Statement of Changes in Beneficial Ownership (4)
February 02 2022 - 11:18AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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SCHWARTZ STEPHEN S |
2. Issuer Name and Ticker or Trading Symbol
SPIRE INC
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SR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
700 MARKET STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/1/2022 |
(Street)
ST. LOUIS, MO 63101
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | | | | | | | | 1470.00 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock | (1) | 2/1/2022 | | A | | 362.00 (1) | | (1) | (1) | Common Stock | 362.00 | $66.31 | 3442.00 | D | |
Phantom Stock | (2) | 2/1/2022 | | A | | 362.00 (2) | | (2) | (2) | Common Stock | 362.00 | $66.31 | 3804.00 | D | |
Phantom Stock | (3) | 2/1/2022 | | A | | 362.00 (3) | | (3) | (3) | Common Stock | 362.00 | $66.31 | 4166.00 | D | |
Phantom Stock | (4) | 2/1/2022 | | A | | 362.00 (4) | | (4) | (4) | Common Stock | 362.00 | $66.31 | 4528.00 | D | |
Phantom Stock | (5) | 2/1/2022 | | A | | 362.00 (5) | | (5) | (5) | Common Stock | 362.00 | $66.31 | 4890.00 | D | |
Explanation of Responses: |
(1) | Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025. |
(2) | Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026. |
(3) | Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027. |
(4) | Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028. |
(5) | Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SCHWARTZ STEPHEN S 700 MARKET STREET ST. LOUIS, MO 63101 | X |
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Signatures
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/s/ Ellen Theroff, Attorney-in-Fact for Stephen S. Schwartz | | 2/2/2022 |
**Signature of Reporting Person | Date |
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