James Herring and John Gaffney join UBS Private Wealth Management in New York City
April 19 2024 - 8:30AM
Business Wire
UBS today announced that Private Wealth Advisors James Herring
and John Gaffney will be joining the firm in New York City. At the
conclusion of their respective notice periods, James and John will
join the UBS Manhattan Market and will be based in the firm’s 299
Park Ave Private Wealth Management office, managed by Chris Amo and
Bob Sorrentino.
“On behalf of UBS, we’re very pleased to welcome James and John
to the firm,” said Chris Amo, New York PWM Market Director at UBS
Private Wealth Management. “The team’s vast industry experience and
dedication to their clients will be a great addition to our
business, and we look forward to having them help us continue to
expand our client offering in the New York market.”
“With the team’s experience helping clients navigate complex
financial matters and commitment to delivering personalized
solutions, coupled with UBS’s unique suite of capabilities focused
on ultra-high net worth clients, I have no doubt that the team will
continue to successfully deliver for clients in the years to come,”
said Bob Sorrentino, New York PWM Market Director at UBS Private
Wealth Management.
James Herring joins UBS Private Wealth Management from
Goldman Sachs, where he was a Managing Director with over 35 years
of experience working with high-net-worth executives, non-profits
and family offices. During his career, James has served as a
Regional Manager for the Southeast from 1996-2000 and was named
Co-Head of the Family Investment Office (2006-2010), a multifamily
office business that he developed and launched in New York City.
Prior to joining Goldman Sachs, James served as an officer in the
United States Army Reserve for nine years. James earned a BA and
MBA from Vanderbilt University. He is a former president of the
Owen Graduate School Alumni Board, a member of the Economic Club of
New York and is active as a board member and fundraiser for his
church and several nonprofits.
John Gaffney joins UBS from Goldman Sachs where he spent
five years focusing on holistic wealth management solutions for
family offices and private wealth clients. John earned his BA from
Vanderbilt University and worked in Management Consulting and
Strategy before returning to Vanderbilt University's Owen School of
Management for his MBA. He is a leader and fundraiser for The
Leukemia & Lymphoma Society and active member of the Owen
Graduate School alumni association.
Notes to Editors
About UBS UBS is a leading and truly global wealth
manager and the leading universal bank in Switzerland. It also
provides diversified asset management solutions and focused
investment banking capabilities. With the acquisition of Credit
Suisse, UBS manages 5.5 trillion dollars of invested assets as per
second quarter 2023. UBS helps clients achieve their financial
goals through personalized advice, solutions and products.
Headquartered in Zurich, Switzerland, the firm is operating in more
than 50 countries around the globe. UBS Group shares are listed on
the SIX Swiss Exchange and the New York Stock Exchange (NYSE).
© UBS 2024. All rights reserved. The key symbol and UBS are
among the registered and unregistered trademarks of UBS.
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Media Contact: Christina Aquilina
Christina.aquilina@ubs.com https://www.ubs.com
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