Initial Statement of Beneficial Ownership (3)
May 06 2020 - 3:15PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Mugel Sarah J |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/1/2020
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3. Issuer Name and Ticker or Trading Symbol
NATIONAL FUEL GAS CO [NFG]
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(Last)
(First)
(Middle)
6363 MAIN STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
General Counsel and Secretary / |
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(Street)
WILLIAMSVILLE, NY 14221
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 15126.00 | D | |
| Common Stock | 172.00 (1) | I | 401(k) Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Appreciation Right | (2) | 12/20/2020 | Common Stock | 2000.00 | $63.865 | D | |
| Stock Appreciation Right | 12/19/2014 | 12/19/2021 | Common Stock | 2000.00 | $55.09 | D | |
| Stock Appreciation Right | (3) | 12/19/2022 | Common Stock | 4668.00 | $53.045 | D | |
| Restricted Stock Units | 12/20/2020 | 12/20/2020 | Common Stock | 336.00 | (4) | D | |
| Restricted Stock Units | (5) | (5) | Common Stock | 854.00 | (4) | D | |
| Restricted Stock Units | (6) | (6) | Common Stock | 1697.00 | (4) | D | |
| Explanation of Responses: |
| (1) | The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of May 4, 2020, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. |
| (2) | The stock appreciation right became exercisable as follows: 666 on December 20, 2011; 667 on December 20, 2012; and 667 on December 20, 2013. |
| (3) | The stock appreciation right became exercisable in three equal annual installments beginning December 19, 2013. |
| (4) | Each restricted stock unit represents a contingent right to receive one share of NFG common stock. |
| (5) | The restricted stock units vest in two equal annual installments beginning December 19, 2020. |
| (6) | The restricted stock units vest as follows: 565 on December 9, 2020; 566 on December 9, 2021; and 566 on December 9, 2022. |
Remarks:
Exhibit List - Exhibit 24 - Power of Attorney |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Mugel Sarah J
6363 MAIN STREET
WILLIAMSVILLE, NY 14221 |
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| General Counsel and Secretary |
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Signatures
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| Meghan A. Corcoran, Attorney in Fact | | 5/6/2020 |
| **Signature of Reporting Person | Date |
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