Rule 8.1- Alliance Boots Plc
June 06 2007 - 10:59AM
UK Regulatory
RNS Number:9095X
Citibank NA
06 June 2007
FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES
FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS
(Rules 8.1(a) and (b)(i) of the Takeover Code)
1. KEY INFORMATION
Name of person dealing (Note 1) Citibank NA
Company dealt in Alliance Boots plc
Class of relevant security to which the Ord/Equity
dealings being disclosed relate (Note 2)
Date of dealing 05 June 2007
These transactions are to close out pre-existing client option positions. They
have been discussed with the Panel Executive which has agreed, on an ex parte
basis, that the transactions are permitted and have no Code consequences.
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 3)
Class of relevant security: Long Short
Ord/Equity Number (%) Number (%)
(1) Relevant securities (0.00%) (0.00%)
(2) Derivatives (other than options) (0.00%) (0.00%)
(3) Options and agreements to purchase/sell 1,250,00 0 1,250,00 0
(0.13%) (0.13%)
Total 1,250,00 0 1,250,00 0
(0.13%) (0.13%)
(b) Interests and short positions in relevant securities of the
company, other than the class dealt in (Note 3)
Class of relevant security: Long Short
Ords Number Number
(%) (%)
(1) Relevant securities (0.00%) (0.00%)
(2) Derivatives (other than options) (0.00%) (0.00%)
(3) Options and agreements to purchase/sell (0.00%) (0.00%)
Total (0.00%) (0.00%)
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase Number of securities Price per unit (Note 5)
Total:
Sales Number of securities Price per unit (Note 5)
Total:
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (Note 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 7) price European etc. date paid/received per
unit (Note 5)
Call Option Purchasing 1,000,000 10.00 American 15-06-07 GBP 1.27
Call Option Selling 1,000,000 10.00 American 15-06-07 GBP 1.27
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 06 June 2007
Contact name Neil Kober (Citigroup Global Markets Limited)
Telephone number 020 7508 9050
Name of offeree/offeror with which associated Kohlberg Kravis Roberts & Co
Specify category and nature of associate status (Note 10) Offeror
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
purchased to which the option or (Note 2) American,
e.g. call option derivative relates European etc.
Call Option Purchased 1,250,000 GBP 10.5000 American 15 June 2007
Call Option Written 1,250,000 GBP 10.5000 American 15 June 2007
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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