EPT Disclosure - Amendment
April 08 2008 - 5:49AM
UK Regulatory
RNS Number:8550R
Merrill Lynch International
08 April 2008
FORM 38.5 (SUMMARY)
This announcement amends the EPT Disclosure - Amendment released on 07/04/2008 at 10:42
under number 7400R. The total number of Derivative Transactions for Rio Tinto Plc has
been amended.
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of
securities in which dealings have been made.
CONNECTED EXEMPT PRINCIPLE TRADER:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EPT Merrill Lynch International
Date of disclosure 03 April 2008
Date of dealing 02 April 2008
Telephone number 020 7996 2121
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies:
02 April 2008
Rio Tinto Plc - Common
Punch Taverns Plc - Common
Oriel Resources Plc - Common
BHP Billiton Plc - Common
AMENDMENT
state which element(s) of previous disclosure was incorrect: The total number of Derivative Transactions for Rio Tinto
Plc has been amended.
In the case of option business or dealings in derivatives full details should be given on a separate sheet so
that the nature of the dealings can be fully understood. For options this should include the number of
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price
and any option money paid or received. For derivatives this should include, at least, the number of reference
securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the
reference price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring
Section of the Panel, Tel. No:0207 638 0129
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 02/04/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
4,815,245 GBP 15.42 GBP 14.66
Total number of securities sold Highest price received Lowest price received
2,277,066 GBP 15.39 GBP 14.82
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 8,191 GBP 15.14
Long Swap LONG 21,378 GBP 15.32
Long Swap LONG 50,000 GBP 14.66
Long Swap LONG 2,000 GBP 15.17
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 6,835 GBP 15.17
Short Swap SHORT 50,000 GBP 15.35
Short Swap SHORT 24,836 GBP 15.29
Short Swap SHORT 13,165 GBP 15.17
Short Swap SHORT 7,990 GBP 15.20
Short Swap SHORT 7,563 GBP 15.16
Short Swap SHORT 84 GBP 14.99
Short Swap SHORT 5,160 GBP 15.27
Short Swap SHORT 2,362 GBP 15.16
Short Swap SHORT 1,623 GBP 14.99
Short Swap SHORT 787 GBP 15.01
Short Swap SHORT 639 GBP 14.99
Short Swap SHORT 500 GBP 15.23
Short Swap SHORT 289 GBP 15.28
Short Swap SHORT 148 GBP 14.99
Short Swap SHORT 7,644 GBP 15.01
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name Writing, Number of Exercise Type, e.g. Expiry date Option money
selling, price
eg call option purchasing, securities under American, paid/received
varying etc. option European etc per unit
Warrant Buying 20,000 �0.21 AMERICAN 17-Apr-09
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 03/04/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
AMENDMENT FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Rio Tinto Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 02/04/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
454,846 GBP 53.75 GBP 51.65
Total number of securities sold Highest price received Lowest price received
489,894 GBP 53.72 GBP 51.59
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 20,641 GBP 53.45
Long Swap LONG 846 GBP 52.85
Long Swap LONG 1,082 GBP 53.51
Long Swap LONG 1,171 GBP 52.85
Long Swap LONG 1,721 GBP 52.80
Long Swap LONG 1,815 GBP 53.45
Long Swap LONG 3,768 GBP 53.51
Long Swap LONG 479 GBP 52.85
Long Swap LONG 17,867 GBP 53.45
Long Swap LONG 20,641 GBP 53.45
Long Swap LONG 9,832 GBP 53.16
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 56 GBP 53.59
Short Swap SHORT 20,315 GBP 53.46
Short Swap SHORT 8,000 GBP 53.59
Short Swap SHORT 3,859 GBP 52.76
Short Swap SHORT 2,396 GBP 52.30
Short Swap SHORT 1,520 GBP 53.20
Short Swap SHORT 790 GBP 53.20
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 03/04/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Punch Taverns Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 02/04/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
682,112 GBP 6.01 GBP 5.82
Total number of securities sold Highest price received Lowest price received
768,514 GBP 5.98 GBP 5.81
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 25,670 GBP 5.89
Long Swap LONG 1,061 GBP 6.01
Long Swap LONG 600 GBP 5.98
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 600 GBP 5.84
Short Swap SHORT 1,061 GBP 5.95
Short Swap SHORT 1,331 GBP 5.95
Short Swap SHORT 3,129 GBP 5.95
Short Swap SHORT 8,276 GBP 5.95
Short Swap SHORT 9,420 GBP 5.90
Short Swap SHORT 11,850 GBP 5.95
Short Swap SHORT 16,809 GBP 5.90
Short Swap SHORT 35,842 GBP 5.95
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 03/04/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Punch Taverns Plc
Nature of connection # Advisor
FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Oriel Resources Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 02/04/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
117,000 GBP 1.08 GBP 1.08
Total number of securities sold Highest price received Lowest price received
84,000 GBP 1.08 GBP 1.08
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 33,000 GBP 1.08
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 03/04/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Mechel OAO
Nature of connection # Advisor
This information is provided by RNS
The company news service from the London Stock Exchange
END
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