Securities Registration (ads, Delayed) (f-6)
June 24 2016 - 11:25AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission
on June 24, 2016
Registration No. 333-
_____________________
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM F-6
REGISTRATION STATEMENT
under
THE SECURITIES ACT OF 1933
For American Depositary Shares
of
NAMPAK LIMITED
(Exact name of issuer of deposited securities
as specified in its charter)
N/A
(Translation of issuer's name into English)
SOUTH AFRICA
(Jurisdiction of incorporation or organization
of issuer)
THE BANK OF NEW YORK MELLON
(Exact name of depositary as specified in its
charter)
One Wall Street, New York, New York 10286
(212) 495-1784
(Address, including zip code, and telephone number,
including area code, of depositary's principal executive offices)
_______________________
The Bank of New York Mellon
ADR Division
One Wall Street, 11th Floor
New York, New York 10286
(212) 495-1784
(Address, including zip code, and telephone number,
including area code, of agent for service)
Copies to:
Brian D. Obergfell, Esq.
Emmet, Marvin & Martin, LLP
120 Broadway
New York, New York 10271
(212) 238-3032
It is proposed that this filing become effective
under Rule 466
[ ] immediately upon filing
[ ] on (Date) at (Time).
If a separate registration statement has been
filed to register the deposited shares, check the following box. [ ]
CALCULATION OF REGISTRATION FEE
Title of each class
of Securities to be registered
|
Amount to be registered
|
Proposed
maximum aggregate price per unit
(1)
|
Proposed
maximum aggregate offering price
(1)
|
Amount of registration fee
|
American Depositary Shares, each American Depositary Share representing
Ordinary Shares of Nampak Limited.
|
50,000,000 American Depositary Shares
|
$5.00
|
$2,500,000
|
$251.75
|
|
1
|
For the purpose of this table only the term "unit" is defined as 100 American Depositary
Shares.
|
The registrant
hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant
shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in
accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date
as the Commission, acting pursuant to said Section 8(a) may determine.
The prospectus
consists of the proposed Form of American Depositary Receipt included as Exhibit A to the Form of Deposit Agreement filed as Exhibit
1 to this Registration Statement which is incorporated herein by reference.
PART I
INFORMATION REQUIRED IN PROSPECTUS
Item -1.
|
Description of Securities to be Registered
|
Cross Reference Sheet
Item Number and Caption
|
|
Location in Form of Receipt Filed
Herewith as Prospectus
|
1. Name
and address of depositary
|
|
Introductory Article
|
2. Title
of American Depositary Receipts and identity of deposited securities
|
|
Face of Receipt, top center
|
Terms of Deposit:
|
|
|
(i) The amount of deposited securities represented by one unit of American Depositary Receipts
|
|
Face of Receipt, upper right corner
|
(ii) The procedure for voting, if any, the deposited securities
|
|
Articles number 15, 16 and 18
|
(iii) The collection and distribution of dividends
|
|
Articles number 4, 12, 13, 15 and 18
|
(iv) The transmission of notices, reports and proxy soliciting material
|
|
Articles number 11, 15, 16 and 18
|
(v) The sale or exercise of rights
|
|
Articles number 13, 14, 15 and 18
|
(vi) The deposit or sale of securities resulting from dividends, splits or plans of reorganization
|
|
Articles number 12, 13, 15, 17 and 18
|
(vii) Amendment, extension or termination of the deposit agreement
|
|
Articles number 20 and 21
|
(viii) Rights of holders of Receipts to inspect the transfer books of the depositary and the list of holders of Receipts
|
|
Article number 11
|
(ix) Restrictions upon the right to deposit or withdraw the underlying securities
|
|
Articles number 2, 3, 4, 5, 6, 8 and 22
|
(x) Limitation upon the liability of the depositary
|
|
Articles number 14, 18, 21 and 22
|
3. Fees and
Charges
|
|
Articles 7 and 8
|
|
Item - 2.
|
Available Information
|
|
|
|
|
Public reports furnished by issuer
|
|
Article number 11
|
|
|
|
|
|
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item - 3.
Exhibits
a.
|
Form of Deposit Agreement dated as of ____________, 2016, among Nampak Limited, The Bank of New York Mellon as Depositary, and all Owners and Holders from time to time of American Depositary Shares issued thereunder. - Filed herewith as Exhibit 1.
|
b.
|
Any other agreement to which the Depositary is a party relating to the issuance of the Depositary Shares registered hereby or the custody of the deposited securities represented. - Not Applicable.
|
c.
|
Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. - See (a) and (b) above.
|
d.
|
Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered. – Filed herewith as Exhibit 4.
|
e.
|
Certification under Rule 466. - Not Applicable.
|
|
|
Item - 4.
Undertakings
(a)
|
The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.
|
(b)
|
If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty days before any change in the fee schedule.
|
SIGNATURES
Pursuant to the
requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that all the requirements
for filing on Form F-6 are met and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the City of New York, State of New York, on June 24, 2016.
Legal entity created by the agreement
for the issuance of American Depositary Shares for ordinary Shares of Nampak Limited
By: The Bank of New York Mellon,
As Depositary
By:
/s/ Slawomir Soltowski
Name: Slawomir Soltowski
Title: Managing Director
Pursuant to the
requirements of the Securities Act of 1933, Nampak Limited
has caused this Registration Statement to be signed on its behalf
by the undersigned thereunto duly authorized, in the City of Johannesburg, South Africa on June 24, 2016.
NAMPAK LIMITED
By:
/s/ Glenn Fullerton
Name: Glenn Fullerton
Title: Chief Financial Officer
Pursuant to the
requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities
indicated on June 24, 2016.
/s/ Fezekile
Tshiqi
|
|
/s/ Donald
J. Puglisi
|
Fezekile Tshiqi
|
|
Donald J. Puglisi
|
Executive Director
|
|
Authorized U.S. Representative
|
|
|
|
|
|
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/s/ Tito
Mboweni
|
|
/s/ Glenn
Fullerton
|
Tito Mboweni
|
|
Glenn Fullerton
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Non-Executive Director
|
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Principal Financial and Accounting Officer
|
|
|
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|
/s/ Nosipho
Molope
|
|
/s/ André
de Ruyter
|
Nosipho Molope
|
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André de Ruyter
|
Non-Executive
Director
|
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Principal Executive Officer
|
|
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/s/ Roy Anderson
|
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Roy Anderson
|
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Non-Executive Director
|
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/s/ Peter
Surgey
|
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Peter Surgey
|
|
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Non-Executive Director
|
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/s/ Dr. Reuel
Khoza
|
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Dr. Reuel Khoza
|
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Non-Executive Director
|
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/s/ Emmanuel
Ikazoboh
|
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Emmanuel Ikazoboh
|
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Non-Executive Director
|
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Phinda Madi
|
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Non-Executive Director
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Ipeleng Mkhari
|
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Non-Executive Director
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/s/ Disebo
Moephuli
|
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Disebo Moephuli
|
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Non-Executive Director
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/s/ Nopasika
Lila
|
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Nopasika Lila
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Non-Executive Director
|
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INDEX TO EXHIBITS
Exhibit
Number
Exhibit
1
|
Form of Deposit Agreement dated as of ____________, 2016, among Nampak Limited, The Bank of New York Mellon as Depositary, and all Owners and Holders from time to time of American Depositary Shares issued thereunder.
|
|
|
|
|
4
|
Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered.
|
|
|
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