Current Report Filing (8-k)
October 05 2017 - 8:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
October
5, 2017 (October 3, 2017)
Inventergy
Global, Inc.
(Exact name of registrant as specified in
its charter)
Delaware
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000-26399
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62-1482176
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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19925 Stevens Creek Blvd., #100
Cupertino, CA
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95014
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code:
(408) 389-3510
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter)
or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 3.01
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Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
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As
previously reported on the Current Report on Form 8-K filed on June 6, 2017,
trading in the common stock of Inventergy Global,
Inc. (the “Company”) was suspended on The Nasdaq Stock Market (“Nasdaq”) effective June 7, 2017.
As
previously reported on the Current Report on Form 8-K filed on September 5, 2017,
after careful consideration and in connection
with the previous delisting notices received by the Company from Nasdaq as previously disclosed in the Current Reports on Form
8-K filed by the Company on November 25, 2016, April 13, 2017 and August 29, 2017, the Company withdrew its appeal of the Nasdaq
Hearings Panel decision, dated July 5, 2017, pursuant to which it determined to delist the Company’s common stock from Nasdaq.
On
October 3, 2017, the Company was notified by Nasdaq that it will issue a press release on October 5, 2017 announcing that the Company’s
common stock will be delisted from Nasdaq. Nasdaq will file a Form 25 with the Securities and Exchange Commission to complete the
delisting, and the delisting will become effective ten days after the Form 25 is filed.
Following the delisting,
the Company’s common stock will continue to trade on the electronic quotation service operated by OTC Markets Group Inc.
(www.otcmarkets.com) under its current ticker symbol “INVT.”
On October 5, 2017, the Company issued a
press release announcing the above notice from Nasdaq. A copy of the press release is attached hereto as Exhibit 99.1.
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Item 9.01
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Financial Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Dated: October 5, 2017
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INVENTERGY GLOBAL, INC.
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By:
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/s/ Joseph W. Beyers
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Name: Joseph W. Beyers
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Title: Chief Executive Officer
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