- Current report filing (8-K)
November 10 2008 - 8:55AM
Edgar (US Regulatory)
Securities
and Exchange Commission
Washington,
D.C. 20549
Form
8-K
Current
Report
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date
of
Report (Date of earliest event reported):
November
10, 2008
Stamford
Industrial Group, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
(State
or other jurisdiction of incorporation)
|
000-25781
(Commission
File Number)
|
41-1844584
(IRS
Employer Identification Number)
|
One
Landmark Square, 21
st
Floor, Stamford Connecticut
(Address
of principal executive offices)
|
06901
(Zip
Code)
|
Registrant’s
telephone number, including area code:
(203)
428-2200
N/A
(Former
name or former address, if changed since last report.)
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
|
o
|
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR
230.425)
|
|
o
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
|
o
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR
240.14d-2(b))
|
|
o
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR
240.13e-4(c))
|
Item
2.02.
Results
of Operations and Financial Condition
On
November 10, 2008, the Registrant issued an earnings press release announcing
financial results for the third quarter and nine months ended September 30,
2008. A copy of the earnings press release is furnished as Exhibit 99.1 and
incorporated herein by reference.
The
earnings press release contains the non-GAAP measures, EBITDA, Adjusted EBITDA,
free cash flow, and diluted earnings per share before non-cash expenses because
the Registrant believes that it enhances the user's overall understanding of
the
Registrant's current financial performance relative to past performance and
provides, to the nearest GAAP measure, a better baseline for modeling future
earnings expectations. The Registrant has provided a reconciliation within
the
earnings release of the non-GAAP financial measures EBITDA, Adjusted EBITDA,
free cash flow, and diluted earnings per share before non-cash benefits and
expenses to the most directly comparable GAAP financial measure. The
Registrant’s management, however, cannot provide any assurance that the
above-referenced non-GAAP financial measures are comparable to similarly titled
financial measures presented by other publicly-traded companies. The non-GAAP
financial measures described above should be considered in addition to, but
not
as a substitute for, measures of financial performance prepared in accordance
with GAAP that are presented in the earnings release.
The
information in this Form 8-K and the Exhibit attached hereto shall not be deemed
"filed" for purposes of Section 18 of the Securities Act of 1934, nor shall
it
be deemed incorporated by reference in any filing under the Securities Act
of
1933, except as shall be expressly set forth by specific reference in such
filing.
Item
9.01.
Financial
Statements and Exhibits
Exhibit
|
Description
|
|
|
99.1
|
Press
Release dated November 10, 2008, with respect to the Registrant’s
financial results for the third quarter and nine months ended September
30, 2008 (furnished only).
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Dated:
November 10, 2008
STAMFORD
INDUSTRIAL GROUP, INC.
By:
/s/
Jonathan
LaBarre
Jonathan
LaBarre
Chief
Financial Officer, Treasurer and
Secretary
|
Exhibit
Index
Number
|
Exhibit
|
|
|
99.1
|
Press
Release dated November 10, 2008, with respect to the Registrant’s
financial results for the quarter and year ended September 30,
2008
(furnished
only).
|
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