EPT Disclosure
December 04 2008 - 4:45AM
UK Regulatory
RNS Number : 5448J
Merrill Lynch International
04 December 2008
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in British Airways Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 03/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
1,450,341 GBP 1.58 GBP 1.53
Total number of securities Highest price received Lowest price received
sold
2,135,576 GBP 1.58 GBP 1.50
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 6,186 GBP 1.53
Long Swap LONG 24,218 GBP 1.56
Long Swap LONG 63,623 GBP 1.53
Long Swap LONG 81,099 GBP 1.54
Long Swap LONG 112,846 GBP 1.54
Long Swap LONG 139,542 GBP 1.55
Long Swap LONG 161,598 GBP 1.56
Long Swap LONG 177,940 GBP 1.54
Long Swap LONG 267,429 GBP 1.56
Long Swap LONG 294,851 GBP 1.55
Long Swap LONG 1,469 GBP 1.54
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 183,907 GBP 1.56
Short Swap SHORT 350,000 GBP 1.56
Short Swap SHORT 267,429 GBP 1.55
Short Swap SHORT 4,228 GBP 1.55
Short Swap SHORT 177,940 GBP 1.54
Short Swap SHORT 144,349 GBP 1.55
Short Swap SHORT 118,622 GBP 1.56
Short Swap SHORT 112,846 GBP 1.55
Short Swap SHORT 81,099 GBP 1.54
Short Swap SHORT 72,074 GBP 1.53
Short Swap SHORT 63,623 GBP 1.54
Short Swap SHORT 54,598 GBP 1.54
Short Swap SHORT 46,776 GBP 1.55
Short Swap SHORT 24,493 GBP 1.55
Short Swap SHORT 10,296 GBP 1.53
Short Swap SHORT 8,905 GBP 1.55
Short Swap SHORT 294,851 GBP 1.54
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 04/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected British Airways Plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Axon Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 03/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
7,523 GBP 6.45 GBP 6.45
Total number of securities Highest price received Lowest price received
sold
4,144 GBP 6.44 GBP 6.44
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 6,525 GBP 6.45
Long Swap LONG 998 GBP 6.44
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 408 GBP 6.44
Short Swap SHORT 692 GBP 6.44
Short Swap SHORT 3,044 GBP 6.44
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 04/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected HCL EAS Limited
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Lloyds TSB Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 03/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
2,883,831 GBP 159.67 GBP 1.57
Total number of securities Highest price received Lowest price received
sold
2,245,847 GBP 1.68 GBP 1.56
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 705,234 GBP 1.60
Long Swap LONG 177,507 GBP 1.60
Long Swap LONG 98,746 GBP 1.59
Long Swap LONG 15,000 GBP 1.61
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 3,157 GBP 1.60
Short Swap SHORT 15,000 GBP 1.64
Short Swap SHORT 55,222 GBP 1.61
Short Swap SHORT 95,066 GBP 1.60
Short Swap SHORT 174,350 GBP 1.60
Short Swap SHORT 627,401 GBP 1.61
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 04/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in HBOS Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 03/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
828,267 GBP 0.90 GBP 0.87
Total number of securities Highest price received Lowest price received
sold
785,481 GBP 0.90 GBP 0.87
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 10,000 GBP 0.88
Long Swap LONG 4,836 GBP 0.88
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 4,836 GBP 0.87
Short Swap SHORT 10,000 GBP 0.88
Short Swap SHORT 104,482 GBP 0.91
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or
derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 04/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
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