Morgan Stanley Inv Management Ltd Form 8.3 - ARM Holdings Plc - MSIM Ltd (9983E)
July 22 2016 - 5:46AM
UK Regulatory
TIDMTTM TIDMARM
RNS Number : 9983E
Morgan Stanley Inv Management Ltd
22 July 2016
FORM 8.3
PUBLIC DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose dealings are being disclosed: Morgan Stanley Investment Management Limited
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(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
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(c) Name of offeree in relation to whose relevant securities this form ARM HOLDINGS PLC
relates:
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(d) If an exempt fund manager connected with an offeror/offeree, state
this and specify identity
of offeror/offeree:
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(e) Date dealing undertaken: 21 July 2016
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(f) Has the discloser previously disclosed, or are they today NO
disclosing, under the Code in
respect of any other party to this offer?
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security:
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Interests Short positions
-------------------------------------------------- -------------------- ------------------
Number % Number %
-------------------------------------------------- ------------ ------ ------------- ---
(1) Relevant securities owned and/or controlled: 15,382,806 1.09%
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(2) Derivatives (other than options):
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(3) Options and agreements to purchase/sell:
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TOTAL: 15,382,806* 1.09%
-------------------------------------------------- ------------ ------ ------------- ---
* of which 2,047,159 (0.1455) is non-voting
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists:
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Details, including nature of the rights concerned and relevant percentages:
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
Ordinary SALE 81,174 16.7662 GBP
ISIN: GB0000595859
--------------------------- -------------- --------------------- ---------------
367,792 16.761454 GBP
--------------------------- -------------- --------------------- ---------------
2,002,366 16.761454 GBP
--------------------- ---------------
60,481 16.761453 GBP
--------------------------- -------------- --------------------- ---------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
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NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
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NONE
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
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Date of disclosure: 22 July 2016
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Contact name: Maria Rubio
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Telephone number: 020 7425 1140
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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