Current Report Filing (8-k)
December 20 2018 - 3:33PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
December 18, 2018
REGIONAL
BRANDS INC.
(Exact name of registrant as specified in its charter)
Delaware
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33-13110-NY
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11-2831380
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(State or other jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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6060 Parkland Boulevard, Cleveland, Ohio
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44124
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code:
(216) 825-4000
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction
A.2. below):
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange
Act of 1934 (17 CFR §240.12b-2). Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
¨
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Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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On December 18, 2018, stockholders of Regional
Brands Inc. (the “Company”) holding a majority of the issued and outstanding shares of the common stock of the Company,
by written consent in lieu of a meeting, re-elected the Company’s previously reported Board of Directors, comprised of Carl
Grassi, Fred DiSanto, Brian Hopkins and Jeff Anderson, in its entirety. The re-election of directors was approved by holders who
collectively own approximately 51.4% of the issued and outstanding shares of common stock.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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REGIONAL BRANDS INC.
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Date: December 20, 2018
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By:
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/s/ Fred DiSanto
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Name:
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Fred DiSanto
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Title:
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Chief Executive Officer
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