- Initial Statement of Beneficial Ownership (3)
May 11 2009 - 12:04PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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February 28, 2011
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Cox James Mitchell
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/7/2009
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3. Issuer Name
and
Ticker or Trading Symbol
TREX CO INC [TWP]
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(Last)
(First)
(Middle)
C/O TREX COMPANY, INC, 160 EXETER DRIVE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Vice President, Sales /
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(Street)
WINCHESTER, VA 22603-8605
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
(1)
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6667
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D
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Common Stock
(2)
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5213
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D
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Common Stock
(3)
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26666
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D
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Common Stock
(4)
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10696
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D
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Common Stock
(5)
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1477
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D
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Common Stock
(6)
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15728
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D
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Common Stock
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62808
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D
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Common Stock
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3983
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Appreciation Right
(7)
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2/18/2010
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2/18/2019
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Common Stock
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21519
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$13.44
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D
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Stock Appreciation Right
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5/7/2009
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2/21/2017
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Common Stock
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6825
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$25.37
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D
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Stock Appreciation Right
(8)
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2/21/2010
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2/21/2017
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Common Stock
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3413
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$25.37
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D
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Stock Appreciation Right
(9)
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5/7/2009
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2/8/2016
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Common Stock
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9700
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$24.17
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D
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Stock Appreciation Right
(10)
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5/7/2011
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5/7/2018
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Common Stock
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37049
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$9.14
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D
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Explanation of Responses:
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(
1)
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This restricted stock award vests on January 12, 2011.
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(
2)
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This restricted stock award vests on January 8, 2010.
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(
3)
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This restricted stock award vests in approximately two equal installments on January 8, 2010 and January 8, 2011.
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(
4)
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This restricted stock award vests over a three-year period in approximately three equal installments beginning on the first anniversary of the February 18, 2009 grant date.
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(
5)
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This restricted stock award vests on February 21, 2010.
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(
6)
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This restricted award vests over a three-year period in approximately three equal installments beginning on the first anniversary of the May 7, 2008 grant date.
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(
7)
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This stock appreciation right becomes exercisable in approximately three equal installments beginning on the first anniversary of the February 18, 2009 grant date.
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(
8)
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This stock appreciation right becomes execisable on February 21, 2010.
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(
9)
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This stock appreciation right is fully exercisable.
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(
10)
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This stock appreciation right becomes exercisable in approximately three equal annual installments beginning on the first anniversary of the May 7, 2008 grant date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Cox James Mitchell
C/O TREX COMPANY, INC
160 EXETER DRIVE
WINCHESTER, VA 22603-8605
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Vice President, Sales
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Signatures
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/s/ William R. Gupp by power of attorney
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5/11/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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