UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
 
FORM 6-K
 
 
 
REPORT OF FOREIGN PRIVATE ISSUER
 
PURSUANT TO RULE 13A-16 OR 15D-16
 
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
 
 
For the Month of: November 2022
 
Commission File Number: 001-38187
 
 
 
MICRO FOCUS INTERNATIONAL PLC
(Exact name of registrant as specified in its charter)
 
 
The Lawn, 22-30 Old Bath Road
Newbury, Berkshire
RG14 1QN
United Kingdom
+44 (0) 1635-565-459
 (Address of principal executive office)
 
 
 
 
Indicate by check mark whether this registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): 
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): 
 
 
CONTENTS
 
 
Exhibit No.
Exhibit Description
99.1
TR-1 Notification of Major Holdings, dated 02 November 2022
 
 
 
 
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
GB00BJ1F4N75
 
Issuer Name
MICRO FOCUS INTERNATIONAL PLC
 
UK or Non-UK Issuer
UK
 
2. Reason for Notification
An acquisition or disposal of voting rights
 
3. Details of person subject to the notification obligation
 
Name
JPMorgan Chase & Co.
 
City of registered office (if applicable)
 
 
Country of registered office (if applicable)
US
 
4. Details of the shareholder
Name
City of registered office
Country of registered office
J.P. Morgan Securities plc
 
 
 
 
5. Date on which the threshold was crossed or reached
31-Oct-2022
 
6. Date on which Issuer notified
02-Nov-2022
 
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
0.338083
 
4.982012
 
5.320095
 
18038855
 
Position of previous notification (if applicable)
 
0.321906
 
5.014238
 
5.336144
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BJ1F4N75
 
 
1146337
 
 
0.338083
 
Sub Total 8.A
1146337
 
0.338083%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Depository Receipt
 
n/a
 
n/a
 
2348
 
0.000692
 
Sub Total 8.B1
 
2348
 
0.000692%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Cash-settled Equity Swap
 
04/01/2023
 
04/01/2023
 
Cash
 
6599
 
0.001946
 
Cash-settled Equity Swap
 
18/01/2023
 
18/01/2023
 
Cash
 
418505
 
0.123427
 
Cash-settled Equity Swap
 
02/02/2023
 
02/02/2023
 
Cash
 
12968
 
0.003825
 
Cash-settled Equity Swap
 
07/02/2023
 
07/02/2023
 
Cash
 
2051464
 
0.605026
 
Cash-settled Equity Swap
 
02/03/2023
 
02/03/2023
 
Cash
 
15962
 
0.004708
 
Cash-settled Equity Swap
 
08/03/2023
 
08/03/2023
 
Cash
 
3406259
 
1.004588
 
Cash-settled Equity Swap
 
17/03/2023
 
17/03/2023
 
Cash
 
972992
 
0.286959
 
Cash-settled Equity Swap
 
23/03/2023
 
23/03/2023
 
Cash
 
2988139
 
0.881275
 
Cash-settled Equity Swap
 
04/04/2023
 
04/04/2023
 
Cash
 
20925
 
0.006171
 
Cash-settled Equity Swap
 
28/04/2023
 
28/04/2023
 
Cash
 
992460
 
0.292701
 
Cash-settled Equity Swap
 
03/05/2023
 
03/05/2023
 
Cash
 
3599
 
0.001061
 
Cash-settled Equity Swap
 
17/05/2023
 
17/05/2023
 
Cash
 
4988139
 
1.471123
 
Cash-settled Equity Swap
 
02/06/2023
 
02/06/2023
 
Cash
 
41359
 
0.012198
 
Cash-settled Equity Swap
 
05/07/2023
 
05/07/2023
 
Cash
 
6183
 
0.001824
 
Cash-settled Equity Swap
 
02/08/2023
 
02/08/2023
 
Cash
 
6319
 
0.001864
 
Cash-settled Equity Swap
 
11/08/2023
 
11/08/2023
 
Cash
 
25240
 
0.007444
 
Cash-settled Equity Swap
 
13/09/2023
 
13/09/2023
 
Cash
 
8145
 
0.002402
 
Cash-settled Equity Swap
 
03/10/2023
 
03/10/2023
 
Cash
 
381435
 
0.112494
 
Cash-settled Equity Swap
 
13/10/2023
 
13/10/2023
 
Cash
 
89778
 
0.026478
 
Cash-settled Equity Swap
 
18/10/2023
 
18/10/2023
 
Cash
 
127698
 
0.037661
 
Cash-settled Equity Swap
 
01/11/2023
 
01/11/2023
 
Cash
 
2436
 
0.000718
 
Cash-settled Equity Swap
 
02/11/2023
 
02/11/2023
 
Cash
 
255993
 
0.075499
 
Cash-settled Equity Swap
 
15/12/2023
 
15/12/2023
 
Cash
 
49187
 
0.014506
 
Cash-settled Equity Swap
 
02/11/2027
 
02/11/2027
 
Cash
 
2978
 
0.000878
 
Cash-settled Equity Swap
 
19/12/2023
 
19/12/2023
 
Cash
 
5001
 
0.001475
 
Cash-settled Equity Swap
 
31/10/2023
 
31/10/2023
 
Cash
 
10407
 
0.003069
 
Sub Total 8.B2
 
16890170
 
4.981320%
 
 
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
 
J.P. Morgan Securities plc
 
 
4.981325
 
5.017917%
 
JPMorgan Chase & Co.
 
JPMorgan Chase Bank, National Association
 
 
 
 
JPMorgan Chase & Co.
 
J.P. Morgan SE
 
 
 
 
JPMorgan Chase & Co.
 
J.P. Morgan Securities LLC
 
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
The number and % of voting rights held
 
 
The date until which the voting rights will be held
 
 
11. Additional Information
Chain of controlled undertakings:
 
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
 
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
 
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan SE (100%)
 
JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
 
12. Date of Completion
02-Nov-2022
 
13. Place Of Completion
London
 
 
 
               
 
 
SIGNATURE
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.
 
Date: 02 November 2022
 
 
Micro Focus International plc
 
 
By:
/s/ Matt Ashley
 
Name:
Matt Ashley
 
Title:
Chief Financial Officer
 
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