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Portfolio of Investments (Unaudited)
|
|
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|
|
|
Nuveen Connecticut Premium Income Municipal Fund (NTC)
|
|
|
|
|
|
August 31, 2012
|
|
|
|
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Principal
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|
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Optional Call
|
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|
Amount (000)
|
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
Consumer Staples – 1.7% (1.1% of Total Investments)
|
|
|
|
$ 3,890
|
|
Puerto Rico, The Children’s Trust Fund, Tobacco Settlement Asset-Backed Refunding Bonds,
|
11/12 at 100.00
|
BBB+
|
$ 3,889,922
|
|
|
Series 2002, 5.375%, 5/15/33
|
|
|
|
|
|
Education and Civic Organizations – 34.9% (22.9% of Total Investments)
|
|
|
|
1,150
|
|
Connecticut Health and Education Facilities Authority, Revenue Bonds, Connecticut College,
|
7/21 at 100.00
|
A2
|
1,294,475
|
|
|
Series 2011H, 5.000%, 7/01/41
|
|
|
|
1,300
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Canterbury School,
|
7/16 at 100.00
|
N/R
|
1,324,401
|
|
|
Series 2006B, 5.000%, 7/01/36 – RAAI Insured
|
|
|
|
840
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Chase Collegiate
|
7/17 at 100.00
|
N/R
|
872,794
|
|
|
School, Series 2007A, 5.000%, 7/01/27 – RAAI Insured
|
|
|
|
1,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Connecticut College,
|
7/17 at 100.00
|
A2
|
1,041,130
|
|
|
Series 2007G, 4.500%, 7/01/37 – NPFG Insured
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Fairfield University,
|
|
|
|
|
|
Series 2010-O:
|
|
|
|
800
|
|
5.000%, 7/01/35
|
7/20 at 100.00
|
A–
|
884,152
|
2,000
|
|
5.000%, 7/01/40
|
7/20 at 100.00
|
A–
|
2,201,740
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Loomis Chaffee School,
|
|
|
|
|
|
Series 2005F:
|
|
|
|
440
|
|
5.250%, 7/01/18 – AMBAC Insured
|
No Opt. Call
|
A2
|
531,137
|
1,510
|
|
5.250%, 7/01/19 – AMBAC Insured
|
No Opt. Call
|
A2
|
1,846,775
|
2,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Quinnipiac University,
|
7/16 at 100.00
|
A–
|
2,115,120
|
|
|
Series 2006H, 5.000%, 7/01/36 – AMBAC Insured
|
|
|
|
4,405
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Quinnipiac University,
|
7/17 at 100.00
|
A–
|
4,830,699
|
|
|
Series 2007-I, 5.000%, 7/01/25 – NPFG Insured
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Sacred Heart
|
|
|
|
|
|
University, Series 2011G:
|
|
|
|
250
|
|
5.125%, 7/01/26
|
7/21 at 100.00
|
BBB
|
276,823
|
3,260
|
|
5.625%, 7/01/41
|
7/21 at 100.00
|
BBB
|
3,657,198
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Sacred Heart
|
|
|
|
|
|
University, Series 2012H:
|
|
|
|
1,500
|
|
5.000%, 7/01/26 – AGM Insured
|
7/22 at 100.00
|
AA–
|
1,709,205
|
1,000
|
|
5.000%, 7/01/28 – AGM Insured
|
7/22 at 100.00
|
AA–
|
1,130,510
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, The Loomis Chaffee
|
|
|
|
|
|
School Issue, Series 2011-I:
|
|
|
|
560
|
|
5.000%, 7/01/23 – AGM Insured
|
7/21 at 100.00
|
Aa3
|
658,196
|
225
|
|
5.000%, 7/01/24 – AGM Insured
|
7/21 at 100.00
|
Aa3
|
262,247
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Trinity College,
|
|
|
|
|
|
Series 2004H:
|
|
|
|
350
|
|
5.000%, 7/01/17 – NPFG Insured
|
7/14 at 100.00
|
A+
|
376,996
|
1,375
|
|
5.000%, 7/01/21 – NPFG Insured
|
7/14 at 100.00
|
A+
|
1,470,356
|
2,700
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, University of
|
7/16 at 100.00
|
BBB–
|
2,759,913
|
|
|
Hartford, Series 2006G, 5.250%, 7/01/36 – RAAI Insured
|
|
|
|
4,125
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Wesleyan University,
|
7/20 at 100.00
|
AA
|
4,695,405
|
|
|
Series 2010G, 5.000%, 7/01/35
|
|
|
|
2,500
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale University,
|
7/13 at 100.00
|
AAA
|
2,579,875
|
|
|
Series 2003X-1, 5.000%, 7/01/42
|
|
|
|
17,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale University,
|
7/17 at 100.00
|
AAA
|
19,588,760
|
|
|
Series 2007Z-3, Trust 1080, 5.050%, 7/01/42 (UB) (4)
|
|
|
|
9,950
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale University,
|
7/16 at 100.00
|
AAA
|
11,206,685
|
|
|
Series 2009, Trust 3363, 5.000%, 7/01/42 (UB)
|
|
|
|
1,000
|
|
University of Connecticut, General Obligation Bonds, Series 2004A, 5.000%, 1/15/18 –
|
1/14 at 100.00
|
AA
|
1,060,350
|
|
|
NPFG Insured
|
|
|
|
1,220
|
|
University of Connecticut, General Obligation Bonds, Series 2005A, 5.000%, 2/15/17 –
|
2/15 at 100.00
|
AA
|
1,353,187
|
|
|
AGM Insured
|
|
|
|
|
|
University of Connecticut, General Obligation Bonds, Series 2006A:
|
|
|
|
1,300
|
|
5.000%, 2/15/19 – FGIC Insured
|
2/16 at 100.00
|
AA
|
1,487,824
|
2,150
|
|
5.000%, 2/15/23 – FGIC Insured
|
2/16 at 100.00
|
AA
|
2,427,587
|
2,600
|
|
University of Connecticut, General Obligation Bonds, Series 2010A, 5.000%, 2/15/28
|
2/20 at 100.00
|
AA
|
3,073,538
|
515
|
|
University of Connecticut, Student Fee Revenue Bonds, Refunding Series 2010A, 5.000%, 11/15/27
|
11/19 at 100.00
|
Aa2
|
603,323
|
|
|
University of Connecticut, Student Fee Revenue Refunding Bonds, Series 2002A:
|
|
|
|
1,000
|
|
5.250%, 11/15/19 – FGIC Insured
|
11/12 at 101.00
|
Aa2
|
1,019,670
|
1,000
|
|
5.250%, 11/15/22 – FGIC Insured
|
11/12 at 101.00
|
Aa2
|
1,019,780
|
71,025
|
|
Total Education and Civic Organizations
|
|
|
79,359,851
|
|
|
Health Care – 32.2% (21.1% of Total Investments)
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Bristol Hospital,
|
|
|
|
|
|
Series 2002B:
|
|
|
|
920
|
|
5.500%, 7/01/21 – RAAI Insured
|
7/13 at 100.50
|
N/R
|
929,770
|
3,000
|
|
5.500%, 7/01/32 – RAAI Insured
|
7/14 at 100.00
|
N/R
|
3,028,890
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Eastern Connecticut
|
|
|
|
|
|
Health Network, Series 2000A:
|
|
|
|
20
|
|
6.125%, 7/01/20 – RAAI Insured
|
11/12 at 100.00
|
N/R
|
20,038
|
1,710
|
|
6.000%, 7/01/25 – RAAI Insured
|
11/12 at 100.00
|
N/R
|
1,712,206
|
840
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Eastern Connecticut
|
7/15 at 100.00
|
N/R
|
849,223
|
|
|
Health Network, Series 2005, 5.000%, 7/01/25 – RAAI Insured
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Griffin Hospital,
|
|
|
|
|
|
Series 2005B:
|
|
|
|
890
|
|
5.000%, 7/01/15 – RAAI Insured
|
No Opt. Call
|
N/R
|
956,287
|
2,400
|
|
5.000%, 7/01/20 – RAAI Insured
|
7/15 at 100.00
|
N/R
|
2,486,352
|
1,050
|
|
5.000%, 7/01/23 – RAAI Insured
|
7/15 at 100.00
|
N/R
|
1,073,006
|
6,425
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Hartford Healthcare,
|
7/21 at 100.00
|
A
|
6,916,191
|
|
|
Series 2011A, 5.000%, 7/01/41
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Hospital For Special
|
|
|
|
|
|
Care, Series 2007C:
|
|
|
|
1,065
|
|
5.250%, 7/01/32 – RAAI Insured
|
7/17 at 100.00
|
BBB–
|
1,100,922
|
300
|
|
5.250%, 7/01/37 – RAAI Insured
|
7/17 at 100.00
|
BBB–
|
307,758
|
2,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Lawrence and Memorial
|
7/21 at 100.00
|
A+
|
2,199,840
|
|
|
Hospitals, Series 2011F, 5.000%, 7/01/36
|
|
|
|
6,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Middlesex Hospital,
|
7/16 at 100.00
|
Aa3
|
6,323,280
|
|
|
Series 2006, 5.000%, 7/01/32 – AGM Insured
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Middlesex Hospital,
|
|
|
|
|
|
Series 2011N:
|
|
|
|
1,105
|
|
5.000%, 7/01/25
|
7/21 at 100.00
|
A2
|
1,232,628
|
400
|
|
5.000%, 7/01/26
|
7/21 at 100.00
|
A2
|
445,716
|
500
|
|
5.000%, 7/01/27
|
7/21 at 100.00
|
A2
|
555,340
|
1,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, St. Francis Hospital
|
7/13 at 100.00
|
N/R
|
1,002,680
|
|
|
and Medical Center, Series 2002D, 5.000%, 7/01/22 – RAAI Insured
|
|
|
|
1,275
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Stamford Hospital,
|
7/20 at 100.00
|
A
|
1,378,199
|
|
|
Series 2010-I, 5.000%, 7/01/30
|
|
|
|
7,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Stamford Hospital,
|
7/22 at 100.00
|
A
|
7,567,070
|
|
|
Series 2012-J, 5.000%, 7/01/42
|
|
|
|
3,440
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Western Connecticut
|
7/21 at 100.00
|
A
|
3,902,508
|
|
|
Health, Series 2011M, 5.375%, 7/01/41
|
|
|
|
4,000
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Western Connecticut
|
7/21 at 100.00
|
A
|
4,396,480
|
|
|
Health, Series 2011N, 5.000%, 7/01/29
|
|
|
|
775
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, William W. Backus
|
7/18 at 100.00
|
AA–
|
844,091
|
|
|
Hospital, Series 2005F, 5.125%, 7/01/35 – AGM Insured
|
|
|
|
5,760
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale-New Haven
|
7/16 at 100.00
|
Aa3
|
6,177,254
|
|
|
Hospital, Series 2006J-1, 5.000%, 7/01/31 – AMBAC Insured
|
|
|
|
1,225
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale-New Haven
|
7/20 at 100.00
|
Aa3
|
1,412,829
|
|
|
Hospital, Series 2010M, 5.500%, 7/01/40
|
|
|
|
4,540
|
|
Connecticut Health and Eductaional Facilities Authority, Revenue Bonds, Ascension Health
|
11/19 at 100.00
|
AA+
|
4,999,039
|
|
|
Series 2010A, 5.000%, 11/15/40
|
|
|
|
1,000
|
|
Connecticut Health and Eductaional Facilities Authority, Revenue Bonds, Catholic Health East
|
11/20 at 100.00
|
A+
|
1,106,090
|
|
|
Series 2010, 4.750%, 11/15/29
|
|
|
|
200
|
|
Connecticut Health and Eductaional Facilities Authority, Revenue Bonds, Danbury Hospital,
|
1/16 at 100.00
|
A
|
201,684
|
|
|
Series 2006H, 4.500%, 7/01/33 – AMBAC Insured
|
|
|
|
8,600
|
|
Monroe County Industrial Development Corporation, New York, FHA Insured Mortgage Revenue
|
2/21 at 100.00
|
Aa2
|
9,934,462
|
|
|
Bonds, Unity Hospital of Rochestor Project, Series 2010, 5.500%, 8/15/40
|
|
|
|
67,440
|
|
Total Health Care
|
|
|
73,059,833
|
|
|
Housing/Multifamily – 1.3% (0.9% of Total Investments)
|
|
|
|
2,880
|
|
Connecticut Housing Finance Authority, Multifamily Housing Mortgage Finance Program Bonds,
|
11/15 at 100.00
|
AAA
|
2,977,949
|
|
|
Series 2006G-2, 4.800%, 11/15/27 (Alternative Minimum Tax)
|
|
|
|
|
|
Housing/Single Family – 7.1% (4.6% of Total Investments)
|
|
|
|
4,475
|
|
Connecticut Housing Finance Authority, Housing Mortgage Finance Program Bonds, Series 2004-A5,
|
5/13 at 100.00
|
AAA
|
4,528,745
|
|
|
5.050%, 11/15/34
|
|
|
|
|
|
Connecticut Housing Finance Authority, Housing Mortgage Finance Program Bonds, Series 2006-A1:
|
|
|
|
945
|
|
4.700%, 11/15/26 (Alternative Minimum Tax)
|
11/15 at 100.00
|
AAA
|
976,157
|
1,015
|
|
4.800%, 11/15/31 (Alternative Minimum Tax)
|
11/15 at 100.00
|
AAA
|
1,042,009
|
3,900
|
|
Connecticut Housing Finance Authority, Housing Mortgage Finance Program Bonds, Series 2006D,
|
5/16 at 100.00
|
AAA
|
4,094,688
|
|
|
4.650%, 11/15/27
|
|
|
|
|
|
Connecticut Housing Finance Authority, Single Family Housing Mortgage Finance Program Bonds,
|
|
|
|
|
|
Series 2010-A2:
|
|
|
|
3,500
|
|
4.500%, 11/15/30
|
11/19 at 100.00
|
AAA
|
3,802,330
|
1,500
|
|
4.750%, 11/15/35
|
11/19 at 100.00
|
AAA
|
1,611,510
|
15,335
|
|
Total Housing/Single Family
|
|
|
16,055,439
|
|
|
Long-Term Care – 4.6% (3.0% of Total Investments)
|
|
|
|
1,120
|
|
Connecticut Development Authority, First Mortgage Gross Revenue Healthcare Bonds, Elim Park
|
12/13 at 100.00
|
BBB
|
1,143,912
|
|
|
Baptist Home Inc., Series 2003, 5.750%, 12/01/23
|
|
|
|
350
|
|
Connecticut Development Authority, First Mortgage Gross Revenue Refunding Healthcare Bonds,
|
3/13 at 100.00
|
BBB–
|
350,823
|
|
|
Connecticut Baptist Homes Inc., Series 1999, 5.500%, 9/01/15 – RAAI Insured
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Village for Families
|
|
|
|
|
|
and Children Inc., Series 2002A:
|
|
|
|
430
|
|
5.000%, 7/01/18 – AMBAC Insured
|
7/13 at 100.00
|
N/R
|
434,962
|
450
|
|
5.000%, 7/01/19 – AMBAC Insured
|
7/13 at 100.00
|
N/R
|
455,063
|
475
|
|
5.000%, 7/01/20 – AMBAC Insured
|
7/13 at 100.00
|
N/R
|
480,306
|
285
|
|
5.000%, 7/01/23 – AMBAC Insured
|
1/13 at 101.00
|
N/R
|
287,252
|
1,295
|
|
5.000%, 7/01/32 – AMBAC Insured
|
7/13 at 100.00
|
N/R
|
1,300,944
|
|
|
Connecticut Housing Finance Authority, Special Needs Housing Mortgage Finance Program Special
|
|
|
|
|
|
Obligation Bonds, Series 2002SNH-1:
|
|
|
|
1,000
|
|
5.000%, 6/15/22 – AMBAC Insured
|
6/13 at 100.00
|
N/R
|
1,031,750
|
1,500
|
|
5.000%, 6/15/32 – AMBAC Insured
|
6/13 at 100.00
|
N/R
|
1,534,890
|
1,565
|
|
Connecticut Housing Finance Authority, State Supported Special Obligation Bonds, Refunding
|
6/20 at 100.00
|
AA
|
1,769,295
|
|
|
Series 2010-16, 5.000%, 6/15/30
|
|
|
|
1,025
|
|
Connecticut State Development Authority, Health Facilities Revenue Bonds, Alzheimer’s Resource
|
8/17 at 100.00
|
N/R
|
1,074,692
|
|
|
Center of Connecticut, Inc., Series 2007, 5.500%, 8/15/27
|
|
|
|
420
|
|
Hamden, Connecticut, Facility Revenue Bonds, Whitney Center Project, Series 2009A,
|
1/20 at 100.00
|
N/R
|
466,796
|
|
|
7.625%, 1/01/30
|
|
|
|
9,915
|
|
Total Long-Term Care
|
|
|
10,330,685
|
|
|
Tax Obligation/General – 13.9% (9.1% of Total Investments)
|
|
|
|
4,500
|
|
Connecticut State, General Obligation Bonds, Series 2006A, 4.750%, 12/15/24
|
12/16 at 100.00
|
AA
|
5,152,185
|
1,800
|
|
Connecticut State, General Obligation Bonds, Series 2006C, 5.000%, 6/01/23 – AGM Insured
|
6/16 at 100.00
|
AA
|
2,066,400
|
2,000
|
|
Connecticut State, General Obligation Bonds, Series 2006E, 5.000%, 12/15/20
|
12/16 at 100.00
|
AA
|
2,337,400
|
1,000
|
|
Connecticut State, General Obligation Bonds, Series 2011D, 5.000%, 11/01/31
|
11/21 at 100.00
|
AA
|
1,190,550
|
|
|
Hartford, Connecticut, General Obligation Bonds, Series 2005A:
|
|
|
|
775
|
|
5.000%, 8/01/20 – AGM Insured
|
8/15 at 100.00
|
AA–
|
867,744
|
1,320
|
|
5.000%, 8/01/21 – AGM Insured
|
8/15 at 100.00
|
AA–
|
1,475,932
|
905
|
|
4.375%, 8/01/24 – AGM Insured
|
8/15 at 100.00
|
AA–
|
956,513
|
1,740
|
|
Hartford, Connecticut, General Obligation Bonds, Series 2009A, 5.000%, 8/15/28 – AGC Insured
|
8/19 at 100.00
|
AA–
|
1,998,755
|
2,150
|
|
New Haven, Connecticut, General Obligation Bonds, Series 2006, 5.000%, 11/01/17 – AMBAC Insured
|
11/16 at 100.00
|
A1
|
2,472,049
|
900
|
|
North Haven, Connecticut, General Obligation Bonds, Series 2006, 5.000%, 7/15/24
|
No Opt. Call
|
Aa1
|
1,179,612
|
3,890
|
|
Oregon State, General Obligation Bonds, Oregon University System Projects, Series 2011G,
|
8/21 at 100.00
|
AA+
|
4,576,157
|
|
|
5.000%, 8/01/36
|
|
|
|
1,860
|
|
Puerto Rico, General Obligation and Public Improvement Bonds, Series 2002A, 5.500%, 7/01/20 –
|
No Opt. Call
|
Baa1
|
2,069,734
|
|
|
NPFG Insured
|
|
|
|
1,420
|
|
Regional School District 16, Connecticut, General Obligation Bonds, Series 2003, 5.000%,
|
3/13 at 101.00
|
A1
|
1,465,582
|
|
|
3/15/16 – AMBAC Insured
|
|
|
|
|
|
Suffield, Connecticut, General Obligation Bonds, Series 2005:
|
|
|
|
800
|
|
5.000%, 6/15/17
|
No Opt. Call
|
AA+
|
961,136
|
795
|
|
5.000%, 6/15/19
|
No Opt. Call
|
AA+
|
990,324
|
1,400
|
|
5.000%, 6/15/21
|
No Opt. Call
|
AA+
|
1,782,200
|
27,255
|
|
Total Tax Obligation/General
|
|
|
31,542,273
|
|
|
Tax Obligation/Limited – 20.1% (13.2% of Total Investments)
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Child Care Facilities Program Revenue
|
|
|
|
|
|
Bonds, Series 2006F:
|
|
|
|
2,525
|
|
5.000%, 7/01/31 – AGC Insured
|
7/16 at 100.00
|
AA–
|
2,702,230
|
2,930
|
|
5.000%, 7/01/36 – AGC Insured
|
7/16 at 100.00
|
AA–
|
3,113,828
|
|
|
Connecticut, Certificates of Participation, Juvenile Training School, Series 2001:
|
|
|
|
600
|
|
5.000%, 12/15/20
|
12/13 at 100.00
|
AA–
|
607,296
|
1,000
|
|
5.000%, 12/15/30
|
12/13 at 100.00
|
AA–
|
1,006,000
|
20
|
|
Connecticut, Special Tax Obligation Transportation Infrastructure Purpose Bonds, Series 1992B,
|
No Opt. Call
|
AA
|
20,000
|
|
|
6.125%, 9/01/12
|
|
|
|
1,475
|
|
Connecticut, Special Tax Obligation Transportation Infrastructure Purpose Bonds, Series 1998B,
|
No Opt. Call
|
AA
|
1,488,098
|
|
|
5.500%, 11/01/12 – AGM Insured
|
|
|
|
5,000
|
|
Connecticut, Special Tax Obligation Transportation Infrastructure Purpose Revenue Bonds,
|
8/17 at 100.00
|
AA
|
5,758,700
|
|
|
Series 2007A, 5.000%, 8/01/27 – AMBAC Insured
|
|
|
|
3,000
|
|
Harbor Point Infrastructure Improvement District, Connecticut, Special Obligation Revenue
|
4/20 at 100.00
|
N/R
|
3,428,760
|
|
|
Bonds, Harbor Point Project, Series 2010A, 7.875%, 4/01/39
|
|
|
|
2,100
|
|
Puerto Rico Highway and Transportation Authority, Highway Revenue Bonds, Series 2007N, 5.250%,
|
No Opt. Call
|
Baa1
|
2,249,982
|
|
|
7/01/31 – AMBAC Insured
|
|
|
|
|
|
Puerto Rico Infrastructure Financing Authority, Special Tax Revenue Bonds, Series 2005A:
|
|
|
|
2,640
|
|
0.000%, 7/01/32 – FGIC Insured
|
No Opt. Call
|
BBB+
|
831,785
|
4,735
|
|
0.000%, 7/01/33 – FGIC Insured
|
No Opt. Call
|
BBB+
|
1,375,091
|
2,000
|
|
Puerto Rico Municipal Finance Agency, Series 2002A, 5.250%, 8/01/21 – AGM Insured
|
11/12 at 100.00
|
AA–
|
2,004,880
|
4,350
|
|
Puerto Rico Municipal Finance Agency, Series 2005C, 5.000%, 8/01/16 – AGM Insured
|
8/15 at 100.00
|
AA–
|
4,761,293
|
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate
|
|
|
|
|
|
Series 2010A:
|
|
|
|
1,525
|
|
0.000%, 8/01/33
|
No Opt. Call
|
A+
|
492,529
|
5,000
|
|
5.500%, 8/01/37
|
2/20 at 100.00
|
A+
|
5,415,350
|
3,625
|
|
5.375%, 8/01/39
|
2/20 at 100.00
|
A+
|
3,880,780
|
1,725
|
|
Stamford, Connecticut, Special Obligation Revenue Bonds, Mill River Corridor Project, Series
|
4/21 at 100.00
|
N/R
|
1,840,472
|
|
|
2011A, 7.000%, 4/01/41
|
|
|
|
685
|
|
Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Series 1999A,
|
10/12 at 100.00
|
BBB+
|
687,302
|
|
|
6.375%, 10/01/19
|
|
|
|
1,000
|
|
Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Series 2003, 5.250%,
|
10/14 at 100.00
|
AA–
|
1,066,610
|
|
|
10/01/19 – AGM Insured
|
|
|
|
2,760
|
|
Virgin Islands Public Finance Authority, Matching Fund Loan Notes Revenue Bonds, Senior Lien
|
10/20 at 100.00
|
BBB+
|
3,015,686
|
|
|
Series 2010A, 5.000%, 10/01/29
|
|
|
|
48,695
|
|
Total Tax Obligation/Limited
|
|
|
45,746,672
|
|
|
Transportation – 1.1% (0.8% of Total Investments)
|
|
|
|
2,365
|
|
New Haven, Connecticut, Revenue Refunding Bonds, Air Rights Parking Facility, Series 2002,
|
No Opt. Call
|
N/R
|
2,543,676
|
|
|
5.375%, 12/01/15 – AMBAC Insured
|
|
|
|
|
|
U.S. Guaranteed – 13.0% (8.5% of Total Investments) (5)
|
|
|
|
|
|
Bethel, Connecticut, General Obligation Bonds, Series 2002:
|
|
|
|
525
|
|
5.000%, 11/01/18 (Pre-refunded 11/01/12) – FGIC Insured
|
11/12 at 100.00
|
Aa2 (5)
|
529,153
|
525
|
|
5.000%, 11/01/19 (Pre-refunded 11/01/12) – FGIC Insured
|
11/12 at 100.00
|
Aa2 (5)
|
529,153
|
525
|
|
5.000%, 11/01/20 (Pre-refunded 11/01/12) – FGIC Insured
|
11/12 at 100.00
|
Aa2 (5)
|
529,153
|
525
|
|
5.000%, 11/01/21 (Pre-refunded 11/01/12) – FGIC Insured
|
11/12 at 100.00
|
Aa2 (5)
|
529,153
|
525
|
|
5.000%, 11/01/22 (Pre-refunded 11/01/12) – FGIC Insured
|
11/12 at 100.00
|
Aa2 (5)
|
529,153
|
500
|
|
Bridgeport, Connecticut, General Obligation Bonds, Series 2003A, 5.250%, 9/15/23 (Pre-refunded
|
9/13 at 100.00
|
AA– (5)
|
526,230
|
|
|
9/15/13) – AGM Insured
|
|
|
|
175
|
|
Connecticut Development Authority, Pollution Control Revenue Refunding Bonds, Western
|
10/12 at 100.00
|
A– (5)
|
175,823
|
|
|
Massachusetts Electric Company, Series 1993A, 5.850%, 9/01/28 (Pre-refunded 10/01/12)
|
|
|
|
925
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Brunswick School,
|
7/13 at 100.00
|
BBB (5)
|
961,667
|
|
|
Series 2003B, 5.000%, 7/01/33 (Pre-refunded 7/01/13) – NPFG Insured
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Renbrook School,
|
|
|
|
|
|
Series 2007A:
|
|
|
|
465
|
|
5.000%, 7/01/30 (Pre-refunded 7/01/17) – AMBAC Insured
|
7/17 at 100.00
|
N/R (5)
|
557,284
|
735
|
|
5.000%, 7/01/37 (Pre-refunded 7/01/17) – AMBAC Insured
|
7/17 at 100.00
|
N/R (5)
|
880,868
|
1,670
|
|
Connecticut State, General Obligation Bonds, Series 2004C, 5.000%, 4/01/23 (Pre-refunded
|
4/14 at 100.00
|
AA (5)
|
1,794,716
|
|
|
4/01/14) – FGIC Insured
|
|
|
|
|
|
Connecticut, Special Tax Obligation Transportation Infrastructure Purpose Bonds, Series 2002B:
|
|
|
|
3,285
|
|
5.000%, 12/01/20 (Pre-refunded 12/01/12) – AMBAC Insured
|
12/12 at 100.00
|
AA (5)
|
3,324,617
|
2,000
|
|
5.000%, 12/01/21 (Pre-refunded 12/01/12) – AMBAC Insured
|
12/12 at 100.00
|
AA (5)
|
2,024,120
|
1,000
|
|
5.000%, 12/01/22 (Pre-refunded 12/01/12) – AMBAC Insured
|
12/12 at 100.00
|
AA (5)
|
1,012,060
|
1,000
|
|
Connecticut, Special Tax Obligation Transportation Infrastructure Purpose Bonds, Series 2003B,
|
1/14 at 100.00
|
AA (5)
|
1,063,250
|
|
|
5.000%, 1/01/23 (Pre-refunded 1/01/14) – FGIC Insured
|
|
|
|
4,340
|
|
Connecticut, State Revolving Fund General Revenue Bonds, Series 2003A, 5.000%, 10/01/16
|
10/13 at 100.00
|
AAA
|
4,564,595
|
|
|
(Pre-refunded 10/01/13)
|
|
|
|
40
|
|
New Haven, Connecticut, General Obligation Bonds, Series 2002A, 5.250%, 11/01/17 – AMBAC
|
11/12 at 100.00
|
A1 (5)
|
40,336
|
|
|
Insured (ETM)
|
|
|
|
1,010
|
|
Puerto Rico Public Finance Corporation, Commonwealth Appropriation Bonds, Series 1998A,
|
No Opt. Call
|
Aaa
|
1,242,906
|
|
|
5.125%, 6/01/24 – AMBAC Insured (ETM)
|
|
|
|
2,545
|
|
South Central Connecticut Regional Water Authority, Water System Revenue Bonds, Eighteenth
|
8/13 at 100.00
|
Aa3 (5)
|
2,656,624
|
|
|
Series 2003A, 5.000%, 8/01/33 (Pre-refunded 8/01/13) – NPFG Insured
|
|
|
|
2,200
|
|
University of Connecticut, General Obligation Bonds, Series 2003A, 5.125%, 2/15/21
|
2/13 at 100.00
|
AA (5)
|
2,249,676
|
|
|
(Pre-refunded 2/15/13) – NPFG Insured
|
|
|
|
|
|
West Hartford, Connecticut, General Obligation Bonds, Series 2005B:
|
|
|
|
500
|
|
5.000%, 10/01/17 (Pre-refunded 10/01/15)
|
10/15 at 100.00
|
AAA
|
569,665
|
2,810
|
|
5.000%, 10/01/18 (Pre-refunded 10/01/15)
|
10/15 at 100.00
|
AAA
|
3,201,517
|
27,825
|
|
Total U.S. Guaranteed
|
|
|
29,491,719
|
|
|
Utilities – 10.2% (6.7% of Total Investments)
|
|
|
|
2,960
|
|
Connecticut Development Authority, Solid Waste Disposal Facilities Revenue Bonds, PSEG Power
|
11/12 at 100.00
|
Baa1
|
2,965,535
|
|
|
LLC Project, Series 2007A, 5.750%, 11/01/37 (Alternative Minimum Tax)
|
|
|
|
1,000
|
|
Connecticut Resource Recovery Authority, Revenue Bonds, American Ref-Fuel Company of
|
12/12 at 101.00
|
Ba1
|
1,013,030
|
|
|
Southeastern Connecticut LP, Series 1998A-II, 5.500%, 11/15/15 (Alternative Minimum Tax)
|
|
|
|
4,750
|
|
Connecticut Resource Recovery Authority, Revenue Bonds, American Ref-Fuel Company of
|
12/12 at 101.00
|
Ba1
|
4,811,893
|
|
|
Southeastern Connecticut LP, Series 1998A-I, 5.500%, 11/15/15 (Alternative Minimum Tax)
|
|
|
|
|
|
Connecticut Transmission Municipal Electric Energy Cooperative, Transmission System Revenue
|
|
|
|
|
|
Bonds, Series 2012A:
|
|
|
|
655
|
|
5.000%, 1/01/31
|
1/22 at 100.00
|
Aa3
|
765,282
|
500
|
|
5.000%, 1/01/32
|
1/22 at 100.00
|
Aa3
|
582,410
|
2,830
|
|
5.000%, 1/01/42
|
1/22 at 100.00
|
Aa3
|
3,209,984
|
|
|
Eastern Connecticut Resource Recovery Authority, Solid Waste Revenue Bonds, Wheelabrator
|
|
|
|
|
|
Lisbon Project, Series 1993A:
|
|
|
|
885
|
|
5.500%, 1/01/14 (Alternative Minimum Tax)
|
1/13 at 100.00
|
BBB
|
888,275
|
250
|
|
5.500%, 1/01/15 (Alternative Minimum Tax)
|
11/12 at 100.00
|
BBB
|
250,838
|
2,105
|
|
5.500%, 1/01/20 (Alternative Minimum Tax)
|
1/13 at 100.00
|
BBB
|
2,113,273
|
|
|
Puerto Rico Electric Power Authority, Power Revenue Bonds, Refunding Series 2012A:
|
|
|
|
1,290
|
|
5.050%, 7/01/42
|
7/22 at 100.00
|
BBB+
|
1,325,656
|
480
|
|
5.000%, 7/01/42
|
7/22 at 100.00
|
BBB+
|
491,395
|
|
|
Puerto Rico Electric Power Authority, Power Revenue Bonds, Series 2010XX:
|
|
|
|
3,900
|
|
5.750%, 7/01/36
|
7/20 at 100.00
|
BBB+
|
4,276,545
|
530
|
|
5.250%, 7/01/40
|
7/20 at 100.00
|
BBB+
|
551,523
|
22,135
|
|
Total Utilities
|
|
|
23,245,639
|
|
|
Water and Sewer – 12.4% (8.1% of Total Investments)
|
|
|
|
1,375
|
|
Connecticut Development Authority, Water Facility Revenue Bonds, Aquarion Water Company
|
9/17 at 100.00
|
N/R
|
1,432,489
|
|
|
Project, Series 2007, 5.100%, 9/01/37 – SYNCORA GTY Insured (Alternative Minimum Tax)
|
|
|
|
|
|
Greater New Haven Water Pollution Control Authority, Connecticut, Regional Wastewater System
|
|
|
|
|
|
Revenue Bonds, Series 2005A:
|
|
|
|
4,160
|
|
5.000%, 11/15/30 – NPFG Insured
|
11/15 at 100.00
|
A1
|
4,573,296
|
4,330
|
|
5.000%, 8/15/35 – NPFG Insured
|
11/15 at 100.00
|
A1
|
4,768,716
|
500
|
|
Guam Government Waterworks Authority, Water and Wastewater System Revenue Bonds, Series 2005,
|
7/15 at 100.00
|
Ba2
|
515,880
|
|
|
6.000%, 7/01/25
|
|
|
|
2,050
|
|
Guam Government Waterworks Authority, Water and Wastewater System Revenue Bonds, Series 2010,
|
7/20 at 100.00
|
Ba2
|
2,106,232
|
|
|
5.625%, 7/01/40
|
|
|
|
3,000
|
|
Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2008A,
|
7/18 at 100.00
|
Baa2
|
3,197,520
|
|
|
6.000%, 7/01/38
|
|
|
|
4,550
|
|
South Central Connecticut Regional Water Authority, Water System Revenue Bonds, Eighteenth
|
8/13 at 100.00
|
Aa3
|
4,726,540
|
|
|
Series 2003A, 5.000%, 8/01/20 – NPFG Insured
|
|
|
|
1,840
|
|
South Central Connecticut Regional Water Authority, Water System Revenue Bonds, Twentieth
|
8/16 at 100.00
|
Aa3
|
2,040,026
|
|
|
Series, 2007A, 5.000%, 8/01/30 – NPFG Insured
|
|
|
|
2,870
|
|
South Central Connecticut Regional Water Authority, Water System Revenue Bonds,
|
8/21 at 100.00
|
Aa3
|
3,259,574
|
|
|
Twentieth-Sixth Series, 2011, 5.000%, 8/01/41
|
|
|
|
1,450
|
|
Stamford, Connecticut, Water Pollution Control System and Facility Revenue Bonds, Series
|
11/13 at 100.00
|
AA+
|
1,518,853
|
|
|
2003A, 5.000%, 11/15/32
|
|
|
|
26,125
|
|
Total Water and Sewer
|
|
|
28,139,126
|
$ 324,885
|
|
Total Investments (cost $324,046,321) – 152.5%
|
|
|
346,382,784
|
|
|
Floating Rate Obligations – (8.5)%
|
|
|
(19,370,000)
|
|
|
MuniFund Term Preferred Shares, at Liquidation Value – (46.4)% (6)
|
|
|
(105,500,000)
|
|
|
Other Assets Less Liabilities – 2.4%
|
|
|
5,682,802
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$ 227,195,586
|