Current Report Filing (8-k)
December 10 2012 - 3:52PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event
reported): December 3, 2012
Lehman ABS Corporation, on behalf of:
CORPORATE BACKED TRUST CERTIFICATES, AMERICAN GENERAL INSTITUTIONAL CAPITAL A CAPITAL SECURITIES-BACKED SERIES 2002-17 TRUST
(Exact Name of Registrant as Specified in Its Charter)
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Delaware
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001-31515
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13-3447441
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(State or Other Jurisdiction
of Incorporation)
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(Commission File
Number)
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(I.R.S. Employer
Identification No.)
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Lehman ABS Corporation
1271 Avenue of the Americas
New York, New York
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10020
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code: (646) 285-9000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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The Corporate Backed Trust Certificates, American General Institutional Capital A Capital Securities-Backed
Series 2002-17 Trust, which we refer to herein as the Trust, was formed pursuant to the Standard Terms for Trust Agreements, dated as of January 16, 2001, between Lehman ABS Corporation, as depositor, and U.S. Bank Trust National
Association, as trustee, as supplemented by the Series Supplement in respect of the Trust dated as of October 23, 2002, as amended.
As previously disclosed, the Registrant is a wholly-owned, indirect subsidiary of Lehman Brothers Holdings Inc. (LBHI). On
September 15, 2008 and periodically thereafter, LBHI and certain of its subsidiaries (collectively, the Debtors) commenced voluntary cases under chapter 11 of title 11 of the United States Code with the United States Bankruptcy
Court for the Southern District of New York (the Bankruptcy Court) (jointly administered proceedings,
In re Lehman Brothers Holdings Inc
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et al., Case Number 08-13555). LBHI and its
wholly-owned broker-dealer, Lehman Brothers Inc., have sold since September 15, 2008 significant businesses, including the sale on September 21, 2008 of the investment banking business to Barclays Capital Inc., which business included the
employees who historically conducted the Registrants business.
On December 6, 2011, the Bankruptcy Court
entered an order (the Confirmation Order) confirming the Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors (the Plan). The Plan and the Confirmation Order were attached
as Exhibit 2.1 and Exhibit 2.2, respectively, to LBHIs Current Report on Form 8-K filed with the Securities and Exchange Commission on December 14, 2011. LBHIs Current Report on Form 8-K filed with the Securities and Exchange
Commission on December 14, 2011 contains a summary of the Plan.
On March 6, 2012 (the Effective Date), the Plan became
effective and a notice of the Effective Date of the Plan (the Notice of Effective Date) was filed with the Bankruptcy Court.
Item 8.01. OTHER EVENTS
On
December 3, 2012, a distribution was made to the holders of the certificates issued by the Trust. Specific information with respect to the distribution is filed as Exhibit 99.1 hereto.
No other reportable transactions or matters have occurred during the current reporting period.
American International Group, Inc., the guarantor of the junior subordinated debentures, the sole assets held by the underlying securities issuer,
American General Institutional Capital A, is subject to the information reporting requirements of the Securities Exchange Act of 1934, as amended (the Exchange Act). For information on American International Group, Inc. please see its
periodic and current reports filed with the Securities and Exchange Commission (the Commission) under American International Group, Inc.s Exchange
Act file number, 001-08787. The Commission maintains a site on the World Wide
Web at http://www.sec.gov at which users can view and download copies of reports, proxy and information statements and other information filed electronically through the Electronic Data Gathering, Analysis and Retrieval system, or
EDGAR. Periodic and current reports and other information required to be filed pursuant to the Exchange Act by American International Group, Inc. may be accessed on this site. Neither Lehman ABS Corporation nor the Trustee has
participated in the preparation of such reporting documents, or made any due diligence investigation with respect to the information provided therein. Neither Lehman ABS Corporation nor the Trustee has verified the accuracy or completeness of such
documents or reports. There can be no assurance that events affecting the issuer of the underlying securities, American International Group, Inc. or the underlying securities themselves have not occurred or have not yet been publicly disclosed which
would affect the accuracy or completeness of the publicly available documents described above.
Item 9.01. FINANCIAL STATEMENTS AND
EXHIBITS
(d)
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The following exhibit is filed as part of this report:
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99.1
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Trustees Distribution Statement to the Corporate Backed Trust Certificates, American General Institutional Capital A Capital Securities-Backed Series 2002-17 Certificate
Holders for the period ending December 3, 2012.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. In preparing this
report the Registrant has relied on information provided to it by the Trustee.
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Date: December 10, 2012
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Lehman ABS Corporation
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By:
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/s/ William J. Fox
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Name:
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William J. Fox
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Title:
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Chief Financial Officer and Executive Vice President
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EXHIBIT INDEX
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Exhibit Number
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Description
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99.1
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Trustees Distribution Statement to the Corporate Backed Trust Certificates, American General Institutional Capital A Capital Securities-Backed Series 2002-17 Certificate
Holders for the period ending December 3, 2012
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