Alejandra (Ale) Veltmann Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Certificate of Incorporation to Allow Exculpation of Officers Management For For
 
CHORD ENERGY CORPORATION
Meeting Date:  APR 26, 2023
Record Date:  MAR 09, 2023
Meeting Type:  ANNUAL
Ticker:  CHRD
Security ID:  674215207
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas E. Brooks Management For For
1b Elect Director Daniel E. Brown Management For For
1c Elect Director Susan M. Cunningham Management For For
1d Elect Director Samantha F. Holroyd Management For For
1e Elect Director Paul J. Korus Management For For
1f Elect Director Kevin S. McCarthy Management For For
1g Elect Director Anne Taylor Management For For
1h Elect Director Cynthia L. Walker Management For For
1i Elect Director Marguerite N. Woung-Chapman Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
CUMULUS MEDIA INC.
Meeting Date:  APR 26, 2023
Record Date:  MAR 03, 2023
Meeting Type:  ANNUAL
Ticker:  CMLS
Security ID:  231082801
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mary G. Berner Management For For
1.2 Elect Director Matthew C. Blank Management For For
1.3 Elect Director Thomas H. Castro Management For For
1.4 Elect Director Deborah A. Farrington Management For For
1.5 Elect Director Joan Hogan Gillman Management For For
1.6 Elect Director Andrew W. Hobson Management For For
1.7 Elect Director Brian G. Kushner Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For Against
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
ENERGY HARBOR CORP.
Meeting Date:  SEP 09, 2022
Record Date:  AUG 15, 2022
Meeting Type:  WRITTEN CONSENT
Ticker:  ENGH
Security ID:  29279N102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director John W. Judge Management For For
2 Elect Director John Kiani Management For For
3 Elect Director Douglas G. Johnston Management For For
4 Elect Director John W. (Bill) Pitesa Management For For
5 Elect Director Stephen E. Burnazian Management For For
6 Elect Director Kevin T. Howell Management For For
7 Elect Director Jennifer R. Kneale Management For For
8 Elect Director John C. Blickle Management For For
 
TRANSOCEAN LTD.
Meeting Date:  MAY 11, 2023
Record Date:  APR 24, 2023
Meeting Type:  ANNUAL
Ticker:  RIG
Security ID:  H8817H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Transfer of Free Capital Reserves to Statutory Capital Reserves Management For For
2A Accept Financial Statements and Statutory Reports Management For For
2B Approve Remuneration Report Management For For
3 Approve Discharge of Board and Senior Management Management For For
4 Approve Treatment of Net Loss Management For For
5 Approve the Renewal of Authorized Share Capital with Partial Exclusion of Preemptive Rights Management For For
6A Elect Director Glyn A. Barker Management For For
6B Elect Director Vanessa C.L. Chang Management For For
6C Elect Director Frederico F. Curado Management For For
6D Elect Director Chadwick C. Deaton Management For For
6E Elect Director Domenic J. "Nick" Dell'Osso, Jr. Management For For
6F Elect Director Vincent J. Intrieri Management For For
6G Elect Director Samuel J. Merksamer Management For For
6H Elect Director Frederik W. Mohn Management For For
6I Elect Director Edward R. Muller Management For For
6J Elect Director Margareth Ovrum Management For For
6K Elect Director Jeremy D. Thigpen Management For For
7 Elect Chadwick C. Deaton as Board Chairman Management For For
8A Appoint Glyn A. Barker as Member of the Compensation Committee Management For For
8B Appoint Vanessa C.L. Chang as Member of the Compensation Committee Management For For
8C Appoint Samuel J. Merksamer as Member of the Compensation Committee Management For For
9 Re-elect Schweiger Advokatur/Notariat as Independent Proxy Management For For
10 Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term Management For For
11 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
12 Advisory Vote on Say on Pay Frequency Management One Year One Year
13A Approve Maximum Remuneration of Board of Directors for the Period Between the 2023 and 2024 Annual General Meeting in the Amount of USD 4.12 Million Management For For
13B Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2024 in the Amount of USD 26 Million Management For For
14A Amend Omnibus Stock Plan Management For For
14B Amend Omnibus Stock Plan Management For For
15 Amend Articles of Association Management For For
16 Other Business Management For Against
 
VANTAGE DRILLING INTERNATIONAL
Meeting Date:  SEP 13, 2022
Record Date:  AUG 08, 2022
Meeting Type:  ANNUAL
Ticker:  VTDRF
Security ID:  G9325C105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Thomas R. Bates, Jr. Management For For
1.2 Elect Director Manuel A. Garcia Management For Against
1.3 Elect Director Paul A. Gordon Management For Against
1.4 Elect Director Nils E. Larsen Management For For
1.5 Elect Director Ihab M. Toma Management For Against
1.6 Elect Director L. Spencer Wells Management For For

END NPX REPORT

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Nuveen Floating Rate Income Opportunity Fund

 

By  

/s/ David J. Lamb

  David J. Lamb – Chief Administrative Officer
Date  

May 17th, 2024

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