Statement of Changes in Beneficial Ownership (4)
January 25 2023 - 12:50PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Sanlam International Investment Partners Ltd |
2. Issuer Name and Ticker or Trading Symbol
Millennium Sustainable Ventures Corp.
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MILC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
PRIVATE BAG X8 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/18/2023 |
(Street)
TYGERVALLY, T3 7536
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.0001 per share | 1/18/2023 | | S | | 5000 | D | $0.1 | 1142891 | D (1) | |
Common Stock, par value $0.0001 per share | 1/19/2023 | | S | | 5000 | D | $0.1 | 1137891 | D (1) | |
Common Stock, par value $0.0001 per share | 1/20/2023 | | S | | 28000 | D | $0.14 | 1109891 | D (1) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The shares reported on this Form 4 (the Shares) are directly owned by Sanlam International Investment Partners Limited (SIIP). Sanlam Investment Management Holdings (Pty) Limited (SIMH) is the sole shareholder of SIIP. Sanlam Limited (SL) is the sole shareholder of SIMH. Each of SIMH and SL, through their respective direct and indirect interests in SIIP, may be deemed to beneficially own the Shares held by SIIP. Each of SIMH and SL expressly disclaims beneficial ownership of the Shares in which they do not have a pecuniary interest. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Sanlam International Investment Partners Ltd PRIVATE BAG X8 TYGERVALLY, T3 7536 |
| X |
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Sanlam Investment Management Holding (Pty) Ltd PRIVATE BAG X8 TYGERVALLY, T3 7536 |
| X |
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Sanlam Ltd PRIVATE BAG X8 TYGERVALLY, T3 7536 |
| X |
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Signatures
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By: /s/ Francois Kellerman, Chief Financial Officer, Sanlam Investments Group | | 1/25/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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