VIA Pharmaceuticals Receives Favorable Hearing Decision From NASDAQ
October 13 2009 - 8:30AM
PR Newswire (US)
SAN FRANCISCO, Oct. 13 /PRNewswire-FirstCall/ -- VIA
Pharmaceuticals, Inc. (NASDAQ:VIAP), a biotechnology company
focused on the development of compounds for the treatment of
cardiovascular and metabolic disease, today announced that on
October 9, 2009, it received a determination letter from The NASDAQ
Stock Market ("NASDAQ") notifying the Company that the NASDAQ
Hearing Panel (the "Panel") has granted the Company's request to
remain listed on NASDAQ, subject to the Company demonstrating
compliance with the NASDAQ Listing Rules (the "Listing Rules") on
or before December 31, 2009 (the "Exception Period"). During the
Exception Period, the Company must provide prompt notification of
any significant events to NASDAQ. The Panel granted the Company's
request after a hearing held on August 27, 2009 in which the
Company presented its plan of compliance (the "Plan") with respect
to its failure to satisfy NASDAQ's minimum $2.5 million
stockholders' equity, board independence, and $1.00 minimum bid
price requirements for continued listing. Based on the Company's
Plan and its continued execution of the Plan, the Panel found that
it was appropriate to allow the Company to remain listed on NASDAQ
while the Company works to regain compliance with the Listing
Rules. There can be no assurance that the Company will be able to
achieve or sustain the requirements under the Listing Rules to
insure that it will maintain its NASDAQ listing. About VIA
Pharmaceuticals, Inc. VIA Pharmaceuticals, Inc. is a biotechnology
company focused on the development of compounds for the treatment
of cardiovascular and metabolic disease. VIA's lead candidate,
VIA-2291, targets a significant unmet medical need: reducing
inflammation in plaque, which is an underlying cause of
atherosclerosis and its complications, including heart attack and
stroke. In addition, VIA's pipeline of drug candidates includes
other compounds to address other underlying causes of
cardiovascular disease: high cholesterol, diabetes and
inflammation. For more information, visit:
http://www.viapharmaceuticals.com/. Forward Looking Statements This
press release may contain "forward-looking" statements within the
meaning of the Private Securities Litigation Reform Act of 1995.
These statements relate to future events or to VIA's future
financial performance and involve known and unknown risks,
uncertainties and other factors that may cause VIA's actual
results, levels of activity, performance or achievements to be
materially different from any future results, levels of activity,
performance or achievements expressed or implied by these
forward-looking statements. In some cases, you can identify
forward-looking statements by the use of words such as "may,"
"could," "expect," "intend," "plan," "seek," "anticipate,"
"believe," "estimate," "predict," "potential," "continue" or the
negative of these terms or other comparable terminology. You should
not place undue reliance on forward-looking statements since they
involve known and unknown risks, uncertainties and other factors
which are, in some cases, beyond VIA's control and which could
materially affect actual results, levels of activity, performance
or achievements. Factors that may cause actual results to differ
materially from current expectations include, but are not limited
to: -- our ability to comply with the NASDAQ rules for continued
listing; -- our ability to borrow additional amounts under the loan
from Bay City Capital, which is subject to the discretion of Bay
City Capital; -- our ability to obtain necessary financing in the
near term, including amounts necessary to repay the loan from Bay
City Capital by the October 31, 2009 maturity date (or earlier if
certain repayment acceleration provisions are triggered); -- our
ability to control our operating expenses; -- our ability to comply
with covenants included in the loan from Bay City Capital; -- our
ability to maintain the listing of our common stock on NASDAQ; --
our ability to timely recruit and enroll patients in any future
clinical trials; -- our failure to obtain sufficient data from
enrolled patients that can be used to evaluate VIA-2291, thereby
impairing the validity or statistical significance of our clinical
trials; -- our ability to successfully complete our clinical trials
of VIA-2291 on expected timetables and the outcomes of such
clinical trials; -- complexities in designing and implementing
cardiometabolic clinical trials using surrogate endpoints in Phase
1 and Phase 2 clinical trials which may differ from the ultimate
endpoints required for registration of a candidate drug; -- the
results of our clinical trials, including without limitation, with
respect to the safety and efficacy of VIA-2291; -- if the results
of the ACS and CEA studies, upon further review and analysis, are
revised, interpreted differently by regulatory authorities or
negated by later stage clinical trials; -- our ability to obtain
necessary FDA approvals, including to initiate future clinical
trials of VIA-2291; -- our ability to successfully commercialize
VIA-2291; -- our ability to identify potential clinical candidates
from the family of DGAT1 compounds licensed and move them into
preclinical development; -- our ability to obtain and protect our
intellectual property related to our product candidates; -- our
potential for future growth and the development of our product
pipeline, including the THR beta agonist candidate and the other
compounds licensed from Roche; -- our ability to obtain strategic
opportunities to partner and collaborate with large biotechnology
or pharmaceutical companies to further develop VIA-2291; -- our
ability to form and maintain collaborative relationships to develop
and commercialize our product candidates; -- general economic and
business conditions; and -- the other risks described under Item 1A
"Risk Factors" in our Annual Report on Form 10-K for the fiscal
year ended December 31, 2008, as supplemented by the risks
described under Item 1A "Risk Factors" in our Quarterly Reports on
Form 10-Q for the quarters ended March 31, 2009 and June 30, 2009,
each on file with the SEC. All forward-looking statements
attributable to us or persons acting on our behalf are expressly
qualified in their entirety by the cautionary statements set forth
above. Forward-looking statements speak only as of the date they
are made, and VIA undertakes no obligation to update publicly any
of these statements in light of new information or future events.
DATASOURCE: VIA Pharmaceuticals, Inc. CONTACT: James G. Stewart,
Senior Vice President and Chief Financial Officer of VIA
Pharmaceuticals, Inc., +1-415-283-2204 Web Site:
http://www.viapharmaceuticals.com/
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