JPMorgan Securities Plc Form 8.5 (EPT/RI)- NEX Group plc AMENDMENT (1020G)
November 01 2018 - 11:35AM
UK Regulatory
TIDMNXG
RNS Number : 1020G
JPMorgan Securities Plc
01 November 2018
AMMENT
INCREASED EQUITY PURCHASES BY 36,779 TO 324,451
ADDED EQUITY SWAP SALES OF 36,779
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form NEX Group plc
relates:
Use a separate form for each offeror/offeree
------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Financial Advisor to CME Group Inc.
connected:
------------------------------------
(d) Date dealing undertaken: 29 October 2018
------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, CME Group Inc.
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received (GBP) paid/received
(GBP)
Ordinary Shares Purchases 324,451 10.9600 10.8211
Sales 91,082 10.9424 10.8361
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities (GBP)
long/short position,
increasing/reducing a
long/short position
Ordinary Shares Equity Swaps Long 726 10.8494
216 10.8600
353 10.8692
1,212 10.8695
17,131 10.8700
516 10.9192
3,128 10.9211
1,166 10.9238
848 10.9300
13,092 10.9331
81 10.9350
394 10.9400
Short 518 10.8211
434 10.8309
5 10.8700
250 10.8701
112 10.8725
464 10.8730
1,185 10.8735
9 10.8778
3 10.8811
1,320 10.8935
25,798 10.8947
4,791 10.8953
10,038 10.8960
100,000 10.8976
588 10.9092
1,841 10.9165
32,171 10.9221
6,003 10.9299
40,000 10.9311
36,779 10.9392
20,500 10.9444
3,159 10.9447
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit (GBP) American, received per
option varying etc. option European unit (GBP)
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(GBP)
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion (GBP)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 01 November 2018
Contact name: Alwyn Basch
-----------------
Telephone number: 020 7742 7407
-----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service. The Panel's Market Surveillance
Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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