Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
February 13 2014 - 12:27PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on February 13, 2014
1933 Act Registration No. 333-183945
1940 Act Registration No. 811-22747
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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x
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Pre-Effective Amendment No.
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¨
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Post-Effective Amendment No. 15
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x
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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x
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Amendment No. 17
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x
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(Check appropriate box or boxes.)
ALPS SERIES TRUST
(Exact Name of Registrant as Specified in Charter)
1290 Broadway, Suite 1100, Denver, Colorado 80203
(Address of Principal Executive Offices)
303.623.5277
(Registrant’s Telephone Number, including Area Code)
JoEllen L. Legg, Esq., Secretary
ALPS Series Trust
1290 Broadway,
Suite 1100
Denver, CO 80203
(Name and Address of Agent for Service)
Copy to:
Aisha Hunt, Esq.
Dechert LLP
One Maritime Plaza,
Suite 2300
San Francisco, CA 94111-3513
It
is proposed that this filing will become effective (check appropriate box):
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þ
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immediately upon filing pursuant to paragraph (b)
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¨
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on (date) pursuant to paragraph (b)
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¨
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60 days after filing pursuant to paragraph (a)(1)
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¨
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75 days after filing pursuant to paragraph (a)(2)
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¨
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on (date) pursuant to paragraph (a)(2)
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If appropriate, check the following box:
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¨
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly
caused this registration statement to be signed on its behalf by the undersigned certifies that it meets all of requirements for effectiveness of this registration statement under Rule 485(b) under the Securities Act of 1933 and duly authorized, in
the City of Denver and State of Colorado on the 13
th
day of February, 2014.
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ALPS SERIES TRUST
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(Registrant)
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By: /s/ Jeremy O. May
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Jeremy O. May, President
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Pursuant to the requirements of the Securities Act of 1933, this registration statement
has been signed below by the following persons in the capacities and on the date indicated.
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Signature
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Title
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Date
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/s/ Jeremy O. May
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President, Trustee and Chairman
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February 13, 2014
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Jeremy O. May
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/s/ Cheryl Burgermeister
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Trustee
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February 13, 2014
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Cheryl Burgermeister*
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/s/ J. Wayne Hutchens
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Trustee
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February 13, 2014
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J. Wayne Hutchens*
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/s/ Patrick Seese
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Trustee
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February 13, 2014
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Patrick Seese*
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*
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Signature affixed by JoEllen L. Legg pursuant to a Power of Attorney dated October 30, 2012.
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EXHIBIT INDEX
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Index No.
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Description of Exhibit
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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