EPT Disclosure
April 24 2007 - 6:51AM
UK Regulatory
RNS Number:4125V
UBS AG (EPT)
24 April 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 23rd April 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 2,253,935 0.23% 97,039 0.01%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 2,253,935 0.23% 97,039 0.01%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
PURCHASE 84 1126.5 pence
PURCHASE 1504 1126.5
PURCHASE 1712 1126.5
PURCHASE 3748 1126.5
SALE 285 1127
PURCHASE 3300 1127.5
SALE 3400 1127.5
SALE 1134 1127.5
SALE 1000 1127.5
PURCHASE 4000 1128
PURCHASE 1338 1128
PURCHASE 262 1128
SALE 40 1128
SALE 3260 1128
SALE 3300 1128
PURCHASE 3300 1128.5
PURCHASE 2600 1128.5
SALE 459 1128.5
SALE 418 1128.5
SALE 374 1128.5
SALE 365 1128.5
SALE 484 1128.5
SALE 519 1128.5
SALE 793 1128.5
SALE 156 1128.5
SALE 3144 1128.5
SALE 943 1128.5
SALE 1559 1128.5
SALE 41 1128.5
SALE 1120 1128.5
SALE 3500 1128.5
SALE 757 1128.5
SALE 343 1128.5
PURCHASE 4000 1129
PURCHASE 4000 1129
SALE 537 1129
SALE 510 1129
SALE 193 1129
SALE 3107 1129
SALE 489 1129
PURCHASE 222 1129.5
PURCHASE 1617 1129.5
SALE 3564 1129.5
SALE 636 1129.5
SALE 483 1129.5
SALE 548 1129.5
SALE 330 1131.5
SALE 2350 1132.5
SALE 2620 1132.5
SALE 2547 1132.5
SALE 2382 1132.5
SALE 16 1132.5
SALE 4480 1132.5
SALE 1398 1133
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
CALL PURCHASE 10,000 10.50 GBP EUROPEAN 30/06/2007 58 GBP
CALL PURCHASE 40,000 10.50 GBP EUROPEAN 30/06/2007 58 GBP
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 24 APRIL 2007
Contact name LOUISE ROBINSON
Telephone number 020 7567 8762
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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