Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
August 12 2019 - 6:35AM
Edgar (US Regulatory)
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
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OMB
APPROVAL
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OMB Number: 3235-0058
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Estimated
average burden hours per response ... 2.50
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SEC
FILE NUMBER
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CUSIP
NUMBER
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(Check one):
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☐ Form 10-K
☐ Form 20-F ☐ Form 11-K
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Form 10-Q ☐ Form 10-D
☐ Form N-CEN ☐ Form N-CSR
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For
Period Ended: June 30, 2019
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☐ Transition Report
on Form 10-K
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☐ Transition Report
on Form 20-F
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☐ Transition Report
on Form 11-K
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☐ Transition Report on Form 10-Q
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For the Transition Period Ended:
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Read
Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
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If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART
I — REGISTRANT INFORMATION
GlyEco,
Inc.
Full
Name of Registrant
Former
Name if Applicable
P.O.
Box 387
Address
of Principal Executive Office
(Street and Number)
Institute,
West Virginia 25112
City,
State and Zip Code
PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate)
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(a)
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The reasons described in
reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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☐
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(b)
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The subject annual report, semi-annual report,
transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN, or Form N-CSR, or portion thereof, will be filed on or before
the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form
10-Q, or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following
the prescribed date; and
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☐
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(c)
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The accountant’s statement or other exhibit
required by Rule 12b-25(c) has been attached if applicable.
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PART
III — NARRATIVE
State
below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report portion
thereof, could not be filed within the prescribed time period.
The
issuer lacks the resources to be able to complete its filing at this time.
SEC 1344 (03-05)
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Persons who are to respond
to the collection of information contained in this form are not required to respond unless the form displays a currently valid
OMB control number.
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(Attach
extra Sheets if Needed)
PART
IV — OTHER INFORMATION
(1)
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Name and telephone number of person to contact in regard to this notification
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Brian Gelman
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800
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354-2044
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports
required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s)
been filed? If answer is no, identify report(s).
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Yes
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No ☐
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(3)
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Is it anticipated that any significant change
in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements
to be included in the subject report or portion thereof?
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Yes ☐ No
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If so, attach an explanation of the anticipated
change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results
cannot be made.
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GlyEco,
Inc.
(Name
of Registrant as Specified in Charter)
has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date:
August
12, 2019
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By:
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/s/ Brian Gelman
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Name: Brian Gelman
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(Title)Chief Financial Officer
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INSTRUCTION:
The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and
title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of
the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority
to sign on behalf of the registrant shall be filed with the form.
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ATTENTION
Intentional
misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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GENERAL
INSTRUCTIONS
1.
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This form is required by
Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934.
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2.
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One signed original and four conformed copies
of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C.
20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed
with the form will be made a matter of public record in the Commission files.
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3.
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A manually signed copy of the form and amendments
thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered.
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4.
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Amendments to the notifications must also be
filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified
as an amended notification.
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5.
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Electronic filers.
This form shall not
be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit
reports within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule
202 of Regulation S-T (§232.201 or §232.202 of this chapter) or apply for an adjustment in filing date pursuant
to Rule 13(b) of Regulation S-T (§232.13(b) of this chapter).
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6.
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Interactive data submissions
.
This form shall not be used by electronic filers with respect to the submission or posting of an Interactive Data File (§232.11
of this chapter). Electronic filers unable to submit or post an Interactive Data File within the time period prescribed should
comply with either Rule 201 or 202 of Regulation S-T (§232.201 and §232.202 of this chapter).
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3
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