Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
June 11 2024 - 11:10AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 11 June 2024
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
EXHIBIT INDEX
|
Exhibit No.
|
Description
|
|
99.1
|
Exhibit
99.1 Announcement sent to the London Stock Exchange on 11 June
2024 —
Holding(s) in Company
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Exhibit
99.1
11 June 2024
National Grid plc ('National
Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary
Shares
National Grid has received a notification on Form TR-1 from The
Goldman Sachs Group, Inc. that its total interest in National Grid
voting ordinary shares is as shown below.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
Issuer Name
UK or Non-UK Issuer
2. Reason for Notification
|
An acquisition or disposal of voting rights; An acquisition or
disposal of financial instruments
|
3. Details of person subject to the notification
obligation
Name
|
The Goldman Sachs Group, Inc.
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City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject
to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification
obligation
|
|
%
of voting rights attached to shares (total of 8.A)
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%
of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
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Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer
|
|
Resulting situation
on the date on which threshold was crossed or reached
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2.730473
|
0.007206
|
2.737679
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101883792
|
|
Position of
previous notification (if applicable)
|
2.032675
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1.724757
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3.757432
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
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Class/Type of shares ISIN code(if possible)
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Number of direct voting rights (DTR5.1)
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Number of indirect voting rights (DTR5.2.1)
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% of direct voting rights (DTR5.1)
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% of indirect voting rights (DTR5.2.1)
|
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GB00BDR05C01
|
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95574937
|
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2.568156
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US6362744095
|
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6040684
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0.162317
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Sub
Total 8.A
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101615621
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2.730473%
|
8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
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Type of financial instrument
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Expiration date
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Exercise/conversion period
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Number of voting rights that may be acquired if the instrument is
exercised/converted
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% of voting rights
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Securities
Lending
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Open
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77174
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0.002074
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Sub
Total 8.B1
|
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77174
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0.002074%
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8B2. Financial Instruments with similar economic effect according
to (DTR5.3.1R.(1) (b))
|
Type of financial instrument
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Expiration date
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Exercise/conversion period
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Physical or cash settlement
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Number of voting rights
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% of voting rights
|
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Swap
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23-Aug-2024
|
|
Cash
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125636
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0.003376
|
|
Swap
|
23-May-2034
|
|
Cash
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19756
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0.000531
|
|
Swap
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23-May-2034
|
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Cash
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29601
|
0.000795
|
|
Call
Warrant
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31-Dec-2030
|
|
Cash
|
4311
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0.000116
|
|
Call
Warrant
|
31-Dec-2030
|
|
Cash
|
1412
|
0.000038
|
|
Call
Warrant
|
31-Dec-2030
|
|
Cash
|
4281
|
0.000115
|
|
Call
Warrant
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31-Dec-2030
|
|
Cash
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6000
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0.000161
|
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Sub
Total 8.B2
|
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190997
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0.005132%
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9. Information in relation to the person subject to the
notification obligation
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2. Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
|
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Ultimate controlling person
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Name of controlled undertaking
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% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
The
Goldman Sachs Group, Inc. (Chain 1)
|
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 1)
|
Goldman
Sachs (UK) L.L.C.
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 1)
|
Goldman
Sachs Group UK Limited
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 1)
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Goldman
Sachs International
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 2)
|
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 2)
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GSAM
Holdings LLC
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 2)
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Goldman
Sachs Asset Management Holdings LLC
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 2)
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Goldman
Sachs Asset Management UK Holdings I Ltd
|
|
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The
Goldman Sachs Group, Inc. (Chain 2)
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Goldman
Sachs Asset Management UK Holdings II Ltd
|
|
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The
Goldman Sachs Group, Inc. (Chain 2)
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Goldman
Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset
Management Holdings II B.V.
|
|
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|
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The
Goldman Sachs Group, Inc. (Chain 2)
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Goldman
Sachs Asset Management Holdings B.V.
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 3)
|
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 3)
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Goldman
Sachs Bank USA
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 3)
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Goldman
Sachs Bank Europe SE
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 4)
|
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 4)
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Goldman
Sachs & Co. LLC
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 5)
|
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 5)
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GSAM
Holdings LLC
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 5)
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Goldman
Sachs Asset Management, L.P.
|
|
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The
Goldman Sachs Group, Inc. (Chain 6)
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The
Goldman Sachs Group, Inc. (Chain 6)
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Folio
Financial, Inc.
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The
Goldman Sachs Group, Inc. (Chain 6)
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Folio
Investments Inc.
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The
Goldman Sachs Group, Inc. (Chain 7)
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The
Goldman Sachs Group, Inc. (Chain 7)
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The
Goldman Sachs Trust Company, National Association
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The
Goldman Sachs Group, Inc. (Chain 7)
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The
Goldman Sachs Trust Company of Delaware
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The
Goldman Sachs Group, Inc. (Chain 8)
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|
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The
Goldman Sachs Group, Inc. (Chain 8)
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GSAM
Holdings LLC
|
|
|
|
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The
Goldman Sachs Group, Inc. (Chain 8)
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Goldman
Sachs Asset Management, L.P.
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The
Goldman Sachs Group, Inc. (Chain 8)
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Goldman
Sachs Asset Management International Holdings L.L.C.
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|
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The
Goldman Sachs Group, Inc. (Chain 8)
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Goldman
Sachs Asset Management Co., Ltd.
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|
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10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
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Please note, the total amount of voting rights have been rounded to
6 decimal places therefore there is a possibility of a rounding
error.General email contact:gs-regops-emea-position-enquiries@gs.com
|
12. Date of Completion
13. Place Of Completion
This notice is in compliance with National Grid's obligations under
the Disclosure and Transparency Rules.
Pritti Patel
Deputy Company Secretary and General Counsel,
Corporate
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
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NATIONAL GRID
plc
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By:
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Beth Melges
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Beth Melges
Head of Plc Governance
|
Date:
11 June
2024
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