Holding(s) in Company (9529A)
February 09 2011 - 7:03AM
UK Regulatory
TIDMDOO
RNS Number : 9529A
D1 Oils Plc
09 February 2011
For filings with the FSA include the
annex For filings with issuer exclude
the annex TR-1: NOTIFICATION OF MAJOR
INTEREST IN SHARES
-------------------------------------- ---------------------------------------
1. Identity of the issuer or the D1 Oils plc
underlying issuer of existing shares
to which voting rights are attached:
-------------------------------------- ---------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
-------------------------------------------------------------------------------
An acquisition or disposal of voting YES
rights
----------------------------------------- ------------------------------------
An acquisition or disposal of qualifying YES
financial instruments which may result
in the acquisition of shares already
issued to which voting rights are
attached
----------------------------------------- ------------------------------------
An acquisition or disposal of
instruments with similar economic effect
to qualifying financial instruments
----------------------------------------- ------------------------------------
An event changing the breakdown of
voting rights
----------------------------------------- ------------------------------------
Other (please
specify):
------------------------------------ --- ------------------------------------
3. Full name of person(s) subject Principle Capital Investments Limited
to the
notification obligation:
------------------------------------ -----------------------------------------
4. Full name of shareholder(s) 26,473,330 shares in the name of
(if different from 3.): Principle Capital Investments Limited
and 8,415,759 shares in the name of Evo
Nominees Limited
------------------------------------ -----------------------------------------
5. Date of the transaction and date Date of transaction 7 February 2011
on Date at which threshold is crossed
which the threshold is crossed or in relation to the shares listed at
reached: 8A: 7 February 2011
Date at which threshold is crossed
in relation to the qualifying financial
instruments listed at 8B:
------------------------------------ -----------------------------------------
6. Date on which issuer notified: 9 February 2011
------------------------------------ -----------------------------------------
7. Threshold(s) that is/are crossed 27% (reducing through 14% if call option
or is exercised)
reached:
------------------------------------ -----------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
-----------------------------------------------------------------------------------------------------------------
Class/type
of shares
if
possible Situation previous
using the to the triggering Resulting situation after the triggering
ISIN CODE transaction transaction on 7 February 2011
----------- -------------------------------- ------------------------------------------------------------------
Number
Number of
of Voting Number Number of voting
Shares Rights of shares rights % of voting rights
----------- --------------- --------------- ------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
----------- ----------- ----------- ------------- ------------- --------- ------------ -----------
GBP0.01
Ordinary 17,389,089 17,389,089 34,889,089 34,889,089 27.55
--------------- --------------- ------------- ------------- --------- ------------ -----------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------
Number of voting
rights that may
be
Type of acquired if the
financial Expiration Exercise/ instrument is % of voting
instrument date Conversion Period exercised/ converted. rights
--------------- ------------- ------------------------------ -------------------------- ---------------------
Call Option 31/3/2011 Any time 17,389,089 13.81
--------------- ------------- ------------------------------ -------------------------- ---------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
-----------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------
Type of Exercise/ Number of voting
financial Exercise Expiration Conversion rights instrument
instrument price date period refers to % of voting rights
------------- ------------- ------------- --------------- -------------------------- -----------------------
Nominal Delta
------------- ------------- ------------- --------------- -------------------------- ------------ ---------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------- ----------------------------------------------------------------
34,889,089 27.55
----------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
----------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------- -------------------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------- -------------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------- -------------------------------------
On 12 October 2010, Principle
Capital Investments Limited and
Principle Capital, L.P. entered into
a sale agreement for 17,500,000
shares. The purchaser has failed to
complete the purchase and the
agreement has terminated. Principle
Capital, L.P., has transferred its
shares in D1 Oils plc to Principle
Capital Investments Limited. The
option referred to at 8B above
continues to be exercisable by the
purchaser at any time until expiry
13. Additional information: on 31 March 2011.
------------------------------------- -------------------------------------
Principle Capital Fund Managers Ltd
14. Contact name: Ana Romero
------------------------------------- -------------------------------------
15. Contact telephone number: +41 22 908 1190
------------------------------------- -------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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