Luminent Mortgage Capital Inc (Other) (NT 10-Q)
November 13 2007 - 3:21PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
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(Check One):
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Form 10-K
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Form 20-F
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Form 11-K
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Form 10-Q
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Form N-SAR
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Form N-CSR
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For Period Ended: September 30, 2007
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Transition Report on Form 10-K
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Transition Report on Form 20-F
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Transition Report on Form 11-K
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Transition Report on Form 10-Q
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Transition Report
on Form N-SAR
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For the Transition Period Ended: __________________________________________
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Read
Instruction (on back page) Before Preparing Form. Please Print or
Type.
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Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
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If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
PART I REGISTRANT INFORMATION
Luminent Mortgage Capital, Inc.
Full
Name of Registrant
None
Former
Name if Applicable
101 California Street, Suite 1350
Address of Principal Executive
Office
(Street and Number)
San Francisco, California, 94111
City, State and Zip Code
PART II RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate)
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(a)
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The reason described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense
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(b)
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The subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will
be filed on or before the fifteenth calendar day following the prescribed
due date; or the subject quarterly report or transition report on Form
10-Q, or portion thereof, will be filed on or before the fifth
calendar day following the prescribed due date; and
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(c)
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The accountants statement or other exhibit required by Rule 12b-25(c)
has been attached if applicable.
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PART III NARRATIVE
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q,
N-SAR, N-CSR, or the transition report or portion thereof, could not be
filed within the prescribed time period.
We announced on a Form 8-K dated October 4, 2007, that on October 4, 2007, Deloitte & Touche LLP
notified us that it had resigned as our independent registered public accounting firm. On November
13, 2007 we announced on a Form 8-K that Grant Thornton LLP was appointed as our independent
registered public accounting firm as of that date. Grant Thornton has commenced their review of our
consolidated financial statements and disclosures that will be included in our Form 10-Q for the
quarterly period ended September 30, 2007. We will file our Form 10-Q after Grant Thornton LLP has
completed their review procedures.
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SEC 1344
(07-03)
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Persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays a currently valid
OMB control number.
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(Attach extra Sheets if Needed)
PART IV OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
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Christopher J. Zyda
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415
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217-4512
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(Name)
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(Area Code)
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(Telephone Number)
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(2) Have all other periodic reports required
under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act
of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed? If answer is no,
identify report(s).
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No
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Yes
(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion thereof?
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No
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Yes
If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
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Luminent Mortgage Capital, Inc.
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(Name of Registrant as Specified in Charter)
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has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
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Date
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November 13, 2007
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By
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/s/ Christopher J. Zyda
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INSTRUCTION: The form may be signed by an executive officer of the
registrant or by any other duly authorized representative. The name and
title of the person signing the form shall be typed or printed beneath the
signature. If the statement is signed on behalf of the registrant by an
authorized representative (other than an executive officer), evidence of
the representatives authority to sign on behalf of the registrant shall be
filed with the form.
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ATTENTION
Intentional misstatements or
omissions of fact constitute Federal Criminal
Violations (See 18 U.S.C. 1001).
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General Instructions
1. This form is required by Rule 12b-25
(17 CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934.
2. One signed original and four conformed copies of this form and
amendments thereto must be completed and filed with the Securities and Exchange
Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General
Rules and Regulations under the Act. The information contained in or filed with
the form will be made a matter of public record in the Commission files.
3. A manually signed copy of the form and amendments thereto shall be filed
with each national securities exchange on which any class of securities of the
registrant is registered.
4. Amendments to the notifications must also be filed on Form 12b-25 but
need not restate information that has been correctly furnished. The form shall
be clearly identified as an amended notification.
5.
Electronic Filers.
This form shall not be used by electronic filers
unable to timely file a report solely due to electronic difficulties. Filers
unable to submit reports within the time period prescribed due to difficulties
in electronic filing should comply with either Rule 201 or Rule 202 of
Regulation S-T (§ 232.201 or § 232.202 of this chapter) or apply for an
adjustment in filing date pursuant to Rule 13(b)
of Regulation S-T (§ 232.13(b) of this chapter).
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